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Compliance-regulatory Jobs in Insurance / Financial Services

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Compliance Manager, Retail Broker

Compliance Manager, Retail Broker Location: London Salary: £55-70k Reporting to the UK MD with responsibility to monitor and test, on a regular basis, the firm's... basis, the firm's compliance with its regulatory obligations, actions taken... guidance from a regulatory perspective. Previous compliance & AML experience... a motivated, competent Compliance Manager who wishes... will include: Ensure compliance with FCA regulations, ... in line with regulatory requirements, including annual...

Salary:
£55-70k
Location:
London
Date Posted:
20-May-2017
Job Type:
Permanent

Settlements Administrator

Settlements Administrator Location: Battersea Studios 2, 82 Silverthorne Road, Battersea, London SW8 3HE Halo Financial is a leading UK foreign exchange brokerage, offering a comprehensive... Settlements Manager any compliance issues with payments that are to be processed. - Processing payments via internal and bank payment platforms. - Reconciling trades from the day before and ensuring that the payments and funds...

Salary:
£18-£21k
Location:
Battersea
Date Posted:
24-May-2017
Job Type:
Permanent

Wealth and Asset Management Consultant

Position Responsibilities\Requirements: Let's Talk About You You want to Own Your Career. You're serious about rising as far and as fast as your work and... Finance Risk & Compliance, Insurance, and Wealth &... risk management and compliance - Outsourcing of... Privacy and associated compliance issues PMP certification and PRINCE2 are desirable. Investment Management Certificate, CISI qualifications and CFA are advantageous....

Salary:
Competitive
Location:
London
Date Posted:
25-May-2017
Job Type:
Permanent

Administrator

About Ipes Ipes was founded in 1998 and pioneered a specialist approach to fund administration within the European Private Equity market and are currently based... investment managers, including regulatory, reporting and investor... documentation and relevant regulatory requirements and anti-money laundering regulations - Proactive approach to problem solving - Accurate - Communication with team - Time Management - Team player Technical...

Salary:
Attractive Package
Location:
London
Date Posted:
26-May-2017
Job Type:
Permanent

New Business Administrator

About Ipes Ipes was founded in 1998 and pioneered a specialist approach to fund administration within the European Private Equity market and are currently based in 5 European offices providing outsourced services. We understand the challenges facing investment managers, including regulatory, reporting and investor demands; we innovate by developing new services to help our clients succeed. Our mission is to...

Salary:
Attractive Package
Location:
London
Date Posted:
25-May-2017
Job Type:
Permanent

Operations Administrator

Operations Administrator Location: London Department: Client Services Reporting to: Client Services manager Summary The Operations Administrator will frequently need to liaise with IFAs, Product Providers... - Risk and compliance awareness - Good attention to detail - Performance orientated - Ability to prioritise workload, meet critical deadlines and remain calm under pressure - Proficient in MS Word, Excel and PowerPoint -...

Salary:
Competitive
Location:
London
Date Posted:
20-May-2017
Job Type:
Permanent

Financial Crime Change Consultant

Job ID #: 1603001 Primary Location: GB-London-London 77-79 Great Eastern Street-3947 Functional Area: Finance Position Type: Full-Time Regular Education Desired: Bachelors Degree or equivalent Position... Finance Risk & Compliance, Insurance and Wealth and... successful remediation of regulatory breaches, including KYC... sanctions, AML and compliance or other related regulations (FCA, Fraud Act, POCA etc) - Proven team management skills - Strong...

Salary:
Competitive
Location:
London
Date Posted:
23-May-2017
Job Type:
Permanent

Digital Banking Consultant

Job ID #: 1601955 Primary Location: GB-London-London 77-79 Great Eastern Street-3947 Functional Area: Product Mgmt/Project Mgmt/BA Position Type: Full-Time Regular Education Desired: Bachelors Degree or... Finance Risk & Compliance, Insurance and Wealth and Investment Management. Experience Capco for yourself at ********* Let's Get Down To Business This is a role for a management consultant with a focus on the digital...

