Legal Compliance Jobs in London

Find Legal Compliance jobs in London within the Investment Banking Jobs industry. Search and apply today.

Alternatively, register with CityJobs, upload your CV and let Investment Banking Jobs recruiters in London find you. Once registered, we can send you an email job alert each time a new Legal Compliance job becomes available.

You are here: Jobs > Investment Banking Jobs > Legal Compliance > London

1 - 15 of 24 matches.
Advanced Search
Jobs by Email

Sort by:

AVP Regulatory Change Manager

Salary:
Exc + Bens
Location:
London
Job Type:
Permanent
Date Posted:
21-May-2012 18:50Add to My Shortlist

An exciting opportunity exists for an experienced Regulatory Change professional to join this tier 1 investment bank within their expanding Operations Regulatory Control Group. Main Function... Senior management and Compliance. Issues to be... to Senior Management, Compliance, MO and IT... Class, IT and Compliance. As a regulatory... Senior Management and Compliance. Analytical Approach required Ability to work effectively within a team...

Compliance Consultant - Dodd Frank

Salary:
£600 - £800 p/day
Location:
Docklands
Job Type:
Contract/Temp
Date Posted:
22-May-2012 13:44Add to My Shortlist

A top tier investment bank has approached Advantage Professional to provide them with a Compliance Consultant to take ownership of their Dodd Frank/US Volcker implementation from... them with a Compliance Consultant to take... to ensure ongoing Compliance with the requirements.... other aspects of Compliance work providing product... in Fixed Income Compliance - Track record... & Trading or Investment Banking experience - Tenacious...

Legal Entity Controller

Salary:
£301 - £400 p/day
Location:
City Of London
Job Type:
Contract/Temp
Date Posted:
18-May-2012 16:07Add to My Shortlist

An opportunity has arisen for a Legal Entity Controller to join a large Investment Bank based in the city. Joining a small team this is a... join a large Investment Bank based in the... financial records, including compliance with LEC policies... different BUs on legal entities within the... ideally within an Legal Entity or Financial... your career within Investment Banking. Goodman Masson is...

OTC & CCP Project Manager

Salary:
Negotiable
Location:
London
Job Type:
Permanent
Date Posted:
18-May-2012 13:52Add to My Shortlist

Our client is an established Corporate and Investment Bank with offices globally and a strong presence throughout Asia. Offering Wholesale banking as well as Retail, they... actions to obtain compliance - May be accountable to deputise for Global Programme Manager should the need arise The successful candidate will most likely come from a Change or Project Management background with experience in...

FSA Remediation Compliance Consultant

Salary:
£350 - £450 per day
Location:
London, Greater London
Job Type:
Contract/Temp
Date Posted:
18-May-2012 00:00Add to My Shortlist

An exciting opportunity has arisen for an experienced Compliance Advisory Consultant to join a global bank's Compliance team. Specifically, you will be working as part... a global bank's Compliance team. Specifically, you... possible. * Provide compliance support to the... conjunction with onshore compliance personnel in other... essential * Proven compliance consultancy background working... in a financial services/investment banking environment * Ability...

Audit Managers - Corporate & Investment Bank

Salary:
to £85k + bonus/benefits
Location:
London
Job Type:
Permanent
Date Posted:
23-May-2012 00:00Add to My Shortlist

This emerging markets corporate and investment bank offers its clients banking, trading, investment, risk management and advisory services in developing economies throughout the world. The business... all forms of investment banking, project finance, principal... experience of auditing investment banking products. Audit exposure... risk management / compliance within an investment banking context would also potentially appeal. As an Audit Manager you will gain broad exposure...

Risk Review Compliance

Salary:
£50k - £80k pa
Location:
City Of London, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
18-May-2012 11:45Add to My Shortlist

Top Tier Global Investment Bank seeks Risk Review Compliance professional. Role Details: * Work as part of the team responsible for risk-based compliance testing across corporate Compliance professional. Role Details:... responsible for risk-based compliance testing across corporate and investment banking in the EMEA... the execution of compliance reviews according to... regions. * Validating compliance against established policies... Working with business compliance officers and management...

