Insurance / Financial Services - Compliance/Regulatory Jobs in London
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Compliance Analyst - Discretionary Fund Manager
- Salary:
- £40k - £45k pa
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 28-Nov-2008 08:49Add to My Shortlist
Our client is a leading independent discretionary fund manager . The Compliance team is growing and an opportunity has arisen for an Analyst who wishes... Reporting to the Compliance Manager, the primary... office function; Ensure compliance with Client Assets, ... Keep abreast of regulatory developments and manage... monitoring, from a regulatory perspective, of terms... of working with compliance issues relating to...
Counterparty risk
- Salary:
- £45k - £50k pa + benefits
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 28-Nov-2008 17:59Add to My Shortlist
The Trading Credit Risk Management team (TCRM) is responsible for approving and monitoring equity and equity derivative transaction credit risk. TCRM are is part of... Funds, Brokerage Houses, Insurance Companies and Corporate... Funds, Brokerage Houses, Insurance Companies and Corporate... Traders and Sales, Compliance and Legal personnel, as well as external Counterparties. - Reviewing the Bank's exposures and making recommendations in...
VP/ AVP Compliance Manager - Brokerage
- Salary:
- £80k - £90k pa + Benefits
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 28-Nov-2008 14:47Add to My Shortlist
Overview: An excellent opportunity has arisen for a VP/AVP Compliance Manager to join London based one of the successful brokerage firm. Duties and responsibilities: -... Responding to specific Compliance queries from internal... the application of regulatory or Exchange rules;... Formally monitoring for regulatory and Exchange rule... and implementation of regulatory and in-house Compliance procedures and compliance tools and techniques... the Firms on-going compliance with regulatory requirements;...
Compliance Monitoring Executive
- Salary:
- £40k - £60k pa
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 02-Dec-2008 09:39Add to My Shortlist
One of the most renowned and prestigious wealth managers in the world requires a monitoring and oversight executive manager. The monitoring and oversight executive manager... jurisdictional and complex regulatory risk assurance and... all aspects of compliance regulation covered by... identify legal and regulatory requirements and risks... from business and regulatory developments and assessing... broad base of compliance knowledge or the...
Financial Reporting Accountant - Hedge Fund
- Salary:
- £60k - £75k pa
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 28-Nov-2008 09:36Add to My Shortlist
Financial Reporting Accountant - Hedge Fund £60, 000 - £75, 000 + bonus + benefits London Who they are They are a highly successful hedge fund manger... all statutory and regulatory reporting and developing... upon statutory and regulatory accounting and will... returns and forecasting regulatory capital for UK... FSA framework and regulatory capital rules, regulations and returns. For more information or to...
Finance Manager
- Salary:
- £55k - £70k pa
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 26-Nov-2008 14:41Add to My Shortlist
Finance Manager £55000 - £65, 000 (to £70, 000 if based in London) + Bonus + Benefits Location: London or Kent Who they are They are the... financial controls and compliance of entities; Assisting with financial analysis of investing and business activity, as required and the production of Board papers; Working with and building strong relationships with finance contacts across the 0Group...
3-12 Month Compliance Opportunity
- Salary:
- £180 - £200 p/day
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Contract/Temporary
- Date Posted:
- 01-Dec-2008 18:40Add to My Shortlist
3-12 month role: To work within a small front office team responsible for conflict clearing and coordinating the Know Your Client process, for all new... staff, Legal and Compliance and Client Onboarding.... conflict, reputational or regulatory risks. * Appropriately... or other relevant compliance function * Prior experience in an investment bank * Knowledge of investment banking products and transactions
Credit risk analyst
- Salary:
- £45k - £50k pa + benefits
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 28-Nov-2008 17:59Add to My Shortlist
PROFESSIONAL AND ACADEMIC QUALIFICATIONS : Must be a graduate, preferably with a university degree in finance or accounting. May also have a relevant professional qualification.... relevant trends and/or regulatory issues. - A summary of the nature of the credit line request, including all relevant terms and conditions and analysis of security, structure, and/or guarantee package. - The process involves extensive...
Senior Actuary
- Salary:
- £70k - £80k pa
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 28-Nov-2008 09:03Add to My Shortlist
Senior Actuary Circa. £70, 000 - £80, 000 City of London Who they are They are a leading insurer with around 7 millions customers, and a product... from personal banking, insurance, pensions and retail... strong corporate and regulatory governance Who they... have exposure to insurance products (ideally protection), financial modeling and profit testing. You will enjoy taking the lead with projects and...
Business Analyst - Credit Risk Systems
- Salary:
- £55k - £85k pa + Excellen
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 26-Nov-2008 00:00Add to My Shortlist
Our Client a top tier Investment Bank is looking for a Business Analyst to assist in the scope, design, implementation and use of credit risk... exposure and Basel2 regulatory implications. Our client seeks top tier candidates who are looking to progress in a career driving culture.
Regulatory Analyst - Banking
- Salary:
- £50k - £60k pa
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 01-Dec-2008 10:13Add to My Shortlist
This is an excellent opportunity to work for one of the most prestigious Investment Banks. In order to be considered for this position you must... have had banking regulatory experience including Basel... monthly calculation of regulatory capital, in accordance... guidance on financial regulatory issues to traders, marketers, business managers etc. Monthly reports are submitted to the FSA. If you have...
Snr Data Analyst, Economic Risk
- Salary:
- £Attractive Package
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 27-Nov-2008 18:11Add to My Shortlist
High calibre individual with superior analytical skills and the ability and desire to work in an intellectually stimulating and professionally challenging environment sought by this... of the UK regulatory environment, together with a sound knowledge of accounting and financial analysis and a practical approach to problem solving. It is essential that the successful individual is able to communicate clear and...
Credit Analyst
- Salary:
- Market
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 02-Dec-2008 09:15Add to My Shortlist
*** Global Commodities House looking for top-tier Credit Analysts *** My client is one of the world's largest energy companies with international covering across a... or risking methodology, regulatory issues. * Documentation - understanding of the primary terms and conditions incorporated in trading Master Agreements and Loan Documentation. * Communication with the Front Office businesses Skills include: * Previous Credit...
Client On-Boarding Manager
- Salary:
- £N/A - £N/A pa
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 01-Dec-2008 08:49Add to My Shortlist
Our client based in the City of London is one the United Kingdoms leading providers of spread betting. Due to recent expansion a vacancy has... *In conjunction with compliance, keep procedures up to date with any changes within JMLSG guidelines. *Work with client services and margins to improve fraud procedures and keep them up to date. *Keep new account client...
Compliance Analyst
- Salary:
- £45k - £60k pa + benefits
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 27-Nov-2008 10:46Add to My Shortlist
Our client, a highly reputable London based EMEA team are looking for a self starting team player with compliance experience to join their Disclosure of Interest and Takeover Panel Reporting Team. The successful candidate will be responsible for monitoring daily trades and position, respond promptly to enquiries from regulators, the take over panel, issuers and the lines of business in...
