Legal Compliance Jobs in Investment Banking

      Find Legal Compliance jobs in the Investment Banking industry. Search and apply today.

      If you'd rather take a back seat in your job hunt then register with CityJobs, upload your CV and let Investment Banking recruiters find you. Once you've registered, we can also send you an email alert each time a new Legal Compliance job matches your profile

      Refine your search
      Get new jobs for this search by email
      You can cancel email alerts at any time.
      Showing jobs 1 - 25 of 49

      Sort by

      Cyber Security Project Manager

      Project Manager - Banking - Cyber Security - VP - Permanent - London A tier 1 Invesment bank with a global remit are looking for... as regulatory and compliance engagements. Key skills... Manager experience * Investment banking experience * Strong stakeholder management Key responsibilities * The Cyber Regulatory Delivery Manager is responsible for delivering the programme of work * Working closely...

      Salary:
      £60k - £90k pa + benefits + bonus
      Location:
      London
      Date Posted:
      18-Jan-2018
      Job Type:
      Permanent

      Loans Agency Analyst

      Our Client, a large Investment Bank, are currently looking to recruit a Loans Agency Analyst for their London based team on a Permanent Basis. You will... functions where the Investment Bank has the Agent's... and control borrower's compliance with covenants. - Prepare management information or progress report as required. - Liaise with Ops/front offices to ensure smooth processing on new /restructured deals....

      Salary:
      up to £50,000
      Location:
      London
      Date Posted:
      18-Jan-2018
      Job Type:
      Permanent

      Anti-Money Laundering (AML) Officer

      An Investment bank in Cheshire has an exciting opportunity Anti - Money Laundering (AML) officer The role requires in depth knowledge of the specialist area, which... for purpose. Manage compliance/contingency/risk issues within own... Experience Required Previous compliance experience within the... services industry and compliance. 2/3 years' experience of working in a multi-disciplined team across business units. Someone with sound knowledge of...

      Salary:
      £23, 000-£26, 000
      Location:
      Cheshire
      Date Posted:
      19-Jan-2018
      Job Type:
      Permanent

      Head of compliance

      My Client is a Prime broker who is looking to expand their compliance department. The role at hand is a Head of Compliance position in... a Head of Compliance position in a... people in the compliance department; one junior... build out the compliance function, staying on... come from an Investment Banking or Brokerage background and will have previously held CF10 and/or...

      Salary:
      £100k - £130k pa + Benefits
      Location:
      City Of London
      Date Posted:
      18-Jan-2018
      Job Type:
      Permanent

      Senior Risk Officer

      A rapidly growing Investment Brokerage company based in London are looking for a Senior Risk Officer to join their team. The role Working as a... of expertise include Compliance Directors, CF10/11, Risk... services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to...

      Salary:
      £70k.00 - £75k.00 pa
      Location:
      City Of London
      Date Posted:
      19-Jan-2018
      Job Type:
      Permanent

      MiFID II Project Support

      This Top Tier Asset Management firm is looking for MiFID II Project Support to join their team. This individual will cover a variety of functions... Participation in other compliance projects The successful... Asset Management or Investment Banking environment * Strong general Compliance experience * MiFID II's complaints, knowledge and competency and inducement requirements * Personal Trading monitoring awareness * FCA's complaint...

      Salary:
      £250 - £318 p/day
      Location:
      London
      Date Posted:
      23-Jan-2018
      Job Type:
      Contract/Interim

      Data Analyst

      This is an exciting opportunity to join a global Investment Bank! This is a Data Analyst position, looking ideally for individuals with working experience of "Relativity"... the Group's internal compliance controls, policies and... crime regulation and compliance is preferable but not essential * Some technical / IT knowledge (familiarity with online document storage platforms) * Stakeholder management SkillS * Time management...

      Salary:
      Up to £250 p/day
      Location:
      London
      Date Posted:
      19-Jan-2018
      Job Type:
      Temporary/Seasonal

      Product Controller/ Finance Analyst, London 6 months

      Product Controller/Finance Analyst, London 6 month Tier One Investment Bank is looking to appoint a Product Controller on a contract basis. YOU MUST HAVE KNOWLEDGE OF... and greater regulatory compliance. A division of Adecco with operations in nearly 100 countries and with more than 1,500 colleagues worldwide, the Jacksonville, Florida-based organization delivers solutions to more than 150 industry-leading companies.

