Legal Compliance Jobs in London

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VP OTC Client Clearing Projects

Salary:
£85k - £105k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
06-Feb-2012 17:55Add to My Shortlist

VP PROJECT MANAGER - OTC CLIENT CLEARING The goal of the operational derivatives clearing business is to deliver an industry leading Client Clearing service for... classes (OTC Derivatives (equity, interest rates and... major asset classes (equity, interest rates and... Operations, but occasionally Legal, Compliance, Trading, Sales and Risk Management). In addition, you will have a detailed understanding of Interest Rates Derivative...

Office Manager / EA - up to £45K - W/ E based - Financial Services

Salary:
up to £45K
Location:
London
Job Type:
Permanent
Date Posted:
07-Feb-2012 16:41Add to My Shortlist

We have an urgent requirement for a superb Office Manager/EA who is flexible on hours and really happy to support a small office with both... from a private equity or hedge fund... Manage petty cash Compliance/Legal Support * Monitor... deadlines, alert the Compliance Officer, prepare filing... support to the Compliance Officer with executing and filing legal agreements * Provide... support to the Compliance Officer in communicating...

Retail & Fundamental Advisory

Salary:
GBP - GBP pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
06-Feb-2012 10:08Add to My Shortlist

Our client, a leading multinational investment management company, currently seeks an experienced compliance professional from a Retail & Fundamental Equity Advisory background, to be based... Retail & Fundamental Equity Advisory background, to... Retail & Fundamental Equity Advisory hire will... part of the Legal & Compliance team, and will... within the Funds Compliance team, which has compliance oversight for investment... Retail & Fundamental Equity Advisory candidate will...

Client Onboarding Analyst

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
07-Feb-2012 11:36Add to My Shortlist

We are looking for an experienced Client Onboarding Analyst with strong KYC knowledge. The DSG Client Onboarding function supports our salespersons across Equities, FI, Currency &... at all levels (Legal, Compliance, Front Office Sales, and other Operations units). As such the individual should look to develop a strong client-service mentality, partnering with all areas of client management. UBS's KYC team is...

Legal and Compliance Manager

Salary:
£40000 to £50000
Location:
London, Greater London
Job Type:
Permanent
Date Posted:
07-Feb-2012 00:00Add to My Shortlist

Legal and Compliance Manager The Operations team is formed of the Managing Partner, an Executive Assistant and the Legal and Compliance Manager. This role will The Operations... Assistant and the Legal and Compliance Manager. This role... responsibility for both legal and compliance matters for a... risk management and compliance including: Acting as... complies with its legal and statutory requirements... contracts and ensuring compliance with the firm's...

Legal and Compliance Manager

Salary:
£40000 to £50000
Location:
London, Greater London
Job Type:
Permanent
Date Posted:
07-Feb-2012 00:00Add to My Shortlist

Legal and Compliance Manager The Operations team is formed of the Managing Partner, an Executive Assistant and the Legal and Compliance Manager. This role will The Operations... Assistant and the Legal and Compliance Manager. This role... responsibility for both legal and compliance matters for a... risk management and compliance including: o Acting... complies with its legal and statutory requirements... contracts and ensuring compliance with the firm's...

Corporate M&A Associate - London

Salary:
Market Rate
Location:
London, Greater London
Job Type:
Permanent
Date Posted:
02-Feb-2012 00:05Add to My Shortlist

CORPORATE M&A ASSOCIATE - LONDON The Firm Our client is an historical Legal 100 practice first established around the beginning of the 20th Century. They... corporate rescues and equity offerings. About You... APPLICATION. Law Staff Legal Recruitment Limited [URL... with Law Staff Legal Recruitment is recorded... by us for compliance and training. " As part of our candidate registration and...

Head of Compliance - CF10 - CF11 - Asset Management

Salary:
90 - 120K
Location:
London
Job Type:
Permanent
Date Posted:
06-Feb-2012 18:03Add to My Shortlist

Great opportunity for a Head of Compliance to come into a boutique asset manager, implementing their own business ideas to the compliance structure and making... ideas to the compliance structure and making... distribution, finance and legal. The candidate be... leading and developing compliance / risk / legal functions as well... build a structured compliance department. At least... management and private equity sectors. Must have...

Office Manager

Salary:
£40000
Location:
London, Greater London
Job Type:
Permanent
Date Posted:
01-Feb-2012 10:50Add to My Shortlist

Office Manager - Bond Street based M&A and Private Equity firm which specializes in mergers, acquisitions. Great basic and bonus in return for long office... local book keeping, compliance, HR, procurement, security and general admin tasks to those of the headquarters in NY Responsible for all office H&S and Fire Assessment updates, testing and training Provided cover for other admin...

Risk Operations - Risk & Control

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
02-Feb-2012 15:52Add to My Shortlist

UBS Investment Bank is a global investment banking and securities firm, providing securities and other financial products in equities, fixed income, rates, foreign exchange and... organization internally (Audit, Legal and Compliance) and externally (External Regulators and Audit) as a senior level executive for Risk Operations. * Is self-motivated and able to work with minimum supervision. You will have - *...

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