Insurance / Financial Services - Compliance/Regulatory Jobs

Product Controller for EMEA Rates Exotics Business - Associate

Salary:: Ł45k - Ł65k pa
Location:: City Of London
Job Type:: Permanent
Date Posted:: 03-Sep-2010 13:03Add to My Shortlist

A leading Investment bank currently recruiting for a Product Controller, reporting into the European Head of Rates Exotics Controllers, this Controller Role will have primary... Risk, Audit and Compliance. Role Responsibilities Preparation of Daily PL reports attributed to relevant risk exposure term Preparation of Daily Risk exposures reporting fro Front office and Market Risk review Preparation of Commentary for trading...

Investment Banking Product Controller - Associate

Salary:: Ł45k - Ł650k pa
Location:: City Of London
Job Type:: Permanent
Date Posted:: 03-Sep-2010 13:30Add to My Shortlist

Currently working closely with a leading Investment Bank - Tier 1, for Product Controller. The function of the Controller team: Responsible for the overall integrity... cycle Preparation of regulatory returns for the... and adherence to regulatory and financial/accounting standards.... business on accounting, regulatory, tax and other... management. Preparation of Regulatory Reporting returns applicable... Income Attributions in compliance with Transfer-pricing agreements...

Compliance Monitoring Officer

Salary:: Ł60,000 - Ł80,000
Location:: London
Job Type:: Permanent
Date Posted:: 02-Sep-2010 00:00Add to My Shortlist

Major International investment firm seeks Compliance Monitoring Officer to work in London / West End As a member of the Compliance department, the individual will... member of the Compliance department, the individual... Group Cash Equity Compliance department * Responding... tools. * The Compliance Monitoring Officer will... the Head of Compliance Qualifications and Experience:... Equity, in a Compliance department and/or an...

Rates Exotics Product Controller

Salary:: Ł45k - Ł65k pa
Location:: City Of London
Job Type:: Permanent
Date Posted:: 03-Sep-2010 13:50Add to My Shortlist

Tier 1 Investment Bank currently recruiting for a Rates Product Controller Role The role reports to the EMEA Rates Hybrids Product Controller and is responsible for a variety of analytical, reporting and control deliverables. Significant interaction is required with a number of different functional areas including Front Office, Middle Office, other Controllers, FVP, Market Risk, Tax, Regulatory Reporting, Compliance and...

EMEA Payroll Analyst

Salary:: Competitive + benefits
Location:: City Of London
Job Type:: Permanent
Date Posted:: 03-Sep-2010 00:00Add to My Shortlist

The Role: As part of our continuous development and growth strategy, we are currently looking to recruit a Payroll Professional to join our corporate Payroll... well as full compliance with legislation, company policy and control procedures - Continuously look to improve the efficiency of day-to-day payroll operations through work processes improvements - Administration of payroll related details on HR/Payroll system...

Senior Operational Risk Specialist

Salary:: Competitive
Location:: Chester
Job Type:: Permanent
Date Posted:: 28-Aug-2010 00:00Add to My Shortlist

The Business Control Monitoring & Readiness (BCM&R) organisation has been established within Europe Card Services (ECS) to establish a centre of excellence for risk management... business, audit, and regulatory compliance to get issues... in business practice, regulatory guidance, law, etc.... Risk Management / Compliance background & related qualifications.

Operations Specialist - EMEA Transaction Reporting Director

Salary:: Competitive
Location:: London
Job Type:: Permanent
Date Posted:: 03-Sep-2010 12:40Add to My Shortlist

The Regulatory Reporting Team is looking to recruit an experienced and self-motivated experienced Associate or a Director to work within the transaction reporting team in... the Legal and Compliance Division. Morgan Stanley... and interpretation from Compliance to support new... firm including Controllers, Compliance and IT. FUNCTIONAL KNOWLEDGE: *Business knowledge of securities transactions (across all product types) and their processing would...

