Compliance Jobs in Banking

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      Chief Operating Officer (COO)

      Chief Operating Officer (COO) London Permanent Company Overview: Lawson Conner is an award winning investment manager platform and compliance service provider with headquarter in London... functions Finance & Accounting, Human Resources, Technology... Infrastructure, Finance and Accounting, Human Resources &... Infrastructure, Finance and Accounting, Human Resources and General Office Management *Proven experience in finding solutions to complex operational topics *Experience in...

      Salary:
      Competitive
      Location:
      London
      Date Posted:
      22-Jul-2017
      Job Type:
      Permanent

      Depositary Manager

      DEPOSITARY MANAGER Attractive Package | Permanent ABOUT YOU As a Depositary Manager, you will lead a team and be responsible for its efficiency and have... - Support the Compliance Team and compliance function in relation to depositary services - Review processes on a periodic basis and draft solutions for increased efficiency - Ensure billing and revenue collection are performed in...

      Salary:
      Competitive
      Location:
      London
      Date Posted:
      26-Jul-2017
      Job Type:
      Permanent

      Senior Depositary Analyst

      Attractive Package | PermanentABOUT YOU - A confident manner and the ability to communicate with clients and the team effectively - A flexible approach to... - Support the Compliance Team and compliance function in relation to both clients and internal processes - Carry out staff appraisals, subject to final sign off by an Assistant Depositary Manager - Assist in the...

      Salary:
      Attractive Package
      Location:
      London
      Date Posted:
      25-Jul-2017
      Job Type:
      Permanent

      Senior Depositary Analyst

      Senior Depositary Analyst About Citco Since the 1940s Citco has provided specialist financial services to alternative investment funds, investors, multinationals and private clients worldwide. With... within client cash accounts - Monitor compliance with investment and borrowing restrictions - Perform comprehensive independent reviews of Net Asset Valuations - Provide assistance during on-site inspections - Liaise with other departments to ensure error/breaches...

      Salary:
      Competitive
      Location:
      London
      Date Posted:
      27-Jul-2017
      Job Type:
      Permanent

      Finance Manager - 3 -6 month contract - £220 -£240pd

      PI is on a mission to give every business access to better insights and to facilitate data-driven decisions. Headquartered in London, with offices in Spain... preparation of annual accounts to accountancy firms. The accounts are maintained in... UK and US accounts. A Spanish accountancy... maintains the Spanish accounts. Our pension scheme... against the bank accounts. Pi maintains the... submissions, and annual accounts. As a member...

      Salary:
      Competitive
      Location:
      London
      Date Posted:
      28-Jul-2017
      Job Type:
      Contract/Interim

      Senior Retail Banking Consultant

      Senior Retail Banking Consultant Let's Talk About You You want to Own Your Career. You're serious about rising as far and as fast as your... Finance Risk & Compliance, Insurance and Wealth and Investment Management. Experience Capco for yourself at ********* Let's Get Down To Business The key role of the Retail Banking Consultant is central to delivering a range...

      Salary:
      Competitive
      Location:
      London
      Date Posted:
      25-Jul-2017
      Job Type:
      Permanent

      Financial Promotions Consultant

      Financial Promotions Consultant Norwich London Job ID: R-53019 Full time Aviva Digital Overview Insurance is ripe for disruption and that is what we are doing... technical or advertising compliance role, in a Digital environment * Strong technical skills relating to the FCA's Financial Promotions regime * Product knowledge * CII Qualifications (desirable) Additional Information Benefits include: * 29 days' holiday...

      Salary:
      Competitive
      Location:
      Norwich, London
      Date Posted:
      26-Jul-2017
      Job Type:
      Permanent

      Marketing Manager ( 3-6 Month Contract)

      Our client city based private bank is looking for a marketing manager. This is an exciting opportunity for a "hands on" Marketing Manager to join... Notify management and Compliance immediately of any regulatory breach. - Ensure all printed promotional material is distributed effectively. - Take responsibility for specific campaigns as agreed by Executive team (For example: venue, marketing and promotional...

      Salary:
      £30, 000
      Location:
      London
      Date Posted:
      21-Jul-2017
      Job Type:
      Permanent

      Senior Compliance Advisory Manager

      The Role The Compliance Advisory Senior Manager will be a member of the UK Compliance Advisory Team providing advisory and technical support on all relevant... of the UK Compliance Advisory Team providing... as well as compliance matters such as... fair allocation, personal account dealing, gifts and... as part of Compliance Operations. Responsibilities *... of day-to-day focused compliance advice across business...

