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Candidates need a minumum of 5 years relevant experience and have the initiative and self confidence to play an important role within the business Responsibilities... all portfolios (covering equities, bonds, derivatives and... current regulatory and legal obligations of the... breaches to the Compliance or Legal departments, as appropriate, immediately on discovery. Monitor, document and report business risks and internal controls...
An opportunity has arisen for a Legal Entity Controller to join a large Investment Bank based in the city. Joining a small team this is... financial records, including compliance with LEC policies... different BUs on legal entities within the... Fixed income products, Equity and commodity derivatives, ... ideally within an Legal Entity or Financial Control capacity. You will have strong IFRS...
Compliance Officer - Private Equity WC2. A top opportunity has arisen for an experienced and self driven Compliance Officer to join this very successful and Equity WC2. A top... and self driven Compliance Officer to join... and expanding Private Equity Firm. They are... in dealing with compliance issues in a... perspective. Reporting to Legal Counsel your role... for both Private Equity and Credit Opportunities...
Experienced product manager with significant experience of working within the alternative funds arena, and particular knowledge of real estate and/or private equity sought by the... Working closely with Legal, Operations, Compliance and Marketing/Distribution areas... banks entire Private Equity and/or Real Estate... all aspects of legal, regulatory and taxation... processes and the legal and regulatory framework... Estate and/or Private Equity is essential.