357 Compliance jobs within 50 miles of London

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      Compliance Executive (Insurance - London Markets)

      Insurance Consultancy firm is looking to hire a Compliance Monitoring to join the compliance team. Assistant the Compliance Officer - Assist the Compliance team to maintain the compliance framework and to deliver the annual Compliance Plan. Design and implement compliance training and educational programs - Previous experience in Compliance

      Salary:
      £40k - £50k pa
      Location:
      City Of London
      Date Posted:
      22-May-2017
      Job Type:
      Permanent

      Compliance Officer (CF10, CF11) - Foreign Exchange Brokerage

      Our Client are looking for a Compliance Officer to hold CF10 and CF11 for its multi asset brokerage business. The role will involve working autonomously to provide Compliance coverage in relation to FX, Commoditirs and equity index swaps. Take responsibility for the Compliance monitoring program, and policy framework - Deliver Compliance Training

      Salary:
      £80k - £130k pa
      Location:
      London
      Date Posted:
      26-May-2017
      Job Type:
      Permanent

      Senior Compliance Officer - Asset Management - 23rd May 2017

      The Compliance Manager is a challenging role which requires a pragmatic, principled based approach to global regulation, along with the gravitas to be able to interact with senior management and clients. Responsible for assisting the Head of UK Compliance with day to day management of the Compliance Function in London.

      Salary:
      Competitive
      Location:
      London
      Date Posted:
      23-May-2017
      Job Type:
      Permanent

      FTC - Senior Compliance Associate - Private Banking - £50-55k

      They are looking to bring in a compliance specialist to provide maternity cover on a 12 month fixed-term contract. Supporting the Head of Compliance in maintain the Bank's Compliance Framework and promoting a strong compliance culture, ensuring that regulatory and conduct risk is managed effectively.

      Salary:
      50000 - 55000
      Location:
      London
      Date Posted:
      21-May-2017
      Job Type:
      Permanent

      Compliance Associate

      The Compliance Associate will work alongside a Compliance Manager in an exciting and varying work environment. This role is diverse and will transcend a number of areas in compliance. * Perform day to day Compliance Monitoring tasks following a Monitoring Plan * Conduct file reviews and special compliance projects * Draft compliance monitoring reports

      Salary:
      £35k - £45k pa
      Location:
      London
      Date Posted:
      25-May-2017
      Job Type:
      Permanent

      Wealth Management, Compliance Advisory VP - London

      This role sits in a dynamic and highly skilled team who focus solely on Compliance Advisory to members of the front office and other support functions. You will work in a broad Compliance Advisory VP role, ensuring the business adheres to UK and European regulatory requirements. * Providing Compliance training when necessary

      Salary:
      £80k - £100k pa
      Location:
      City Of London
      Date Posted:
      26-May-2017
      Job Type:
      Permanent

      Compliance Officer - Asset Management

      A specialist fixed income asset manager wishes to recruit a compliance officer to assist the Head of UK Compliance with day to day management of the compliance function in London. - Deputise for the Compliance Officer as required and be able to report to Management Committee on compliance issues.

      Salary:
      £50,000
      Location:
      London
      Date Posted:
      19-May-2017
      Job Type:
      Permanent

      Senior Compliance Officer - Generalist

      Updating the Policies and Procedures to ensure they are compliance with applicable laws and regulations in the jurisdictions where the bank operates. - Implementing the Compliance Monitoring Programme by carrying out periodic testing and providing any recommendations to senior management

      Salary:
      50000 - 60000
      Location:
      London
      Date Posted:
      19-May-2017
      Job Type:
      Permanent

      Compliance Associate - Investment Management

      This is a rare opportunity for a Compliance Analyst in an Investment Bank to gain valuable compliance experience and make the sought after transition to the Alternative Investments sector. Reporting to a Compliance Manager you will be based in the London office and will work on a wide variety of diverse compliance areas for a range of clients.

      Salary:
      £40k-£45k
      Location:
      London
      Date Posted:
      23-May-2017
      Job Type:
      Permanent

      Interim Compliance Officer

      We are recruiting on behalf of an international retail bank who are looking to hire an interim Compliance Officer for their London based branch for a period of c. 3 months. The ideal candidate will come from a banking environment with an area of expertise in compliance monitoring and financial crime.

      Salary:
      c. Market Rate
      Location:
      London
      Date Posted:
      23-May-2017
      Job Type:
      Contract

      Internal Compliance Officer

      Our client are looking for an experienced Compliance professional to join their firm at a very exciting time. In this role, you would be reporting into the Board and hold the responsibility of ensuring all Compliance related matters, especially under the AIFM Directive, are adhered to and embedded throughout the business.

      Salary:
      Neg
      Location:
      London
      Date Posted:
      19-May-2017
      Job Type:
      Permanent

      Compliance Advisory Director

      Risk and Compliance provide risk and compliance services across all the banks businesses including the following groups: Risk Management, Compliance, Global Corporate Security, Information Risk Management and Global Business Continuity.

