Insurance / Financial Services - Compliance/Regulatory Jobs in London
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Financial Planning Manager
- Salary:
- £22k - £30k pa + OTE and
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 18-Aug-2008 12:30Add to My Shortlist
Financial Planning Managers- Regulated Wealth Division Salary up to £28K + OTE + Company Benefits Our client is a leading global bank with excellent opportunities... investment and general insurance products available through... with quality and compliance processes. About the Person The Financial Planning Manager: *Plans and prioritises time effectively and strategically by maximising time spent researching customers, prospecting, customer appointments...
Tax Associate
- Salary:
- £40k pa
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 18-Aug-2008 09:57Add to My Shortlist
A leading financial institution is seeking an experienced Tax Associate to join their expanding team. The main responsibilities of the Tax team are as follows:... To ensure Pershing's compliance with all regulatory tax regulations. More... ensure Pershing's QI compliance to the US... ensure Pershing's overall compliance to the Inland... ensure Pershing's overall compliance to the Inland... of product, process, regulatory requirements and company...
Collateralised Loans Post Trade Control (contract)
- Salary:
- £275 - £375 p/day
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Contract/Temporary
- Date Posted:
- 21-Aug-2008 09:03Add to My Shortlist
An Asset Management firm have a dealing support role geared around their debt trading and Loans business. The focus of the role is 2 fold, ... Responsibility for all compliance checks carried out on trade details with regards to all relevant parties and loan assets # Source the loan prices independently and perform all P&L # Gain deal authorisation on trade...
Financial Controller - Private Equity
- Salary:
- £60k - £80k pa
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 19-Aug-2008 12:48Add to My Shortlist
Summary: An exceptional opportunity has become available, within the UK private equity industry, for a qualified accountant to join a successful, independent, London-based organisation. Formed... - Overview of compliance and governance procedures in collaboration with external consultants - Disaster recovery procedure planning - Company secretarial duties - Various other administrative duties Key Skills Required: The environment, at this stage of...
Regulatory and Project Accountant
- Salary:
- £50k - £65k pa
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 19-Aug-2008 15:47Add to My Shortlist
My client a rapidly expanding bank has an opening for and experienced Regulatory and Project Accountant. This ill be a varied role and would suit a person with strong I.T. skills as there are a number of projects that you will be involved with. The main responsibilities will be as follows: Production of all FSA and CBB reports Production of...
Investment Guideline Monitoring
- Salary:
- £500 - £750 p/day
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Contract/Temporary
- Date Posted:
- 15-Aug-2008 10:07Add to My Shortlist
A leading European Investment Banks Asset Management division is seeking a highly experienced Investment Guideline Monitoring Expert to hit the ground running and project manage... *Internal share disclosures *Compliance certifications to clients... project work providing Compliance input into various... Data, Pre Trade Compliance and Post Trade Compliance *Equities, Fixed Income and CRD exposure essential *Previous rule coding (in Sentinel) is...
Regulatory Reporting Business Analyst
- Salary:
- £45k - £65k pa + Bonus +
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 15-Aug-2008 09:53Add to My Shortlist
My client is a major global investment bank looking to hire finance/regulatory specialist business analysts for the change function within financial control. The purpose of... projects in the regulatory space within investment banking. - Knowledge of Basel II
Risk & Compliance Coordinator
- Salary:
- £28k - £40k pa
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 18-Aug-2008 08:42Add to My Shortlist
Our client, a leading City Law firm, are looking for a Risk and Compliance Coordinator, responsible for monitoring, enforcing and implementing risk and anti-money laundering... development and ad-hoc Compliance projects. This opportunity... the following attributes: ·Compliance or Risk experience... diligent and driven Compliance professional looking to develop your career, apply now to avoid disappointment. Job Type: Permanent Location: City Badenoch...
Aml Senior Manager
- Salary:
- £250.00 - £350.00 p/day
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Contract/Temporary
- Date Posted:
- 14-Aug-2008 11:28Add to My Shortlist
Key Responsibilities: * Assist with the development and ongoing review of policies and procedures relating to all aspects of Anti-Money Laundering/Counter Terrorist Finance activity. *... date with key regulatory developments, sanctions alerts and industry best practice and assess the impact of such developments on current procedures. Communicate significant issues to senior management as required. * Provide pro-active and expert advice...
Product Analyst
- Salary:
- Competitive
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 20-Aug-2008 14:55Add to My Shortlist
A leading Hedge Fund with over $20 billion AUM is seeking a top tier candidate to join their Product Re-balancing Operations team. The overall purpose... Finance Management, Sales, Compliance, Fund Directors, Content (and often Clients) to monitor, review, optimise and implement all restructures/re-allocations - Advise on ongoing operational requirements and assist in the maintenance of the IT systems that are...
Market Risk Manager - Rates And Fx
- Salary:
- Excellent
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Contract/Temporary
- Date Posted:
- 15-Aug-2008 14:54Add to My Shortlist
Market Risk Manager is sought by one of the UK's leading wholesale and investment banking groups, to run the interest rate and FX books. My... risk management and compliance, to ensure all... some policy and compliance, or market risk... risk managers and regulatory functions. If you believe you have the skill set and experience to apply for this position, please...
Referencer
- Salary:
- £N/A - £N/A pa
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 14-Aug-2008 09:27Add to My Shortlist
COMPANY & TEAM OVERVIEW Joslin Rowe was established in 1982 to provide a quality recruitment service to the financial services industry, becoming widely acknowledged as... Finance, Banking Operations, Compliance, Human Resources, Insurance, Investment Management, Hedge Funds Financial Services, Employee Benefits, Marketing, Risk Management, Sales & Trading, Corporate Banking, Corporate Finance and Secretarial. Joslin Rowe first started supplying temporary staff to...
302 582 - Fixed Income Analyst
- Salary:
- Competitive
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 20-Aug-2008 15:29Add to My Shortlist
Fixed Income Analyst sought by leading European investment bank to participate in regulatory and economic capital calculations, liaising with colleagues both in the FI department... the purposes of regulatory reporting, taking an... the fixed income regulatory and economic capital numbers and return on capital measures. This is the ideal opportunity for an analytical and motivated individual with fixed income experience...
Stress Testing Manager
- Salary:
- Competitve
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 20-Aug-2008 14:46Add to My Shortlist
A leading European financial institution is looking to hire a dedicated manager who will lead the creation and development of their stress testing capabilities across... on both a regulatory and economic capital... role in gaining regulatory approval for the stress testing approaches Lead the continual improvement and maintenance of the stress testing framework and methodology Liaise closely with senior management...
Financial Controller
- Salary:
- Competitive London Packag
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 19-Aug-2008 14:45Add to My Shortlist
Summary: An exciting opportunity has arisen for a well rounded and robust accounting professional to be an integral part of a new and trading platform... will interact with compliance, legal, the business sales team in order to ensure clear and transparent business development. Key Skills Required: The role will suit an individual who can demonstrate a track record of delivery....
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Regulatory and Project Accountant
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