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A Top Tier Investment Bank requires an experienced Compliance Officer to join its central London based team to provide advice to its Sales, Credit &... and developing new Compliance policies resulting from... line manager. Providing Compliance Training to other... ensuring all relevant compliance guidance or policies... interest rate derivatives, FX and commodities). Ability... all levels A legal background (derivatives/structured products, ...
Leading Financial Services organization is seeking an experienced Portfolio Manager. The existing portfolio is currently largely comprised of Wholesale middle market customers and is both... Pricing, Trade Guarantees, FX/Investment. Monitor and drive... Loans Administration, Tax, Legal, and Compliance. Coordinate client focused... to date on legal/market changes, credit documentation, and multi-currency Loan Policy. Availability to Travel (mainly UK/Europe; occasional US travel).
Job Title: Internal Audit Manager Department: Finance Section: Internal Audit Reports to: Head of Internal Audit Responsible for: None Job Purpose: The internal auditor is... including Risk Management, Compliance, Legal and Company Secretariat... Experience in the forex financial services sector. Qualifications Essential Degree level education and appropriate post-qualification degree / membership of an appropriate Audit body. Desirable Accountancy and/or Institute...
We are looking for an experienced Risk Manager to work for a global Financial Derivatives business. The Risk manager will be responsible for the firm's... These are primarily FX risk, credit risks, ... of Risk and Compliance. Key Accountabilities Day... broker position, credit, FX, interest rate and... interest rate and foreign exchange related exposure, and ad hoc projects. Assist in risk management...
UBS Investment Bank is a global investment banking and securities firm, providing securities and other financial products in equities, fixed income, rates, foreign exchange and metals as... organization internally (Audit, Legal and Compliance) and externally (External Regulators and Audit) as a senior level executive for Risk Operations. * Is self-motivated and able to work with minimum supervision. You will have -...
Tier one global investment bank seeks VP Level Credit Officer as part of its Specialised Industries Corporate Credit team. The team is responsible for effective... knowledge across lending, FX, rates and equities... competent and in compliance with prevailing internal Bank policies and external regulations. Experience/Skills: * Extensive credit analysis experience at a major financial institution