Insurance / Financial Services - Compliance/Regulatory Jobs

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Business Development Manager - Carbon Ratings Agency

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
11-Mar-2010 00:00Add to My Shortlist

The Carbon Rating Agency is an IDEACarbon company committed to establishing rigorous, comparable standards that will enable the global carbon markets to attract the levels... increasing complexity of regulatory driven projects will drive demand for ratings. CRA provides a range of products to increase market confidence in the carbon business and is supported and advised by some of the leading...

Experienced Market Data Contracts Analyst

Salary:
Competitive + bens
Location:
City Of London
Job Type:
Permanent
Date Posted:
08-Mar-2010 11:08Add to My Shortlist

The Role: In cooperation with internal and external legal counsel and business development, the successful candidate will be responsible for negotiating and managing contractual agreements with third party stock exchange vendors and others from which Bloomberg purchases data. The individual will review and interpret contract terms and conditions to assess risk and ensure compliance, will interface with vendors and internal...

Team Leader, Wealth International

Salary:
£Excellent
Location:
London
Job Type:
Permanent
Date Posted:
11-Mar-2010 17:47Add to My Shortlist

Capitalise on your sales management expertise. Develop a sales plan for a team of up to 12 Relationship Managers, then inspire them to deliver world-class... list of priorities. Compliance and risk management... risk policies and regulatory requirements, making sure... the risk and regulatory side, you'll be familiar with the Data Protection Act, Consumer Credit Act and FSA legislation, and you'll...

Operational Control - Vice President

Salary:
Neg.
Location:
Singapore
Job Type:
Permanent
Date Posted:
09-Mar-2010 05:04Add to My Shortlist

Our Client is one of the world's leading investment banks, with a strong brand presence and a long track record of success across the globe.... familiar with key regulatory requirements across the... interaction with various compliance and control groups... regional and global regulatory requirement knowledge Highly developed interpersonal skills Analytical mindset Project management exposure will be highly regarded If you...

VP - Business Analyst Markets Surveillance

Salary:
Neg.
Location:
Singapore
Job Type:
Permanent
Date Posted:
09-Mar-2010 02:50Add to My Shortlist

One of the world's leading global investment banking icons, operating in over 50 countries, with a strong and established presence in Asia, is seeking a... between the markets compliance officers and the... assist the markets compliance teams with the... delivery within a regulatory control environment and solid understanding of financial crime and markets surveillance risk control methodology. Please contact Matthew...

General Manager - Corporate Finance

Salary:
Negotiable
Location:
Hong Kong
Job Type:
Permanent
Date Posted:
06-Mar-2010 00:00Add to My Shortlist

The Group is a property development company focusing on developing and creating high quality, large-scale residential and commercial projects in major cities in China. They... with HKSE/SFC rules compliance, plus PRC banking/acquisition regulations * to be fluent in English and Chinese (Mandarin) Interested candidates can contact Max Alwani at (852) 31809620 for a confidential discussion and/or send their details to

Interchange Analyst (Excel/ Access)

Salary:
Competitive daily rate
Location:
London
Job Type:
Contract
Date Posted:
09-Mar-2010 16:50Add to My Shortlist

An exciting contract opportunity to provide support, principally to the Interchange Development Team and secondarily, to the wider Member Profitability Department, as required. Principal Accountabilities: Perform manual interchange fee adjustments Prepare data responses to regulatory information requests Produce Interchange MI and reports Provide general support to the Member Profitability team Key skills/competencies required: Professional and articulate individual Advanced MS Excel...

Administrator, Tax Production

Salary:
£ Competitive
Location:
London, The City
Job Type:
Permanent
Date Posted:
10-Mar-2010 00:00Add to My Shortlist

To assist in the classification of clients, collection of core tax documentation and production and filing of global tax relief forms to ensure the timely, ... internal and external Audit/Regulatory/Risk ratings and reviews.... to, without exception. *Compliance with Treat Client Fair policy and complaint procedure. *Responsible to build and maintain external relationships, were applicable. *Ensure prompt escalation of any issues that...

Administrator, Tax Production

Salary:
£ Competitive
Location:
London, The City
Job Type:
Permanent
Date Posted:
04-Mar-2010 14:46Add to My Shortlist

To assist in the classification of clients, collection of core tax documentation and production and filing of global tax relief forms to ensure the timely, ... internal and external Audit/Regulatory/Risk ratings and reviews.... to, without exception. *Compliance with Treat Client Fair policy and complaint procedure. *Responsible to build and maintain external relationships, were applicable. *Ensure prompt escalation of any issues that...

Customer Account Administrator

Salary:
Competitive
Location:
Docklands, London
Job Type:
Permanent
Date Posted:
10-Mar-2010 13:57Add to My Shortlist

The Customer Account Administrator, for the Broker Transfer area, provides expertise within the account management team of the Operations department. The Customer Account Administrator will... and any relevant compliance or regulatory requirements are met * remain flexible to assist other areas of the department at all times * provide knowledge and assistance for more junior members of the team The...

Senior Analyst / Supervisor Tax Production

Salary:
£ Competitive
Location:
London, The City
Job Type:
Permanent
Date Posted:
04-Mar-2010 14:56Add to My Shortlist

Purpose: To manage and control the classification of clients, collection of core tax documentation and production and filing of global tax relief forms to ensure... along with ensuring compliance from an advisory... internal and external Audit/Regulatory/Risk Ratings and Reviews. *Compliance with Treat Client Fair policy and complaint procedure. *Responsible to build and maintain external relationships, were applicable. *Maintain checks and...

VP Risk Analytics and Reporting

Salary:
Neg.
Location:
Singapore
Job Type:
Permanent
Date Posted:
09-Mar-2010 03:13Add to My Shortlist

Our client is one of the world's leaders in investment banking, operating in over 50 countries with a strong and established presence in Asia. They... the Risk Division's regulatory interactions in the... ensure that all regulatory issues are identified... and proposed APAC regulatory requirements relating to... of the risk-related regulatory framework (Basel II, market risk, oprisk rules etc.) and of...

Business Analyst

Salary:
£50k-£55k+ bon+ bens
Location:
London
Job Type:
Permanent
Date Posted:
05-Mar-2010 13:01Add to My Shortlist

The Business Analyst sits in the Project Management Office (PMO) reports to the Managing Director of Technology &Change Management. It is responsible for the oversight... Operational re-engineering * Regulatory, Legal and Risk... , settlement, and/or regulatory reporting. Those with broker-dealer exposure will be looked on favourably.

Finance and Operations Manager - Structured Finance Portfolio

Salary:
Excellent + benefits
Location:
London
Job Type:
Permanent
Date Posted:
10-Mar-2010 17:01Add to My Shortlist

We are looking for a Finance and Operations Manager with strong modelling skills to join this Financial Services Company within the Structured Finance Arena. Role... management information and regulatory reporting. *Projecting and evaluating future company performance. *Managing invoicing and collections process. *Maintaining the internal operational controls matrix including overseeing the quarterly sign-off process. *Managing the interface with the US parent, ...

Product Analyst

Salary:
£ Competitive
Location:
London, The City
Job Type:
Permanent
Date Posted:
04-Mar-2010 14:20Add to My Shortlist

PRIMARY RESPONSIBILITIES: Product Management *Undertake research within the market and industry identifying trends within the given segment. Make recommendations for product and product features working... Risk, Legal and Regulatory issues within the investment finance industry *Basic understanding of financial statements and building business cases *Some familiarity with Custody and Fund Administration services *Strong quantitative analysis, data management skills *Results oriented...

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