Operational Client Support Manager

Salary:: Neg
Location:: Chelmsford
Job Type:: Permanent
Date Posted:: 01-Sep-2010 17:10Add to My Shortlist

M&G Investments, part of the Prudential Group, is a city based investment company with assets under management of more than Ł141 billion, as at the... (i.e. Legal & Compliance, Sales). Excellence in regards to Customer Service Ownership and delivery of tasks Multilingual M&G is an equal opportunities employer and welcomes applications from all candidates [regardless of sex, race, age, disability, ...

Client Cash Manager

Salary:: Competitive
Location:: London
Job Type:: Permanent
Date Posted:: 01-Sep-2010 14:32Add to My Shortlist

Financial Services Transact is the financial adviser wrap service developed and implemented by Integrated Financial Arrangements. Operating Ł8bn on behalf of 4,000 advisers, Transact is... adherence to all regulatory requirements. Your primary... Ensuring adherence to regulatory requirements surrounding client... salary, private medical insurance, pension contribution and life assurance as well as an annual discretionary bonus and we encourage and support...

Administration / Compliance Assistant

Salary:: Competitive
Location:: London
Job Type:: Permanent
Date Posted:: 01-Sep-2010 09:21Add to My Shortlist

Prime Markets Limited, a successful brokerage with offices in Central London, are seeking an Administration and Compliance Assistant to support both the Compliance Officer and both the Compliance Officer and a... * Carrying out compliance duties including AML... accounts * Periodic compliance monitoring including client... of administrative and compliance practices to ensure... in administration and compliance, particularly FSA rules and...

EMEA Trade Compliance Manager

Salary:: Competitive + benefits
Location:: City Of London
Job Type:: Permanent
Date Posted:: 03-Sep-2010 00:00Add to My Shortlist

The Role We have an immediate opening for an experienced individual for its Global Trade Compliance team. The person selected for this position will be... background in trade compliance (both import and... manage the day-to-day compliance activities at the... interface for trade compliance with Bloombergżs appointed... forwarders, applicable local regulatory regime authorities, local... the global trade compliance team and business...

Regulatory Controller - Technical Team (VP)

Salary:: Competitive
Location:: London
Job Type:: Permanent
Date Posted:: 02-Sep-2010 14:04Add to My Shortlist

An opportunity exists to join the Regulatory Controllers Technical Team within the Company Controller function of Morgan Stanley. This team is an independent regulatory advice... is an independent regulatory advice and review... expertise for financial regulatory matters and is... responsible for monitoring regulatory implications of new... global and European regulatory developments Assurance *... assurance that relevant regulatory requirements are being...

Compliance Advisory Officer

Salary:: Ł25 - Ł30 p hour
Location:: City Of London
Job Type:: Contract/Temp
Date Posted:: 02-Sep-2010 14:13Add to My Shortlist

A City based asset management house is recruiting for a Compliance Advisory professional to join their Front Office Advisory team on a temporary ongoing basis.... responsible for providing regulatory advice and support... will have significant compliance / regulatory experience in a... detailed knowledge of regulatory reporting, advising front office and marketing and sign off knowledge of FSA regulations. Knowledge of...

Investor Services And Markets

Salary:: Competitive
Location:: London
Job Type:: Permanent
Date Posted:: 01-Sep-2010 11:25Add to My Shortlist

Brown Brothers Harriman & Co. is an award-winning provider of global custody, foreign exchange, securities lending, and brokerage services for many of the world's most... managers, banks and insurance companies. BBH is... well versed in compliance/regulatory issues and must... sell leads. 4. Compliance * Complete all mandated compliance requirements. * Keep... current on any Compliance related issues affecting the firm...

Account Manager

Salary:: Ł25 - Ł30 p hour
Location:: City Of London
Job Type:: Contract/Temp
Date Posted:: 03-Sep-2010 15:04Add to My Shortlist

Our client, a City based asset management house, is recruiting for an Account Manager to join their Global Client Account Management team on an ongoing... that post trade compliance checks are actioned and any breaches are investigated Ensure that accounts are structured correctly to capture all pertinent information Ensure that all proper legal documentation is in place prior to commencing...