Legal Compliance Jobs in Investment Banking

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      Legal Entity Management Consultant

      Job ID #: 46174 Primary Location: GB-London-London 77-79 Great Eastern Street-3947 Position Type: Full-Time Regular Education Desired: B.Sc Position Responsibilities\Requirements: Let's Talk About You You... as a Capco Legal Entity Management Consultant... within Capital Markets/ Investment Banking. A Word About... Finance Risk & Compliance, Insurance and Wealth... key role of Legal Entity Consultant within Capital Markets/ Investment Banking requires someone with... Experience in supporting legal entity creation or...

      Salary:
      Competitive
      Location:
      London
      Date Posted:
      24-Jul-2017
      Job Type:
      Permanent

      Compliance Specialist Policy

      Our client is a leading bank based in London, an opportunity has arisen for a Compliance Policy Specialist This role will sit within the Compliance... sit within the Compliance team, focusing on... the Director of Compliance, Senior Management as... the Director of Compliance, Senior Management as... and implement appropriate Compliance related policies and... to ensure the Compliance team within the...

      Salary:
      250-350 Daily
      Location:
      London
      Date Posted:
      25-Jul-2017
      Job Type:
      Temporary/Seasonal

      Sanctions and Fraud Analyst

      Sanctions and Fraud Analyst A global investment bank is seeking a Sanctions and Fraud Analyst for their London team, to assess financial crime risk and apply... risk and apply compliance controls. The role... multi-jurisdictional financial crime compliance. This will involve... mindful of current compliance requirements. Furthermore the ideal candidate will understand and prioritise the cut-off times for payments. If you are...

      Salary:
      250-350 Per Day
      Location:
      London
      Date Posted:
      27-Jul-2017
      Job Type:
      Contract/Interim

      Onboarding Analyst

      Our client a leading Investment bank based in London are seeking to recruit an Onboarding Analyst to join their team on permanent basis. The main purpose... procedures, and in compliance with all relevant... understand and apply legal and compliance procedures

      Salary:
      30,000- 35,000
      Location:
      London
      Date Posted:
      25-Jul-2017
      Job Type:
      Permanent

      Executive Director- Internal Audit - Regulatory Compliance

      Executive Director- Internal Audit - Regulatory Compliance My client, a leading investment bank, is looking for a senior audit/compliance professional to join their compliance audit team leading investment bank, is looking for a senior audit/compliance professional to join their compliance audit team in... of corporate governance, legal and compliance processes across the... coverage of the Legal and Compliance divisions together with legal entity governance including...

      Salary:
      100k - 160k pa
      Location:
      London
      Date Posted:
      24-Jul-2017
      Job Type:
      Permanent

      Senior Consultant Relationship Manager

      Role - Senior relationship manager on the consultant relations team covering tier 1 consultancies and a number of smaller ones. - Role also involves extensive... (e.g. operations and legal) in connection with... in regulation, and compliance matters. Person specification... institutional relationships in investment banking, investment consulting or... - Knowledge of legal, technical and investment issues facing UK pension funds - Understanding...

      Salary:
      Competitive Package
      Location:
      Oxford Circus
      Date Posted:
      21-Jul-2017
      Job Type:
      Permanent

      IB Technology Risk & Control Lead - Tier 1 Bank

      IB Technology Risk & Control Lead - Tier 1 Bank My client, a leading investment bank, is looking for a Technology Risk and Control Lead to... to ensure full compliance of all mandatory... operational risk and legal requests. * Working... * Reviewing non compliance requests - check... * Ensuring continued compliance with the banks... engagement component * Investment Banking knowledge

      Salary:
      80k - 95k pa + bonus and bens
      Location:
      London
      Date Posted:
      26-Jul-2017
      Job Type:
      Permanent

      Regulatory Engagement Compliance Officer

      Regulatory Engagement - Investment Bank Our client, a large Investment Bank, is currently on a search for an experienced Regulatory Engagement Compliance officer to join their London large Investment Bank, is currently on... experienced Regulatory Engagement Compliance officer to join... other departments within Compliance, IT, Ops etc. The ideal candidate will have: - Excellent communications skills (both written and verbal) - Working knowledge...