Salary:
Competitive
Location:
London
Date Posted:
23-May-2017
Job Type:
Permanent

Delivery Manager

Job ID #: 1507418 Primary Location: GB-London-London 77-79 Great Eastern Street-3947 Functional Area: Information Technology Position Type: Full-Time Regular Position Responsibilities\Requirements: Let's Talk About You... Finance Risk & Compliance, Insurance and Wealth and... Capital Markets and/or Insurance, ideally within the last 3 years. - Set-up and execution of successful project delivery governance in a matrix environment which includes 3rd party...

Salary:
Competitive
Location:
London
Date Posted:
23-May-2017
Job Type:
Permanent

HR Advisor

HR Advisor Job Purpose and Scope To provide HR support, advice and guidance to the management team on all HR related matters. Helping to drive... needs, legal and regulatory requirements and organisational... to ensure effectiveness, compliance and equity within organization. - Administers salary program and remuneration policy. - Administers benefits programs such as pension plans, holiday, sick leave, leave of...

Salary:
Competitive
Location:
London
Date Posted:
23-May-2017
Job Type:
Permanent

GPA Affinity Underwriter

GPA Affinity UnderwriterLondon Job ID #: R-51042 Full time A fantastic opportunity has arisen in the Corporate and Specialty Risk department. We are looking for... caseload within a regulatory environment, following due process and within set authority limits. - Ability to analyse complex information and draw out the relevant facts. - Strong attention to detail. - Sound product knowledge and...

Salary:
Competitive
Location:
London
Date Posted:
26-May-2017
Job Type:
Permanent

Management Consultant - Finance and Regulatory Change

Management Consultant - Finance and Regulatory Change Job ID #: 1502203 Primary Location: GB-London-London 77-79 Great Eastern Street-3947 Position Type: Full-Time Regular Education Desired: Bachelors... Finance Risk & Compliance, Insurance and Wealth and... (Finance, Risk and Compliance) domain in our... familiar with the regulatory environment and recent and forthcoming regulatory initiatives to join... execution of a regulatory change programmeProfessional experience...

Salary:
Competitive
Location:
London
Date Posted:
20-May-2017
Job Type:
Permanent
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Head of Finance Project Management

Head of Finance Project Management London This role is crucial to the team as the individual would coordinate planning activities across the Chief Accounting Office... the Solvency II (Regulatory) reporting process, which... background in the insurance or financial sector... experience in the insurance industry and ability... the financial and regulatory (Solvency II) reporting... of uncertainty. Our insurance, savings and investment...

Salary:
Competitive
Location:
London
Date Posted:
26-May-2017
Job Type:
Permanent

Financial Crime Compliance Manager

Job ID #: R-51704 Full time - Salary up to £45,000 subject to skills, experience and qualifications - Defined contribution pension scheme - Generous holiday... The Financial Crime Compliance Manager operates as... within the Group Compliance (second line of... meets legal and regulatory requirements. - Assisting... guidance within Group Compliance (e.g. in relation... Group Financial Crime Compliance Senior Manager (Standards, ...

Salary:
Competitive
Location:
London, Norwich
Date Posted:
26-May-2017
Job Type:
Permanent

Regulatory Compliance Consultant

REGULATORY COMPLIANCE CONSULTANT Vacancy ID: 9214 Opening date: 09.05.2017 Closing date: 05.06.2017 Location: Edinburgh Employment type: Permanent Specialism: Investment Management - Middle Office - Compliance ID:... Middle Office - Compliance Job description: Core-Asset... opportunity for a Regulatory Compliance Consultant to ensure... complies with its regulatory responsibilities and manages its regulatory risks appropriately.. We... of the UK regulatory regime and ideally, ...

Salary:
Competitive
Location:
Edinburgh
Date Posted:
24-May-2017
Job Type:
Permanent

Financial Crime Compliance Senior Manager

Job ID #: R-51702 Full time - Salary up to £80,000 subject to skills, experience and qualifications - Defined contribution pension scheme - Generous holiday... The Financial Crime Compliance Senior Manager operates... within the Group Compliance (second line of... meets legal and regulatory requirements. - Developing... guidance within Group Compliance (e.g. in relation... to regulation and compliance assessments. - Acting...

Salary:
Competitive
Location:
London, Norwich
Date Posted:
26-May-2017
Job Type:
Permanent

Client Services Associate - Fintech

Company Profile: Having launched in 2010, this leading digital money transfer service is one of the UK's fastest-growing technology businesses. Backed by Accel Partners and... learning about payments, compliance, anti-money laundering and... and develop, including Compliance, Risk, Fraud Analysis, and Tech. If you can't get enough of helping people - you can move up within the Customer Service team, as...