      Salary:
      £150,000 to £180,000
      Location:
      Blackfriars
      Date Posted:
      19-May-2017
      Job Type:
      Permanent

      Senior Compliance Officer - Investment Banking - 26th May 2017

      Providing support and advice to the business on regulatory and compliance matters in relation to FCA, SEC and other international jurisdictions - Acting as the first point of contact for compliance issues relating to UK regulatory obligations;

      Salary:
      Competitive
      Location:
      London
      Date Posted:
      26-May-2017
      Job Type:
      Permanent

      Risk and Compliance Associate

      The role is as a Risk and Compliance Associate which sits within the risk and compliance team. - Support the Risk and Compliance Officer to ensure a smooth and effective risk management frame work for investments.

      Salary:
      £55,000
      Location:
      London
      Date Posted:
      26-May-2017
      Job Type:
      Permanent

      Director Level - CASS Compliance Advisory

      One of the top US Investment Banks in London seeks a Director Level specialist in CASS Compliance to provide guidance and advice on all matters arising in relation to Client Money & Assets.

      Salary:
      £130k.00 - £160k.00 pa + bonus
      Location:
      City Of London
      Date Posted:
      26-May-2017
      Job Type:
      Permanent

      Senior Consultant - Compliance Advisory

      The successful candidate is likely to be professionally educated and/or a compliance practitioner with relevant experience of wholesale financial services from working at the FCA, in a compliance consultancy or in an in-house compliance position.

      Salary:
      £55k - £80k pa + bonus + bens
      Location:
      City Of London
      Date Posted:
      23-May-2017
      Job Type:
      Permanent

      Senior Advisory Compliance Officer - Asset Management, London £90k+

      Leading City Based Asset Management firm is seeking an experienced Compliance Officer to support the Head of Advisory.

      Salary:
      £85,000-£90,000 + benefits
      Location:
      City Of London
      Date Posted:
      22-May-2017
      Job Type:
      Permanent

      Compliance Executive

      High profile Lloyd's Syndicate Group are looking to strengthen the core of their Compliance function with a pro-active and innovative individual who can bring fresh ideas and an investigative approach to the monitoring and development of their controls, conduct risk, financial crime and complaints management.

      Salary:
      £40k.00 - £45k.00 pa
      Location:
      City Of London
      Date Posted:
      22-May-2017
      Job Type:
      Permanent

      Compliance Officer - Disclosures - Hedge Fund

      My client, a leading Alternative Investment Fund, seeks a Compliance officer to join the London team in a role focussed on disclosures.

      Salary:
      £55k - £75k pa
      Location:
      London
      Date Posted:
      26-May-2017
      Job Type:
      Permanent

      Director - Compliance Advisory

      * In-depth knowledge of MiFID II, AIFMD, and UCITS is essential * You will be a motivated leader with proven experience in coaching and managing teams * A professional services background is highly desirable

      Salary:
      £100k - £120k pa + bonus + benefits
      Location:
      City Of London
      Date Posted:
      23-May-2017
      Job Type:
      Permanent

      Financial Crime Compliance Advisory

      Financial Crime Advisory - Investment Banking Our client, a large European Investment Bank, is currently expanding their department and therefore searching for experienced professionals to join their Financial Crime Advisory Team based in London. - 3 years+ Financial Crime Advisory experience - Corporate and Investment Banking background - Sound knowledge of UK regulatory requirements - Good knowledge of Money Laundering Regulation and Sanctions ...

      Salary:
      Competitive Salary
      Location:
      London
      Date Posted:
      22-May-2017
      Job Type:
      Permanent

      Compliance Manager

      The Compliance Manager will contribute to the team's interaction with compliance clients and oversee the work of 2-3 Compliance Associates. The Compliance Manager will conduct periodical compliance reviews, manage a compliance monitoring program and ensure regulatory oversight of the assigned clients on a day to day basis.

      Salary:
      £45k - £55k pa
      Location:
      London
      Date Posted:
      25-May-2017
      Job Type:
      Permanent

      Compliance Manager

      Assisting the Head of Compliance - Compliance monitoring programme - Compliance - Effective controls - Compliance financial crime side running smoothly

      Salary:
      60000
      Location:
      City Of London
      Date Posted:
      22-May-2017
      Job Type:
      Permanent

      Senior Compliance Manager

      An exciting opportunity for a compliance manager to become CF10/11 within a year.

      Salary:
      £80k (£60k base)
      Location:
      Central London
      Date Posted:
      22-May-2017
      Job Type:
      Permanent

      Compliance Manager - Financial Services

      We are growing quickly and as such are now recruiting for a Compliance Manager to join our Compliance team to deliver high quality and accurate regulatory advice and guidance in accordance with the standards expected by the Group.

      Salary:
      Competitive plus discretionary bonus and benefits
      Location:
      City Of London
      Date Posted:
      18-May-2017
      Job Type:
      Permanent
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