      Salary:
      £75k - £90k pa
      Location:
      London
      Date Posted:
      26-Jul-2017
      Job Type:
      Contract/Interim

      Analyst, Trade Services

      Our client city based Private Bank is looking for a Trade Services Analyst. Who would be responsible for performing the due diligence and sanctions checking... Responsibility for ensuring compliance with Bank requirements and liaising with counterparties in the relevant risk and audit teams, as necessary. - Actively promoting and maintaining good relationships with all clients and counter parties, representing the...

      Salary:
      £30,000 - £35,000
      Location:
      London
      Date Posted:
      27-Jul-2017
      Job Type:
      Permanent

      Compliance Distribution Officer

      A leading asset management firm is looking for a compliance professional to join their distribution compliance team here in London, you will be heavily involved their distribution compliance team here in... will assist the Compliance Manager - Distribution... and marketing (including Compliance input on and... wide range of compliance subject matter. Dimensions:... Global Heads of Compliance, Legal, Risk, Senior Compliance & Risk Managers...

      Salary:
      £50k - £70k pa
      Location:
      London
      Date Posted:
      21-Jul-2017
      Job Type:
      Permanent

      Finance Manager - Legal

      A well known Global Property Business are looking for a Partnership Controller/Accountant to own the financial close, reporting and operational finance process for the Partnership... partnership and bonus accounting - Ensure compliance with Group financial... relation to bonus accounting and the partnership... revenue recognition and compliance for the partnership... returns and other compliance submissions for the... ensure alignment on accounting policies and procedures...

      Salary:
      £65-75k
      Location:
      London
      Date Posted:
      26-Jul-2017
      Job Type:
      Permanent
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      Assistant Compliance Officer - SME Broker

      A prestigious SME CFD / Spread Betting Broker, based in the City are actively seeking an Assistant Compliance Officer. The successful candidate will work very... closely with the Compliance Officer and represent... as an Assistant Compliance Officer (or equivalent).... limited to: - Compliance Monitoring Programme. -... In addition, assist Compliance department on an... /Client on-boarding - Compliance support - Business...

      Salary:
      £45,000 - £50,000
      Location:
      City Of London
      Date Posted:
      26-Jul-2017
      Job Type:
      Permanent

      Relationship Manger - Trade Finance

      A new opportunity has become available at an International Bank for a Relationship Manager - Trade Finance. Duties to include: * Support the Head and... existing and new account relationships * Grow... all customers and compliance with the bank's procedures The candidate will have: * Strong networking skills * Strong negotiating skills * Working knowledge of the diverse bank products, ...

      Salary:
      £35k - £40k pa
      Location:
      London
      Date Posted:
      25-Jul-2017
      Job Type:
      Permanent

      Chinese Speaking Asset and Investment Manager

      Salary £40,000 to £45,000 Job Profile Our client is a market leader in residential property development, agent construction, developer-owned properties operation, and property management. They... maintained, and in compliance with regulations. - Coordinating with external parties such as government authorities and brokers as required. - Managing market intelligence and collating UK market / industry information to ensure competitiveness. - Involved...

      Salary:
      £40,000 to £45,000
      Location:
      London
      Date Posted:
      25-Jul-2017
      Job Type:
      Permanent

      Compliance Manager (CF11)

      A leading city wealth management firm based in London are looking for experienced and professional compliance manager. Reporting into the MD and the board, you... will oversee the compliance function for the... experience as a Compliance Manager within an... in the Annual Compliance Audit - Ensure compliance with the legal... Liaise with external Compliance Consultants on regulatory... obtained - Establish Compliance procedures and review...

      Salary:
      55000 -65000
      Location:
      London
      Date Posted:
      25-Jul-2017
      Job Type:
      Permanent

      Compliance Specialist Policy

      Our client is a leading bank based in London, an opportunity has arisen for a Compliance Policy Specialist This role will sit within the Compliance... sit within the Compliance team, focusing on... the Director of Compliance, Senior Management as... the Director of Compliance, Senior Management as... and implement appropriate Compliance related policies and... to ensure the Compliance team within the...

