297 Compliance jobs within 50 miles of London

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      Senior Compliance Manager

      Looking to join a leading Quantitative Investment Manger to take on a senior Compliance Manager role that is to oversee regulatory reporting and monitoring within the business. - Providing regulatory and technical expertise on all compliance issues relating to regulatory reporting and monitoring

      Salary:
      £90000-£110000
      Location:
      City Of London
      Date Posted:
      30-Mar-2017
      Job Type:
      Permanent

      Financial Compliance Manager

      Compliance Manager UK&I - Ensure the Global compliance requirements and Sarbanes Oxley act requirements are being met. Keywords: Jobvacancy, full-time, London, United Kingdom, food industry, compliance, compliancemanager, accounting

      Salary:
      Competitive salary + attractive bonus scheme
      Location:
      South East London
      Date Posted:
      29-Mar-2017
      Job Type:
      Permanent

      Compliance Generalist - Proprietary Trading Firm

      Compliance Generalist Our client a leading proprietary trading firm are looking for a Compliance Generalist to join their Compliance team in a generalist role. Conduct Compliance Monitoring reviews Deliver Compliance Training Assisting with Compliance Projects and the review and implementation of new regulation

      Salary:
      £35k - £45k pa
      Location:
      City Of London
      Date Posted:
      27-Mar-2017
      Job Type:
      Permanent

      Compliance Executive (Insurance - London Markets)

      Insurance Consultancy firm is looking to hire a Compliance Monitoring to join the compliance team. Assistant the Compliance Officer Assist the Compliance team to maintain the compliance framework and to deliver the annual Compliance Plan. Design and implement compliance training and educational programs Previous experience in Compliance

      Salary:
      £40k - £50k pa
      Location:
      City Of London
      Date Posted:
      24-Mar-2017
      Job Type:
      Permanent

      Compliance Monitoring (London Markets)

      Insurance Consultancy firm is looking to hire a Compliance Monitoring to join the compliance team. Assistant the Compliance Officer Assist the Compliance team to maintain the compliance framework and to deliver the annual Compliance Plan. Design and implement compliance training and educational programs Previous experience in Compliance

      Salary:
      £40k - £50k pa
      Location:
      City Of London
      Date Posted:
      24-Mar-2017
      Job Type:
      Permanent

      Senior Compliance Officer

      Our client, an Investment Banking arm of a Banking Group is currently on a search for a highly skilled Compliance professional to join their London based office. This role would be working along side of and reporting directly into the Chief Compliance Officer. - Significant Compliance experience in an Investment Banking environment

      Salary:
      £120,000 + bonus and benefits
      Location:
      London
      Date Posted:
      30-Mar-2017
      Job Type:
      Permanent

      Compliance Assistant - Financial Markets (Agency Exclusive)

      Compliance Assistant - Financial Markets (Exclusive Role) It requires an ambitious Assistant to work closely with its Compliance Officer and compliance team.

      Salary:
      £30k - £35k pa
      Location:
      City Of London
      Date Posted:
      24-Mar-2017
      Job Type:
      Permanent

      Compliance Analyst (Mandarin or Cantonese speaker)

      My Client, a boutique brokerage firm based in the City, are looking for a Compliance Analyst to join their growing team. The Compliance Analyst will support the Head of Compliance by carrying out day-to-day compliances tasks including: * Escalating high risk issues to Head of Compliance * Carrying out Compliance Projects

      Salary:
      £25k - £35k pa
      Location:
      City Of London
      Date Posted:
      29-Mar-2017
      Job Type:
      Permanent

      Compliance Manager - Contract

      On behalf of a banking client, JCW have been engaged to source a Compliance Manager to work on a contract basis. To ensure that Wholesale Banking business are carried out in accordance with local rules and regulations and to provide update on compliance matters to the Head of Compliance.

      Salary:
      £400 - £550 p/day
      Location:
      London
      Date Posted:
      27-Mar-2017
      Job Type:
      Contract

      Compliance Monitoring Manager

      My client is looking for an experienced Compliance Monitoring Manager to build the function and assist the Head of Compliance with the CMP. - Coordinating and drafting risk-based compliance and regulatory reports for submission to Management Risk Committee.

      Salary:
      £70- 80,000
      Location:
      London
      Date Posted:
      23-Mar-2017
      Job Type:
      Permanent

      Compliance Advisory Manager

      To provide the Financial Markets Department (FM), London Trading Centre (LTC) and Debt Capital Markets Centre - EMEA (DCM) with compliance and regulatory advisory support, in respect of its day-to-day operations and development of new products and services, to ensure that FM / LTC / DCM's activities and activities of other business ...

      Salary:
      £100K
      Location:
      City Of London
      Date Posted:
      30-Mar-2017
      Job Type:
      Permanent

      Funds Compliance Advisory - Asset Management

      Our client, a well established andreputable Asset Managercurrently seek an experienced Compliance Officertoprovide strategic Compliance advice and guidancein respect to various Funds that are managed and distributed offshore.

