Legal Compliance Jobs in FX and Money Markets Jobs

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Audit Manager

Salary:
c.£80,000 plus benefits
Location:
London
Job Type:
Permanent
Date Posted:
05-Feb-2012 17:56Add to My Shortlist

This leading international bank operates across a broad range of products and regions with particular expertise in Capital Markets, Derivative Products, Investment and Corporate Banking and Foreign Exchange and Money Market. You will be... report writing. * Compliance with Group Internal Audit methodology and standards. * Due to the small size of the local team, a "hands on" role will be essential...

VP OTC Client Clearing Projects

Salary:
£85k - £105k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
06-Feb-2012 17:55Add to My Shortlist

VP PROJECT MANAGER - OTC CLIENT CLEARING The goal of the operational derivatives clearing business is to deliver an industry leading Client Clearing service for... Derivatives, Commodities and FX) by doing the... Operations, but occasionally Legal, Compliance, Trading, Sales and Risk Management). In addition, you will have a detailed understanding of Interest Rates Derivative processing particularly within Trade Capture, Trade Affirmation...

Account Executive/ Junior Broker - Internship

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
03-Feb-2012 11:50Add to My Shortlist

Collins Sarri Statham Investments is an exciting, dynamic private client advisory and execution only stockbrokers, City based and regulated by the FSA, who specialise in... retail EQUITIES, CFDs, FX and SIIPs. Due... the complexities of Compliance * Ensure that all operations are carried out in accordance with the firm's own policies and procedures in addition to FSA rules * Ensure...

DCM Compliance Advisory

Salary:
£400.00 - £650.00 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
08-Feb-2012 08:52Add to My Shortlist

My client a wholesale bank are recruiting for an experienced private side Debt Capital Markets Compliance Advisory officer on a contract basis. The contract will... buy in to compliance. Key product knowledge... interest rate and FX derivatives Inflation linked... Secondary Loan Trading Foreign Exchange For this role... experience in a Compliance advisory role for some of the product areas above. Excellent...

Compliance Operations Advisory Assistant Manager

Salary:
£40k.00 - £55k.00 pa + Benefits & Bonus
Location:
City Of London
Job Type:
Permanent
Date Posted:
08-Feb-2012 08:52Add to My Shortlist

My client an investment bank based in the heart of the City of London are recruiting within their front office advisory team. They are looking... specialise in operational compliance. This will cover... interest rate and FX derivatives Structured investment products Foreign Exchange Deposits You will... to drive forward compliance culture within the... to the Senior Compliance Advisory Partners in the provision...

Liquidity Risk internal audit/ compliance

Salary:
to 700 per day
Location:
London
Job Type:
Contract/Interim
Date Posted:
07-Feb-2012 15:44Add to My Shortlist

We have several requirements with leading banks for contractors with experience in capital markets and internal audit. Please contact me as we have many roles... this area and compliance for example we... of Equity Derivatives, Foreign Exchange, Commodities and Bonds.

Head of Compliance

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
04-Feb-2012 23:58Add to My Shortlist

Head of Compliance Our Client, an FX broker, is looking to hire a Head of Compliance. Purpose of Role To provide oversight in relation to FX broker, is looking... a Head of Compliance. Purpose of Role... Management Information regarding Compliance issues. Responsibilities *... * Set the Compliance strategy and objectives... * Manage a Compliance function that will... business functions on compliance issues * To...

Head Of Credit

Salary:
£60k - £70k pa
Location:
West End
Job Type:
Permanent
Date Posted:
02-Feb-2012 11:03Add to My Shortlist

Head of Credit To £70,000 West End, Central London The Company: This London branch of an overseas bank, with extensive range of financial services in... report (Trading Book) FX trading, Customer group... for all Credit Compliance issues, Basel II observance per credit expsoure, and all Credit Policy and Procedure issues in the Department including recommending necessary changes. The Candidate: The...

Client Services/ Sales Support

Salary:
Up to £17ph
Location:
The City, London
Job Type:
Temporary/Seasonal
Date Posted:
07-Feb-2012 15:41Add to My Shortlist

City based Bank has an immediate requirement for an experienced Sales Support/ Client Services candidate to join their team. The team is divided into Electronic... internal partners including Compliance, Legal, Sales. Static Data... International business including FX and payments and Midas and Swift

Senior Internal Auditor, London

Salary:
Market
Location:
Canary Wharf
Job Type:
Permanent
Date Posted:
01-Feb-2012 13:29Add to My Shortlist

Our client is a major financial institution. Job Summary: * The Senior Audit oversees audit staff during audits and control consulting engagements that evaluate corporate... audit theory and compliance with the department's... are completed in compliance with the Corporate... Global Securities Services, Foreign Exchange, Securities Lending, Investment... Trading, Derivatives and Compliance.

Compliance Monitoring Manager

Salary:
£350 - £400 p/day
Location:
City Of London, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Contract/Temp
Date Posted:
08-Feb-2012 18:18Add to My Shortlist

Compliance Monitoring Manager A top tier Investment Bank is currently recruiting within their Global Markets Monitoring Team Given the varied regulatory conditions globally, the range... Global Markets includes foreign exchange, credits and rates, ... Experience of providing compliance monitoring or regulatory... product ranges including foreign exchange, credits and rates, ... effectively with both Compliance colleagues and the Business. Competent user of Microsoft office (including...

Risk Operations - Risk & Control

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
02-Feb-2012 15:52Add to My Shortlist

UBS Investment Bank is a global investment banking and securities firm, providing securities and other financial products in equities, fixed income, rates, foreign exchange and metals as... organization internally (Audit, Legal and Compliance) and externally (External Regulators and Audit) as a senior level executive for Risk Operations. * Is self-motivated and able to work with minimum supervision. You will have -...

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