Insurance / Financial Services - Compliance/Regulatory Jobs
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Regulatory Accountant
- Salary:
- up to £85k+Bonus+Bens
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 27-Aug-2008 14:44Add to My Shortlist
The Opportunity: Our client is a leading financial services house covering both institutional and private clients. This opportunity reports into the Head of Finance and... accountability for all regulatory reporting issues and... point for external regulatory audit. Manage daily... PL/PSL. Manage Persil regulatory reporting requirements to... and implement new regulatory reporting requirements and... and prepare regular regulatory capital forecasts. Oversee...
Business Auditor
- Salary:
- up to £55k+Bonus+Benefits
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 27-Aug-2008 14:40Add to My Shortlist
The department: Our client's (a leading financial services house, covering both institutional and private clients) Audit Department is an independent and objective assurance function that... Audit, Risk Management, Compliance etc) within the Financial Services sector would be a plus but not a must. * Relevant professional qualification would be favourable but not essential i.e. Qualified or Institute of Internal Auditor...
IFA Sales Support
- Salary:
- Up to £24,000
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 23-Aug-2008 00:00Add to My Shortlist
My client is a boutique IFA based in the West End of London who deal solely with HNW clients on a referral only basis. They... Ensuring my clients compliance standards are met and maintained. Personal Aptitude * High personal standards * Initiates improvement in working standards * Strong organisational skills * "Hands on" approach * Positive and enthusiastic Preferences *...
Accounting and Reporting Specialist
- Salary:
- Highly Competitive
- Location:
- Hong Kong
- Job Type:
- Permanent
- Date Posted:
- 29-Aug-2008 08:52Add to My Shortlist
UBS is a leading global financial services firm. With over 1500 offices over 50 countries globally, we employ over 84, 000 people. Our Wealth Management international... financial data in compliance to the Bank's... data quality in compliance to SOX requirements 3. Compiling standard management reports Requirements: Our ideal candidates should have the following requisites: 1. Tertiary qualifications in Accounting with 5...
Lead Product Controller - Equity Derivatives, Hong Kong Ref 102095
- Salary:
- -
- Location:
- Hong Kong
- Job Type:
- Permanent
- Date Posted:
- 29-Aug-2008 00:00Add to My Shortlist
As one of the world's leading banks, Credit Suisse provides its clients with investment banking, private banking and asset management services worldwide. Founded in 1856, ... including risk management, regulatory reporting and senior management. The business comprises customer and proprietary trading with a range of products being traded from equities, exchange traded derivatives through to OTC products. The role is vital...
Compliance Manager
- Salary:
- up to £85k+Bonus+Bens
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 27-Aug-2008 16:27Add to My Shortlist
The Company/ Department: Our client is a leading financial services house with both institutional and private clients. The role reports directly into the Director, Compliance. The Compliance Advisory Team undertakes various Compliance duties on a... to) liaising with regulatory bodies, complaints handling... and other general compliance duties. The Compliance Advisory Team is... time direct reports. Compliance Responsibilities: □ Responding to specific Compliance queries from internal...
Master Account Administrator
- Salary:
- Competitive
- Location:
- Liverpool
- Job Type:
- Permanent
- Date Posted:
- 29-Aug-2008 16:49Add to My Shortlist
Deutsche Bank is committed to being the best financial services provider in the world. An aspirational employer with the platform to lift careers to the... awareness of the regulatory environment in which Tilney operates. Excellent organisation and prioritisation skills. Ability to work to tight deadlines.
Financial Analyst
- Salary:
- £Competitive+ bonus+ bens
- Location:
- Canary Wharf
- Job Type:
- Permanent
- Date Posted:
- 26-Aug-2008 00:00Add to My Shortlist
We are currently looking to recruit a Financial Analyst for the Asset Servicing team of LNR Partners Europe, ideally a fluent German speaker. Since its... operating statements, assessing compliance with transaction documentation.... property value and compliance with transaction documentation.... packages and assess compliance with loan documentation and Company requirements. * May manage assets in accordance with client and loan requirements...
Trading Systems Support Representative - AIM
- Salary:
- Competitive
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 29-Aug-2008 00:00Add to My Shortlist
Role: AIM is Bloomberg’s Order Management Solution for both traditional buy-side asset management firms and hedge funds, offering a complete global solution for real-time position management, P&L, portfolio modeling, compliance and risk management. Support for Bloomberg’s buy-side order management clients is provided by a dedicated support team that aims to provide the highest level of customer care to our users...
Trading Systems Account Manager - AIM
- Salary:
- Competitive
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 23-Aug-2008 00:00Add to My Shortlist
The Role: AIM is Bloomberg¿s Order Management Solution for both traditional buy-side asset management firms and hedge funds, offering a complete global solution for real-time position management, P&L, portfolio modeling, compliance and risk management. Bloomberg is looking for experienced Account Managers and Implementation Specialists for our existing and growing Buy-side Order Management Systems client base. Successful candidates should have knowledge...
IT - Investment Banking - Application Developer - ENO (AD3)
- Salary:
- -
- Location:
- Hong Kong
- Job Type:
- Permanent
- Date Posted:
- 29-Aug-2008 00:00Add to My Shortlist
As one of the world's leading banks, Credit Suisse provides its clients with investment banking, private banking and asset management services worldwide. Credit Suisse is... planning and testing Regulatory and Control · Ensure that maintenance projects are managed and executed according to internal control policies and procedures, adhering to IT departmental standards SKILLS and QUALIFICATIONS · Preferably a Degree in...
Transaction Execution Lawyer
- Salary:
- Competitive
- Location:
- Central London
- Job Type:
- Permanent
- Date Posted:
- 26-Aug-2008 16:17Add to My Shortlist
We have a vacancy for a lawyer to join the Transaction Execution Group which forms part of the Transaction Legal Team. The position will be... Principal finance * Regulatory, tax and accounting... the Bank including Compliance, Credit and Tax * Structured finance transactions * Alternative investments * Fixed income and foreign exchange transactions * Listed products Required Skills and Experience;...
Analyst
- Salary:
- £Competitive+ bonus+ bens
- Location:
- Canary Wharf
- Job Type:
- Permanent
- Date Posted:
- 26-Aug-2008 00:00Add to My Shortlist
We are currently looking to recruit two Financial Analysts for the Primary Loan Team at Hatfield Philips, one of whom will require fluent French language... operating statements, assessing compliance with transaction documentation.... property value and compliance with transaction documentation. * Prepare data for importing into database to enable CMSA reports and other client reports to be produced as set out...
TOMS-FIET Trade Desk Representative
- Salary:
- Competitive
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 29-Aug-2008 00:00Add to My Shortlist
The Role: Toms-FIET Trade Desk is a dedicated support team covering issues regarding all aspects of Bloomberg¿s Trade Order Management System and Fixed Income Electronic... Flow Reporting and Compliance - Liaising internally with Programming, Sales, Business Development, Data and Technical Support - Creating internal correspondence that relates directly to fulfilling our Customer Service Mandates (SLA) Requirements: - Experience and/or knowledge...
Bloomberg Law Sales Representative
- Salary:
- Competitive
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 29-Aug-2008 00:00Add to My Shortlist
The Company Bloomberg is the leading global provider of financial data, news and analytics. The BLOOMBERG PROFESSIONAL service and Bloomberg's media services provide real-time and... Law: The legal, regulatory and business development... our investment and regulatory solutions. Responsibilities - Building strong client relationships. - Making strategic decisions regarding existing clients. - Meeting with decision-makers in law firms. - Delivering on-site...
