Find Insurance / Financial Services - Compliance/Regulatory jobs in Bristol from top employers and recruitment agencies on CityJobs. Search and apply now.
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Telephone Based Consultant Bristol Circa £19, 000 + Commission Our Client is seeking a Telephone Based Broker Consultant to sell Protection products and services over the... working knowledge of regulatory requirements within sales environment. Computer literate. Professional Qualifications: FPC or CFP qualifications are desirable although not essential
Senior SIPP Administrator Bristol £25, 000 - £35, 000 Our client is a highly reputable and established global investment bank, who are currently looking to develop a... transactions SIPP drawdown Regulatory reporting, which includes... product and the regulatory framework within which it is placed Sound knowledge of Wrap and ISA products Experience of working with Independent Financial Advisor Firms and an IAQ...
Accountable for the efficient running of a claims team. In accordance with company procedures and regulatory requirements, ensure a high standard of customer service. Provide... both Company and regulatory requirements, manage customer complaints. Participate in audits (internal and external) contributing to the development of individuals and teams, the containment of leakage and the achievement of the Claims Handling Centre and...
A Sales Consultant is required within the Gloucestershire area. Our client is a financial services provider whose range of products extend from general insurance to investments, pensions, ... within the general insurance market. Organised, compliant... everything from legal compliance to marketing, and... in a general insurance sales environment and... meet the regulartory compliance regulations and KPIs. A degree and or ACII...
Leading Financial Services company is looking to recruit an expert within the small self administered schemes arena. In this role you will be responsible for... SIPP drawdown * Regulatory reporting, which includes... product and the regulatory framework within which it is placed. Wrap exposure and previous experience within an IFA would be highly beneficial. You will be very client focused...
We are currently working with a global market Insurance Brokerage who are looking for a Client Advisor to join their successful office in central Bristol... and administer Client's Insurance Programmes working alongside... per legislative and regulatory requirements and issue Summaries of Insurance from placement information... to day client insurance queries, administer mid... aspects of corporate insurance, ideally for a national...
'Start up' business based in Bristol providing a new proposition to the Financial Services business market which aims to simplify and improve how financial advisors... work and completing regulatory, and other returns for submission to the relevant authority. Ideally you will possess experience in investment, stock broking/discretionary fund management and/or mutual funds administration. You will have excellent investment technical knowledge...
Accountable for the efficient running of a claims team. In accordance with company procedures and regulatory requirements, ensure a high standard of customer service. Provide... both Company and regulatory requirements, manage customer complaints. Participate in audits (internal and external) contributing to the development of individuals and teams, the containment of leakage and the achievement of the Claims Handling Centre and...
Team Leader Location: Bristol Salary: £26, 000 - £36, 000 + Benefits A fantastic opportunity to join one of the UK's leading Law firms. Our Client is... To deal with regulatory compliance requirements, suspicious and fraudulent transactions and the reporting of such Skills, Knowledge and Experience Conduct regular file audits and 1-2-1 and team training sessions Skills: Solicitor with relevant PQE or...
Claims Handler Central Bristol Location Our client is a leading Insurer in the market and prides itself on the work/life balance. Together with an unrivalled... of all relevant Compliance and Regulatory rules and processes
This is a newly created role with an expanding Wrap operation in Bristol. The WRAP Business Product function is responsible for WRAP product and proposition... o Application of regulatory obligations in the context of the proposition, o Investment menu maintenance, o Communications and training / educational material, o Management of user forum o Calculations support, incl illustrations and cashflow modelling...
This is a newly created role with an expanding Wrap operation in Bristol. The WRAP Business Product function is responsible for WRAP product and proposition... o Application of regulatory obligations in the context of the proposition, o Investment menu maintenance, o Communications and training / educational material, o Management of user forum o Calculations support, incl illustrations and cashflow modelling...
T&C Supervisor £40, 000 South-West (Home Based) Who They Are They are one of the country's leading IFA networks with operations right across the UK. They... Ensure that current regulatory updates are embedded into the company culture at all levels What They Are Looking For This a supervisory role within a financial services firm and will require the individual to be...