      Salary:
      Competitive Salary
      Location:
      London
      Date Posted:
      27-Jul-2017
      Job Type:
      Permanent

      Business Analyst - Global Investment Bank

      Business Analyst - Global Investment Bank A leading Global Investment Bank is looking for Business Analyst to join their Compliance Transformation Team, with the role being situated Investment Bank is looking for... to join their Compliance Transformation Team, with... on behalf of Compliance Transformation, and for... data used by Compliance applications adheres to... assessments of existing Compliance applications to identify... the impact on Compliance arising from changes...

      Salary:
      45k - 60k pa
      Location:
      Glasgow
      Date Posted:
      27-Jul-2017
      Job Type:
      Permanent

      Market Risk Programme Manager

      My client is an Investment Bank based in the city. They are seeking a Market Risk Programme Manager to join them on a permanent basis. Department... operational capabilities, regulatory compliance and business growth... of FRTB regulatory compliance for Risk Management - Delivery of key business sponsored ROI initiatives - Delivery of global market risk operational and market risk model regulatory commitments

      Salary:
      120k - 160k pa + Benefits
      Location:
      City Of London
      Date Posted:
      24-Jul-2017
      Job Type:
      Permanent

      Central Compliance Analyst - Investment Banking - London

      Central Compliance Analyst - Investment Banking - London. Our client an International Investment Bank seeks a Central Compliance Analyst to join the London team. The successful candidate - London. Our... client an International Investment Bank seeks a Central Compliance Analyst to join... and entertainment, producing compliance MI, supporting the... a background in compliance from ideally an Investment Banking background. Please send your CV for...

      Salary:
      50-60k
      Location:
      London
      Date Posted:
      25-Jul-2017
      Job Type:
      Permanent

      Compliance Consultant

      The role is effectively compliance assistant', helping our front-line consultants with client service and delivery and will require a good (rather than expert) understanding of... with their entire compliance programme, including providing... role is effectively compliance assistant', helping our... worked in a compliance environment (probably a... fund managers, an investment bank or similar financial... many aspects of compliance and regulatory projects, ...

      Salary:
      350 - 550 p/day
      Location:
      City Of London
      Date Posted:
      27-Jul-2017
      Job Type:
      Temporary/Seasonal
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      Business Analyst - Remediation - MIFID/ EMIR

      Business Analyst - Remediation - MIFID - EMIR - Transaction reporting A leading Investment bank are looking to recruit a Business Analyst with working within their... with colleagues in Compliance, Operations and Technology until resolved. This is a very hands on role, ideal for someone who has a keen eye for detail, yet also seeks the autonomy of managing and delivering...

      Salary:
      450.00 - 550.00 p/day
      Location:
      London
      Date Posted:
      21-Jul-2017
      Job Type:
      Contract/Interim

      Compliance Monitoring & Testing VP - Investment Bank - London

      THE BANK In contrast to many of its competitors, this US Investment Bank is one of a few large global institutions that is benefiting from substantial... top of this Investment Bank's agenda, offering an... with EMEA Central Compliance Reviews * Engage... team members (senior compliance management, audit and... raise findings within Compliance reports and following... monitoring activities within Compliance Reports * Assist...

      Salary:
      60k - 80k pa
      Location:
      London
      Date Posted:
      21-Jul-2017
      Job Type:
      Permanent

      Central Compliance Officer

      This job is an excellent opportunity to work in a prestigious Investment Bank in a central compliance role. In this position, you would report directly into compliance role. In this... directly into the Compliance Officer - Regulatory... Client Details An Investment Bank. Description Responsible for... is recorded in Compliance's employee database and... and assisting the Compliance advisory colleagues with... expenditure, to ensure compliance with the Bank's...

      Salary:
      60k - 70k pa + Bonus
      Location:
      London
      Date Posted:
      27-Jul-2017
      Job Type:
      Permanent

      Compliance Monitoring

      My client is a consultancy firm who requires a Compliance Monitoring individual to draft new compliant material to advise on new policies and procedures and... consulting team using compliance monitoring whilst maintaining... worked in a compliance monitoring environment in... fund managers, an investment bank or similar financial... many aspects of compliance and regulatory projects, ... would be retail compliance experience such as...

      Salary:
      350 - 550 p/day
      Location:
      London
      Date Posted:
      27-Jul-2017
      Job Type:
      Temporary/Seasonal

      Contract - Compliance Fixed Income Advisory - Investment Bank

      Compliance Advisory Our client is a leading Investment Bank searching for a Compliance officer to join their Fixed Income compliance advisory space in a contract role.... is a leading Investment Bank searching for a Compliance officer to join... their Fixed Income compliance advisory space in... and ensuring that compliance policies and processes... in the wider compliance function by assisting... Fixed Income advisory Compliance position at a...