Salary:
£18k - 22k per year
Location:
London
Date Posted:
23-May-2017
Job Type:
Permanent

Senior Operations Assistant

Our client City based Private Banks is looking for a Senior Operations Assistant. The role requires regulatory and operational knowledge and will be responsible for... treasury operations, including regulatory reporting. As a... - Analyse the regulatory obligations for EMIR and MiFID to define and implement a reporting process - Setting up and overseeing the daily process of Securities and Interest...

Salary:
£32, 000
Location:
London
Date Posted:
26-May-2017
Job Type:
Permanent

Client Money (CASS) Audit Associate

My client a London based banking organisation is looking to recruiting a Client Assets - CASS Senior Audit Associate to join their specialist CASS internal... including liaising with Compliance and Risk -... audit, operations or compliance monitoring. - At... understanding of CASS regulatory requirements - Good general knowledge of the financial services industry and its regulations and laws. - Detailed...

Salary:
£45000 to £65000 + bonus
Location:
London
Date Posted:
22-May-2017
Job Type:
Permanent

Front Office Marketing assistant

We are currently recruiting for front office marketing assistant within Equity to support the trading floor in their distribution efforts by disseminating information about their... all legal and compliance requirements. Managing the... types (Pension funds, Insurance, Hedge Funds, Private Bank, Corporates etc) - Excellent knowledge of MS Office suite and databases (Bloomberg) - Preferred high level of competence in digital...

Salary:
£600 - £700 p/day
Location:
London
Date Posted:
22-May-2017
Job Type:
Temporary/Seasonal

Binding Authority Technician

You will be working for a Privately owned Global Lloyd's Brokers based in the heart of the City. The Company are committed to delivering results... work - Ensuring compliance with FCA Guidelines and Group rules and procedures, including maintaining accurate records You will be offered the chance to work for a leading Lloyd's Broker within a successful established team. You...

Salary:
£30-45k
Location:
City Of London
Date Posted:
19-May-2017
Job Type:
Permanent

Prudential Risk Manager

Summary The candidate will be responsible for the organisation and the provision of expert technical advice for all Treasury areas in relation to prudential requirements, ... and products meet regulatory requirements and Treasury related regulatory change is identified, ... all Treasury teams, Compliance Advice, Compliance Oversight and Risk... where possible. -Providing regulatory support and challenge... rules on interpretation, compliance and policy developments....

Salary:
£500 - £750 p/day
Location:
Swindon
Date Posted:
24-May-2017
Job Type:
Temporary/Seasonal

Liquidity Manager

Summary The purpose of the analysis is to allow the PRA to quantify if firms have sufficient liquidity resources to remain solvent throughout the unwind... period. Responsibilities -Reviewing regulatory guidance relating to... -Working with internal regulatory reporting teams to... knowledge of key regulatory liquidity metrics including... experience of similar regulatory deliverables -Strong Excel and MS office skills -Ability to work...

Salary:
£750 - £950 p/day
Location:
London
Date Posted:
23-May-2017
Job Type:
Temporary/Seasonal

Quantitative Analyst - FRTB Market Risk (contractor)

Quantitative Analyst - FRTB Market Risk (contractor) My client (a tier 1 bank) are looking for a contractor to join their quantitative modelling team with... EEPE, Stressed EEPE, Regulatory CVA models in... requirements to ensure compliance and readiness with... all stakeholders' interest, regulatory constraints and any... quality assurance and regulatory processes (e.g. back-testing, ... risks whilst considering regulatory, system or other...

Salary:
£750 - £1k p/day
Location:
City Of London
Date Posted:
22-May-2017
Job Type:
Contract/Interim

Finance Analyst (12 month FTC)

Here at the YBS Group we are currently looking for a Finance Analyst (known internally as Group Finance Change Analyst) to support our Finance Change... banking systems, payment regulatory codes and banking... the number of regulatory banking related projects... - Private Medical Insurance Why choose the YBS Group? Our culture No matter where you join us, you can be sure...

Salary:
£28,000 to £31,000 depending on experience
Location:
Leeds
Date Posted:
24-May-2017
Job Type:
Contract/Interim
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