      Salary:
      £250-£350 Daily
      Location:
      London
      Date Posted:
      25-Jul-2017
      Job Type:
      Temporary/Seasonal

      Compliance Manager (CF11)

      A leading city wealth management firm based in London are looking for experienced and professional compliance manager. Reporting into the MD and the board, you... will oversee the compliance function for the... experience as a Compliance Manager within an... in the Annual Compliance Audit - Ensure compliance with the legal... Liaise with external Compliance Consultants on regulatory... obtained - Establish Compliance procedures and review...

      Salary:
      55000 -65000
      Location:
      London
      Date Posted:
      25-Jul-2017
      Job Type:
      Permanent

      MIFID II Compliance Officer - SME Broker

      A prestigious SME CFD / Spread Betting Broker, based in the City are actively seeking a Compliance Officer. The successful candidate will work very closely... as an Assistant Compliance Officer (or equivalent).... limited to: - Compliance Monitoring Programme. -... In addition, assist Compliance department on an... /Client on-boarding - Compliance support - Business... To deputise/represent the Compliance Department when the...

      Salary:
      £47,000 - £50,000
      Location:
      City Of London
      Date Posted:
      26-Jul-2017
      Job Type:
      Permanent

      Compliance Officer

      Our client a leading provider of legal indemnity insurance products is looking for a Compliance Officer to provide a professional compliance service including the maintenance for a Compliance Officer to provide a professional compliance service including the... and providing general compliance advice to the... delivery of the Compliance business plan -... and coordinate all compliance monitoring activities across... requirements, ensure that compliance policies are kept...

      Salary:
      £50, 000
      Location:
      London
      Date Posted:
      26-Jul-2017
      Job Type:
      Permanent

      Paraplanner Chartered Practice (Maidstone)

      We are recruiting for a reputable and highly regarded firm of Chartered Independent Financial Advisers seeking an experienced Paraplanner to join their Maidstone office. This... the firm's internal Compliance procedures and Training & Competence requirements They are looking for someone who: - Has at least 3 to 5 years' industry experience as a Paraplanner with previous report writing experience within...

      Salary:
      45000
      Location:
      Maidstone
      Date Posted:
      25-Jul-2017
      Job Type:
      Permanent

      Investment Operations Associate

      An exciting opportunity has arisen for an Investment Operations Associate ( bank loans ) to join a large London based Investment Management company in their... agent banks, traders, compliance, legal counsel to address and resolve problems with underlying assets, closing requirements and subsequent ad hoc queries to ensure timely settlement. - Building relationships with counterparts to encourage prompt settlement of...

      Salary:
      65, 000
      Location:
      London
      Date Posted:
      27-Jul-2017
      Job Type:
      Permanent

      Compliance Manager - MLRO

      We are seeking career motivated candidates that are looking for the next step in their Compliance/Money Laundering Reporting career to work alongside the current Manager, ... on regulatory and compliance matters. Responsibilities: -... Act * Bank“s compliance department * FATCA... of the bank's account opening forms and... Main responsibility for compliance checks as per FCA SYSC requirements. Monitoring appropriate segregation of...

      Salary:
      £60,000- £70,000
      Location:
      London
      Date Posted:
      21-Jul-2017
      Job Type:
      Permanent

      Compliance Assistant - SME Broker

      A prestigious SME CFD / Spread Betting Broker, based in the City are actively seeking an Compliance Assistant. The successful candidate will be very diligent... a first class compliance function. The candidate... experience within a compliance position at a... supporting with Regulatory, Compliance and Financial Crime... - Assist in Compliance Due Diligence and... assist and prepare Compliance and AML training...

      Salary:
      £22,000 - £25,000
      Location:
      City Of London
      Date Posted:
      26-Jul-2017
      Job Type:
      Permanent

      Sanctions and Fraud Analyst

      Sanctions and Fraud Analyst A global investment bank is seeking a Sanctions and Fraud Analyst for their London team, to assess financial crime risk and apply compliance controls. The role... multi-jurisdictional financial crime compliance. This will involve... mindful of current compliance requirements. Furthermore the ideal candidate will understand and prioritise the cut-off times for payments. If you are interested in...

      Salary:
      250-350 Per Day
      Location:
      London
      Date Posted:
      27-Jul-2017
      Job Type:
      Contract/Interim
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