Legal Compliance Jobs in City of London

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Investment Risk Analyst

Salary:
£80k.00 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
16-May-2012 11:19Add to My Shortlist

Candidates need a minumum of 5 years relevant experience and have the initiative and self confidence to play an important role within the business Responsibilities... (covering equities, bonds, derivatives and multi-asset funds).... current regulatory and legal obligations of the... breaches to the Compliance or Legal departments, as appropriate, immediately on discovery. Monitor, document and report business risks and internal controls...

Legal Entity Controller

Salary:
£301 - £400 p/day
Location:
City Of London
Job Type:
Contract/Temp
Date Posted:
18-May-2012 16:07Add to My Shortlist

An opportunity has arisen for a Legal Entity Controller to join a large Investment Bank based in the city. Joining a small team this is... financial records, including compliance with LEC policies... different BUs on legal entities within the... Equity and commodity derivatives, Insurance premium funding... ideally within an Legal Entity or Financial... of working with accounting systems. Excellent communication...

Compliance Advisory Officer

Salary:
£400 - £600 p/day
Location:
City Of London
Job Type:
Contract/Temp
Date Posted:
16-May-2012 12:33Add to My Shortlist

A Top Tier Investment Bank requires an experienced Compliance Officer to join its central London based team to provide advice to its Sales, Credit &... and developing new Compliance policies resulting from... line manager. Providing Compliance Training to other... ensuring all relevant compliance guidance or policies... (structured transactions, credit derivatives, interest rate derivatives, FX and commodities).... all levels A legal background (derivatives/structured products, ...

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