      Salary:
      Excellent Daily Rates
      Location:
      London
      Date Posted:
      17-Jan-2018
      Job Type:
      Contract/Interim

      Compliance Business Analyst - KYC/ AML

      Compliance Business Analyst - KYC/AML J.P. Morgan's Investment Bank delivers a global platform of integrated financial products spanning M&A advisory, capital markets, prime brokerage, restructuring, risk... KYC/AML J.P. Morgan's Investment Bank delivers a global... a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. Role Description Global Market Infrastructures (GMI) Team...

      Salary:
      £Market Rate
      Location:
      London
      Date Posted:
      16-Jan-2018
      Job Type:
      Contract/Interim

      Conflict Clearing - VP - level London.

      Conflict Clearing - VP - level London. My client, a Tier 1 Investment Bank is looking for Conflict Clearing VP level to join their Corporate &... their Corporate & Investment Banking team based in... prior exposure to investment banking activities through own... Management, Audit or Compliance. Please let me know if you're interested or might know a suitable person. [Email address removed] or...

      Salary:
      £100k - £101k pa
      Location:
      London
      Date Posted:
      17-Jan-2018
      Job Type:
      Permanent

      Anti-Money Laundering (AML) AVP

      THE BANK This Top Tier Bank is one of the largest financial institutions in the world, with a strong presence in Investment Banking, Corporate Banking and... Commercial Banking and Investment Banking businesses. * Help... Recruitment. Twenty Recruitment's Compliance function are a... covering Financial Crime Compliance and Regulatory Compliance mandates, both permanent and temporary, across Financial Services, Technology and Energy.

      Salary:
      £50k - £60k pa
      Location:
      London
      Date Posted:
      19-Jan-2018
      Job Type:
      Permanent

      Credit Risk Analyst - Financial Services - London

      Renowned American Investment Bank are looking for a Counterparty Credit Risk Analyst for a 6 month contract. This role will focus on counterparties in Europe, Asia... risk at an Investment Bank dealing with different... Recruitment. Twenty Recruitment's Compliance function are a... covering Financial Crime Compliance and Regulatory Compliance mandates, both permanent and temporary, across Financial Services, Technology and Energy.

      Salary:
      £350 - £400 p/day
      Location:
      City Of London
      Date Posted:
      16-Jan-2018
      Job Type:
      Contract/Interim
      Get new jobs for this search by email
      You can cancel email alerts at any time.

      Compliance Advisory - SVP (Senior Vice President)

      Do you have experience in Compliance Advisory, no progression or ready for a new challenge? Would you like to change roles and work for a... opening as a Compliance Advisory - Senior... regulatory requirements and compliance policies and undertake... running of the Compliance Advisory team and management of compliance advisory activities. In... colleagues on regulatory compliance issues. You will... and analyse emerging compliance risks and trends....

      Salary:
      £85,000 - £110,000 + bonus
      Location:
      London
      Date Posted:
      17-Jan-2018
      Job Type:
      Permanent

      Compliance Risk Officer

      An Investment bank in Cheshire has an exciting opportunity for a Compliance Risk Officer Support the Head of Compliance as and when required on specific activities... opportunity for a Compliance Risk Officer Support... the Head of Compliance as and when... guidance on appropriate compliance framework, policies and... assessing and managing compliance risk within the... requirements. Ensure all compliance principles, policies and...

      Salary:
      £23, 000-£26, 000
      Location:
      Cheshire
      Date Posted:
      19-Jan-2018
      Job Type:
      Permanent

      Compliance Control Room Officer

      A large European investment bank is looking for a Compliance Monitoring professional to join their London Compliance Team as Compliance Control Room Officer. They are looking a Compliance Monitoring professional to... join their London Compliance Team as Compliance Control Room Officer.... as well as Compliance staff. Compliance Control Room Officer... and interpretation of legal, regulatory and compliance risk and surveillance... issues to regional/global Compliance Management Compliance Control...

      Salary:
      Please contact
      Location:
      City Of London
      Date Posted:
      17-Jan-2018
      Job Type:
      Permanent

      Client Assets Sourcebook (CASS) Operational lead - AVP

      Client Assets Sourcebook (CASS) Operational lead - Assistant Vice President Level. My client, a Tier 1 Investment Bank is looking for AVP level Client Assets Sourcebook... information to achieve compliance with CASS. The successful candidate will have good understanding of wealth management operations, banking products and banking regulatory framework. [Email address removed]- [Phone number removed]

      Salary:
      £6500 - £60k pa
      Location:
      City Of London
      Date Posted:
      17-Jan-2018
      Job Type:
      Permanent

      Compliance Manager - Control Room/ Central Compliance

      This highly renowned investment bank is offering a new position for a compliance professional with a minimum of three years experience Responsibilities will include: - Processing, ... position for a compliance professional with a... - Administer Central Compliance core requirements including... in the wider compliance function by assisting... the framework of Compliance Procedures - Regulatory... - Carrying out compliance tasks including FCA...

