Legal Compliance Jobs in Investment Banking Jobs

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Listed Derivatives Compliance Advisory Officer

Salary:
£50k - £65k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
03-Feb-2012 11:22Add to My Shortlist

The Role You will be working as a Compliance Officer providing front office regulatory advice and guidance relating to internal policies and regulations in regards... and address any compliance, regulatory and reputation... of which the Investment Bank is a member.... professionals in the Legal & Compliance Department; both within... experience within an investment bank; preferably within a... European; specifically UK compliance issues and relevant...

Client Onboarding Analyst

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
07-Feb-2012 11:36Add to My Shortlist

We are looking for an experienced Client Onboarding Analyst with strong KYC knowledge. The DSG Client Onboarding function supports our salespersons across Equities, FI, Currency... relationships to the Investment Bank. This is an... areas of the Investment Bank. The individual will... at all levels (Legal, Compliance, Front Office Sales, ... processes within an Investment Bank * Demonstrate an ability to work under pressure with excellent...

Snr Manager - Treasury Sales Advisory

Salary:
£80k.00 - £125k.00 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
08-Feb-2012 08:52Add to My Shortlist

My client a global investment bank based in the heart of the City are currently recruiting for a Senior Compliance Advisory Officer to join their Public... for a Senior Compliance Advisory Officer to... drive forward the compliance culture within the... You will provide compliance advice across the... timely and pragmatic Compliance advice to aid... You will provide Compliance input and advice...

Compliance Operations Advisory Assistant Manager

Salary:
£40k.00 - £55k.00 pa + Benefits & Bonus
Location:
City Of London
Job Type:
Permanent
Date Posted:
08-Feb-2012 08:52Add to My Shortlist

My client an investment bank based in the heart of the City of London are recruiting within their front office advisory team. They are looking for... specialise in operational compliance. This will cover... to drive forward compliance culture within the... to the Senior Compliance Advisory Partners in the provision of regulatory advice and guidance on the implications arising from the development...

Quantitative Risk Consultant

Salary:
£ Competitive
Location:
London
Job Type:
Permanent
Date Posted:
03-Feb-2012 00:00Add to My Shortlist

Role Overview Capco is currently recruiting for all levels within its Finance, Risk and Compliance (FRC) practice in the UK. The FRC practice is undergoing... classes within an investment bank, commercial bank or asset management firm; * Masters' degree or PhD in a quantitative discipline such as Financial Engineering, Computational Finance, Mathematical Economics, Econometrics, Physics, Engineering or Statistics; * Risk or...

Head of Client Management

Salary:
Negotiable
Location:
London
Job Type:
Permanent
Date Posted:
06-Feb-2012 15:44Add to My Shortlist

Established over 150 years ago, our client has grown from strength to strength and is now a leading investment bank with over 400,000 shareholders, 8 million... Collateral Management, and Legal documentation. Responsible for... relationships with Credit, Compliance and Legal * Arrange Settlement... processes * Ensuring compliance and operational risk... either Corporate or Investment Banking. You will also have strong Credit Risk assessment...

Transaction Reporting Manager

Salary:
£65k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
03-Feb-2012 00:00Add to My Shortlist

Working on Equity and Equity Derivatives business, this wide ranging ensures bank transaction reporting is completed in accordance with MiFID rules and systems and processes... will have an Investment Banking background, be educated... and FSA related compliance issues to succeed in this challenging and rewarding opportunity.

AML Analyst / Consultant

Salary:
Competitive
Location:
London, The City
Job Type:
Contract/Interim
Date Posted:
08-Feb-2012 12:22Add to My Shortlist

Capco are looking to build a strong AML team to work on site with a tier 1 investment bank. We are looking for candidates with experience... Management and within Compliance or other control... finance, risk and compliance. Our deep industry involvement provides, through to successful delivery, we remain proud that, with our clients, we are forming the future of finance. This...

VP Finance Change - Regulatory Reporting / FINREP / COREP

Salary:
Highly Desirable
Location:
London
Job Type:
Permanent
Date Posted:
08-Feb-2012 00:00Add to My Shortlist

Leading Investment Bank is looking for several Project Manager and Business Analysts with a background in Regulatory Reporting, FINREP or COREP to supervise and lead the... management techniques and compliance requirement. Posses the ability to lead a team and to effectively communicate with audit, regulators and finance management on regulatory matters, internal control, risk management and accounting process issues. Ideally a...

AML Due Diligence Analyst

Salary:
£200 - £250 p/day
Location:
City Of London, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Contract/Temp
Date Posted:
06-Feb-2012 10:48Add to My Shortlist

An exciting opportunity has arisen for an AML Due Diligence Analyst work for a top tier investment bank. You will be responsible for conducting due diligence... and issues involving legal, regulatory and reputational... products and prior compliance/AML/KYC/Enhanced Due Diligence experience is highly desirable. * Analytical and risk assessment skills are advantageous. * Ability to adapt to new changes and new challenges...

Control room surveillance analyst

Salary:
£300 - £350 p/day
Location:
City Of London, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Contract/Temp
Date Posted:
06-Feb-2012 10:35Add to My Shortlist

An exciting opportunity has arisen for a Control Room Surveillance Analyst to work for a top tier investment bank. You will be responsible for supporting the... Line of Business Compliance. Responsibilities include: *... Line of Business Compliance officers to resolve... Assisting the EMEA Compliance Technology group with... similar environment (e.g. Investment Bank, Securities Exchange, Regulator)... for a leading investment bank. To apply for...

Compliance Analyst

Salary:
£50k pa
Location:
City Of London, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Contract/Temp
Date Posted:
07-Feb-2012 17:50Add to My Shortlist

A well established Asset Manager has an exciting opportunity for a Compliance Analyst to join their organisation on a contract basis to assist in a... in a specific compliance project. The Role... to assist the Compliance Monitoring team in... allocation within the Compliance Monitoring team in... will have previous compliance experience ideally from... asset management or Investment Banking sector and have...

Compliance Monitoring Manager

Salary:
£350 - £400 p/day
Location:
City Of London, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Contract/Temp
Date Posted:
08-Feb-2012 18:18Add to My Shortlist

Compliance Monitoring Manager A top tier Investment Bank is currently recruiting within their Global Markets Monitoring Team Given the varied regulatory conditions globally, the range of top tier Investment Bank is currently recruiting... Experience of providing compliance monitoring or regulatory... effectively with both Compliance colleagues and the Business. Competent user of Microsoft office (including excel and powerpoint) and preferably Lotus Notes. Would...

Trade Finance Officer

Salary:
£200 - £220 p/day
Location:
City Of London, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Contract/Temp
Date Posted:
08-Feb-2012 18:08Add to My Shortlist

My client, a top tier investment bank based in the City , are looking for an experienced Trade Finance professional to join their Global Trade Operations... Financing Facilities Ensuring compliance with Global and Local Operational Guidelines and Policies Inputting / Controlling of transactions into the Banks Trade Finance system Responsibility for departmental admin including invoicing of clients and a/c reconciliation Assisting...

Client Money Analyst, London

Salary:
£200 - £220 p/day
Location:
City Of London, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Contract/Temp
Date Posted:
06-Feb-2012 11:30Add to My Shortlist

A top tier Investment Bank are looking for a candidate to join the Client Money Team within Global Control. Responsibilities include calculation, review and analysis of... to ensure regulatory compliance * Participation in... close links with Legal and Compliance so as to keep up to date with Client Money developments and initiatives Key Requirements * Strong analytical skills and attention to...

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Client Onboarding Analyst

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