      Salary:
      £105k + Bonus & Bens
      Location:
      London
      Date Posted:
      30-Mar-2017
      Job Type:
      Permanent

      Compliance Manager

      Financial Services- Compliance Manager Role based in London Financial Services- Investment Management Firm are looking for a Compliance Manager Real estate compliance experience will be a plus ++

      Salary:
      Neg
      Location:
      London
      Date Posted:
      27-Mar-2017
      Job Type:
      Permanent

      Senior Compliance Officer - Generalist

      - Updating the Policies and Procedures to ensure they are compliance with applicable laws and regulations in the jurisdictions where the bank operates. - Implementing the Compliance Monitoring Programme by carrying out periodic testing and providing any recommendations to senior management

      Salary:
      50000 - 60000
      Location:
      London
      Date Posted:
      23-Mar-2017
      Job Type:
      Permanent

      Compliance Associate - Advisory

      I am currently recruiting for a Compliance Assistant to join a leading Independent UK Wholesale bank in the recruitment of a Compliance Associate. The role reports directly into the Head of Compliance offering excellent experience and a clear career progression path.

      Salary:
      40000 - 50000
      Location:
      London
      Date Posted:
      23-Mar-2017
      Job Type:
      Permanent

      Senior/Head of Compliance (Payments/FM Company background essential)

      A Senior Compliance person with Payments background is required for a major City of London based Global Payments Group to work in an interim 6-12 month contract role, with view to permanent,.

      Salary:
      to £100000
      Location:
      London
      Date Posted:
      30-Mar-2017
      Job Type:
      Contract

      Compliance Officer CF10/CF11

      As a Compliance Officer for the Company and reporting directly to the board, you will have overall responsibility for the Compliance function in the UK/EU, including the day-to-day compliance advisory role to the business. - Ability to work independently and being the first point of contact for all compliance matters.

      Salary:
      £60,000 - £100,000 + bonus
      Location:
      London
      Date Posted:
      28-Mar-2017
      Job Type:
      Permanent

      Compliance Officer - Distribution - Global AM - £90k

      A City based Global Investment Firmis seeking to hire a DISTRIBUTION Compliance Officer to assist the Head of Distribution Compliance in providing regulatory advice and support on all aspects of distribution relating to their UK and overseas business.

      Salary:
      up to £90,000 + benefits
      Location:
      London
      Date Posted:
      30-Mar-2017
      Job Type:
      Permanent

      Regulatory Compliance Advisor - IOSCO principles

      My client, a leading index firm with a significant presence across Europe, wishes to appoint a senior Regulatory Compliance Advisory professional with strong knowledge of ISCO principles. * Ensure compliance with IOSCO and EBA/ESMA principles

      Salary:
      £500 - £800 p/day
      Location:
      London
      Date Posted:
      28-Mar-2017
      Job Type:
      Temporary

      Compliance Officer - Wealth or Investment Management Experience Essen

      We are working with an exciting Investment Management house who are looking to make a strategic hire for their Compliance team. The successful Compliance Officer's responsibilities will include: Contributing to Committee and Projects - Compliance Committee, KYC Update project, MiFID II project;

      Salary:
      Competitive Salary
      Location:
      London
      Date Posted:
      27-Mar-2017
      Job Type:
      Permanent

      Head of Compliance & MLRO - Retail & FinTech

      We are currently working onan exciting opportunity for a senior compliance professional to work in a business that is passionate about innovating financial services. This role will be overseeing the current compliance function forthe businesses that the company operates.

      Salary:
      Highly competitive
      Location:
      London
      Date Posted:
      24-Mar-2017
      Job Type:
      Permanent

      Compliance Assurance Manager

      Our client, a leading Financial Services provider, currently seeks a Compliance Monitoring Manager with Pensions Investment experience to join their team in London.

      Salary:
      GBP50k - GBP50k pa
      Location:
      City Of London
      Date Posted:
      27-Mar-2017
      Job Type:
      Permanent

      Operational & Client Assets Compliance - Vice President

      This is a fantastic opportunity for a Compliance professional with experience of Client Assets & Client Money to join a World renowned Investment Bank based in London on a permanent basis. Responsibilities of the Operational & Client Assets Compliance - Vice President will include:

      Salary:
      Competitive Salary
      Location:
      London
      Date Posted:
      23-Mar-2017
      Job Type:
      Permanent

      Senior Compliance Manager - Global Asset Management - £130-£140k

      An experienced Compliance Officer with at least 5 years Asset Management compliance experience covering Portfolio Trading and Investment Research in Equities & Fixed Income is required to join this global firm. You will be responsible for assisting the Head of Compliance in developing and implementing the compliance program.

      Salary:
      £120-£140,000 + bonus + benefits
      Location:
      London
      Date Posted:
      30-Mar-2017
      Job Type:
      Permanent

      Regulatroy Compliance Advisor - IOSCO Principles

      My client, a leading index firm with a significant presence across Europe, wishes to appoint a senior Regulatory Compliance Advisory professional with strong knowledge of ISCO principles. Regulatory Compliance Advisor - IOSCO principles - Financial Services - London. Regulatory Compliance Advisor - IOSCO principles - Financial

      Salary:
      £600 - £800 p/day
      Location:
      City Of London
      Date Posted:
      28-Mar-2017
      Job Type:
      Temporary
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