      Salary:
      £55k - £60k pa
      Location:
      City Of London
      Date Posted:
      21-Jan-2018
      Job Type:
      Permanent

      AVP - Structured Trade Finance

      My client, a leading Global Banking Group, requires an experienced AVP to join their & Structured Trade Finance team within Investment Banking Division. The Ideal candidate... credit/ financial modelling/ legal documentation/ KYC/ operations.... and commenting on legal documentation elated to... due completion of compliance and KYC processes.... in credit / legal documentation / KYC activities in a loan financing business line...

      Salary:
      £55,000 to £65,000 + Benefits + Bonus
      Location:
      London
      Date Posted:
      18-Jan-2018
      Job Type:
      Permanent

      Credit Analyst - Healthcare Sector

      A global bank is seeking a frontline Credit Analyst to join their Corporate Banking division based in the City of London. The Bank With their... Governance, Risk and Compliance function at Hays... and Corporate & Investment Banks. Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for...

      Salary:
      £55k.00 - £70k.00 pa
      Location:
      City Of London
      Date Posted:
      17-Jan-2018
      Job Type:
      Permanent

      Mandarin speaking Securities Settlement & Clearance Specialist

      Job title: Mandarin speaking Securities Settlement & Clearance Specialist (Investment Banking) Location: Central London Salary: £45k-55k depending on experience Summary: The position is responsible for providing... a leading Chinese Investment bank. The successful candidate... ·Working closely with compliance to help ensure smooth operation of the business within the rules and regulations in various local jurisdictions Your skills: Knowledge ·A minimum of 3...

      Salary:
      £45k-55k depending on experience
      Location:
      London
      Date Posted:
      17-Jan-2018
      Job Type:
      Permanent

      Credit Analyst - Mandarin Speaker

      An international bank based in the City of London is seeking a Mandarin speaking Corporate Credit Analyst to join their growing Corporate Banking division on... Governance, Risk and Compliance function at Hays... and Corporate & Investment Banks. Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for...

      Salary:
      £50k.00 - £70k.00 pa
      Location:
      City Of London
      Date Posted:
      17-Jan-2018
      Job Type:
      Permanent

      Investor Relations / Operations (1-3 Years Max exp) Top Hedge Fund

      A leading Multi-Bn$ Hedge fund experiencing continued growth is currently looking for an additional Investor Relations Analyst to join their expanding IR Team in the... with a top-tier Investment Bank. Responsibilities with additional... Liaise with global compliance to ensure marketing materials and presentations meet regulatory requirements - Respond to ad hoc investor requests, reporting and analysis - Liaise with fund administrators...

      Salary:
      £40-50k + Excellent Bonus
      Location:
      London
      Date Posted:
      18-Jan-2018
      Job Type:
      Permanent

      Compliance Manager

      To provide compliance assistance and advice and help to ensure that the Company complies with the regulatory requirements placed upon it by the FCA and... business and the Compliance Officer. Client Details... the Head of Compliance in carrying out... and CF11 for compliance and money laundering... programme, covering both compliance and control (internal... assess the firm's compliance, including automating such...

      Salary:
      £80k - £100k pa
      Location:
      London
      Date Posted:
      18-Jan-2018
      Job Type:
      Temporary/Seasonal

      Hedge Fund Investor Relations Analyst (1. 5-2yrs' exp)

      Our client is a well established and reputable hedge fund based in the West End of London managing assets from a global institutional investor base.... Liaise with global compliance to ensure marketing... hedge fund or investment bank an advantage (e.g. IB/Corporate Finance, Rates or Equity sales, derivatives marketing) - Organisational skills and ability to work to the highest standards and levels...

      Salary:
      £35-40k
      Location:
      London
      Date Posted:
      19-Jan-2018
      Job Type:
      Permanent

      New Role - Derivatives Compliance Officer

      Derivatives Compliance Officer required for major bank VP- Derivatives Compliance VP Level - Derivatives Compliance Advisory position at a Tier 1 Investment Bank. The Firm: One... bank VP- Derivatives Compliance VP Level - Derivatives Compliance Advisory position at... a Tier 1 Investment Bank. The Firm: One... of the top investment banks in London seeks... join their derivatives Compliance Advisory team. They... members of the Compliance team. You will...

      Salary:
      £80k.00 - £110k.00 pa + Bonus
      Location:
      City Of London
      Date Posted:
      22-Jan-2018
      Job Type:
      Permanent
      Get new jobs for this search by email
      You can cancel email alerts at any time.
      1 2