      Salary:
      400 - 700 p/day
      Location:
      London
      Date Posted:
      24-Jul-2017
      Job Type:
      Contract/Interim

      Programme Manager - GDPR

      Programme Manager job working on a regulatory change programme in an Investment Banking Services organisation. Your new role As Programme Manager you will lead and deliver... change to ensure compliance with GDPR. You... change programmes within Investment Banking or Financial Service organisations. Previous experience of GDPR is highly desirable. Excellent stakeholder management skills are essential for this role. What you need to...

      Salary:
      700.00 - 850.00 p/day
      Location:
      City Of London
      Date Posted:
      25-Jul-2017
      Job Type:
      Contract/Interim

      Trade Finance Officer

      Fantastic opportunity to work for an International Investment Bank located in Northwich. The role is for a Trade Finance Officer you will be part of a... your knowledge and compliance of rules and procedures with regards to country sanctions and money laundering. Support colleagues that are transacting with other bank's and maintaining good banking relationships. Assist with foreign and sterling payments...

      Salary:
      20,000 - 25,000
      Location:
      Cheshire
      Date Posted:
      27-Jul-2017
      Job Type:
      Permanent

      AVP / Manager - Fixed Income Compliance

      The Firm: One of the top investment banks in London and a global player on all asset classes is looking for an AVP to work within... their Fixed Income Compliance Advisory team. With... members of the Compliance team. You will... according to the compliance risk plan. Your... years experience in Compliance * Strong academic background * Strong understanding of the Fixed...

      Salary:
      65k.00 - 80k.00 pa + bonus
      Location:
      City Of London
      Date Posted:
      25-Jul-2017
      Job Type:
      Permanent

      Compliance MIFID II Assistant

      Regulatory Change and MIFID II Junior Contract Opportunity Graduate Compliance Opportunity working for a large Investment Bank working on a large scale MIFID II project 18 months Compliance generalist experience is essential Contract to start ASAP Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this...

      Salary:
      Neg
      Location:
      City Of London
      Date Posted:
      27-Jul-2017
      Job Type:
      Temporary/Seasonal

      MIFID II Compliance Lawyer

      Senior MIFID II Regulatory and Legal Expert Working on a large scale MIFID II project as a compliance and legal subject matter expert, my client is looking for previous MIFID II Regulatory Change experience and will preferably be from a Investment Banking background. Start in August - First Tier Compliance Contract Opportunity - 6 months + Hays Specialist Recruitment Limited acts...

      Salary:
      Neg
      Location:
      City Of London
      Date Posted:
      27-Jul-2017
      Job Type:
      Temporary/Seasonal

      MIFID II - COMPLIANCE Subject Matter Expert

      MIFID II Compliance Opportunity - 6 months + Working for a large banking group int he city, my client is looking for an experienced Compliance professional to join their MIFID II project team. 10 years + experience working in Investment Banking Compliance is essential with recent MIFID II experience Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment...

      Salary:
      Neg
      Location:
      City Of London
      Date Posted:
      21-Jul-2017
      Job Type:
      Temporary/Seasonal

      Front Office Compliance Advisory

      A global investment bank based in London is currently looking for two experienced front office compliance advisory consultants to join their firm and provide advice to... experienced front office compliance advisory consultants to... floor. Two great compliance advisory opportunities have... large and reputable investment bank based in London. The compliance team are searching... experienced front office compliance advisory consultants to... To provide advisory compliance support, including transaction...

      Salary:
      700 - 1k p/day
      Location:
      London
      Date Posted:
      21-Jul-2017
      Job Type:
      Temporary/Seasonal

      Compliance Surveillance & Analytics - Quant Trading - London

      THE COMPANY Our client is a cutting edge algo / quantitative trading house who are looking to expand its Compliance team to accommodate the growth... will be a Compliance Surveillance and Analytics... have some broader Compliance responsibilities. THE ROLE The Compliance Officer will be... administration of the Compliance Monitoring Program *... / reporting for Compliance and Business Management... in and provides compliance support for regulatory...

      Salary:
      60k - 80k pa
      Location:
      London
      Date Posted:
      21-Jul-2017
      Job Type:
      Permanent
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