Client On-Boarding Remote Manager

Salary:
£45k - £55k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
22-May-2012 13:35Add to My Shortlist

Client On-Boarding Remote Manager Our client is looking to recruit a candidate to remotely manage their offshore/near shore KYC/Client On-Boarding team. Role; * Providing support... business (Sales), AML compliance and other key... role in an Investment Bank, strong KYC knowledge with in an Approval Role and previous man management experience. * Client On-Boarding Remote Manager

Director of Compliance Central Services (CCS) Operations

Salary:
GBP600 - GBP800 p/day
Location:
City Of London, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Contract/Temp
Date Posted:
23-May-2012 09:13Add to My Shortlist

Director of Compliance Central Services (CCS) Operations An immediate opportunity has arisen for an experienced Director of Compliance Central Services (CCS) Operations to join our... experienced Director of Compliance Central Services (CCS)... the Director of Compliance Central Services Operations... in the Global Compliance Control Framework OpCo, ... Front Office & CCS/Compliance, involving establishing CCSs... benefit from core compliance topics training (i.e....

Senior Associate EPD Finance

Salary:
£50000 to £60000
Location:
London, Greater London
Job Type:
Permanent
Date Posted:
22-May-2012 10:22Add to My Shortlist

As a Senior Associate EPD Finance at a leading Financial Services organisation based in London you'll be responsible for: 1. A point of contact and... 5. Ensure bank's compliance with SOX and... internal and external compliance/control matters e.g. spreadsheets... of corporate and investment banking products would be an added advantage. Basic knowledge of IT General Computer Controls, Automated Controls and End...

Surveillance Monitoring

Salary:
£150.00 - £300.00 p/day
Location:
City Of London, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Contract/Temp
Date Posted:
17-May-2012 18:30Add to My Shortlist

Role Surveillance Monitoring Duration - 6 9 months Rate £150 - £300 per day dependant on level We are currently recruiting for an excellent position... with a large Investment Bank to work within... execution of the compliance monitoring programme including escalation and investigation of alerts where relevant. Assist, and where appropriate help lead, a number of projects to expand or enhance...

Financial Services Lawyer - Solicitor / Lawyer

Salary:
£60k - £85k pa
Location:
London
Job Type:
Permanent
Date Posted:
23-May-2012 23:00Add to My Shortlist

FINANCIAL SERVICES REGULATORY SOLICITOR / LAWYER LONDON CITY The financial services team of this leading London based law firm is seeking to recruit a 1-2PQE... credentials, high quality legal experience, energy &... high street banks, investment banks, corporate finance houses, ... transaction structuring; *General compliance (including AML) advice... range of day-to-day compliance topics; *Advice on... FOR YOU - LEGAL WORKS Legal Works...

Financial Services Lawyer - Solicitor / Lawyer

Salary:
£60k - £85k pa
Location:
London
Job Type:
Permanent
Date Posted:
17-May-2012 10:21Add to My Shortlist

FINANCIAL SERVICES REGULATORY SOLICITOR / LAWYER LONDON CITY The financial services team of this leading London based law firm is seeking to recruit a 1-2PQE... credentials, high quality legal experience, energy &... high street banks, investment banks, corporate finance houses, ... transaction structuring; *General compliance (including AML) advice... range of day-to-day compliance topics; *Advice on... FOR YOU - LEGAL WORKS Legal Works...

Financial Services Lawyer - Solicitor / Lawyer

Salary:
£60k - £85k pa
Location:
London
Job Type:
Permanent
Date Posted:
22-May-2012 13:01Add to My Shortlist

FINANCIAL SERVICES REGULATORY SOLICITOR / LAWYER LONDON CITY The financial services team of this leading London based law firm is seeking to recruit a 1-2PQE... credentials, high quality legal experience, energy &... high street banks, investment banks, corporate finance houses, ... transaction structuring; *General compliance (including AML) advice... range of day-to-day compliance topics; *Advice on... FOR YOU - LEGAL WORKS Legal Works...

KYC Analyst - GERMAN SPEAKER REQUIRED

Salary:
GBP27.50 - GBP27.50 p/h
Location:
City Of London, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Contract/Temp
Date Posted:
21-May-2012 18:10Add to My Shortlist

KYC Analyst - GERMAN SPEAKER REQUIRED An immediate opportunity has arisen for an experienced KYC Analyst to join our client, a major financial services company... not limited to, Compliance, Credit and Legal as necessary -... Working in an Investment Bank experience - Experience in an AML KYC role preferred but not essential - Understanding of operational and regulatory risk - Ability...

Jobs by Email
Page:   1   2   Next