Legal Compliance Jobs in Capital Markets Jobs

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Audit Manager

Salary:
c.£80,000 plus benefits
Location:
London
Job Type:
Permanent
Date Posted:
05-Feb-2012 17:56Add to My Shortlist

This leading international bank operates across a broad range of products and regions with particular expertise in Capital Markets, Derivative Products, Investment and Corporate Banking and... report writing. * Compliance with Group Internal... directly from the accounting profession will be... Solid understanding of Capital Markets products. * People... preferred). * Other accounting/business qualifications would be considered in exceptional circumstances. Please note that...

Internal Audit Manager

Salary:
£80k pa + Banking Benefits
Location:
City Of London
Job Type:
Permanent
Date Posted:
06-Feb-2012 13:00Add to My Shortlist

Internal Audit Manager- Investment Banking To £80,000 + Banking Benefits City of London The Company: Our client, a global provider of advisory and capital market services to corporation, ... good understanding of Capital Markets products such as... of regulatory and compliance initiatives would be a distinct advantage. If you have not been contacted within 2 weeks of submitting your application, please assume that...

Ireland Compliance Officer

Salary:
GBP - GBP pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
06-Feb-2012 10:03Add to My Shortlist

Our client, a leading multinational investment management company, currently seeks an Compliance Advisory Officer, to be based in Ireland The Compliance Advisory Officer will be... in Ireland The Compliance Advisory Officer will... part of the Legal & Compliance team, and will... advice and deliver capital markets and risk management... member of EMEA Compliance team, with additional... such, the successful Compliance Officer will have...

DCM Compliance Advisory

Salary:
£400.00 - £650.00 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
08-Feb-2012 08:52Add to My Shortlist

My client a wholesale bank are recruiting for an experienced private side Debt Capital Markets Compliance Advisory officer on a contract basis. The contract will initially on... buy in to compliance. Key product knowledge... experience in a Compliance advisory role for some of the product areas above. Excellent knowledge of FSA rules, and their practical application, with particular strengths on sales...

Quantitative Risk Consultant

Salary:
£ Competitive
Location:
London
Job Type:
Permanent
Date Posted:
03-Feb-2012 00:00Add to My Shortlist

Role Overview Capco is currently recruiting for all levels within its Finance, Risk and Compliance (FRC) practice in the UK. The FRC practice is undergoing... clients across banking, capital markets and investment management... Strong understanding of capital markets and/or wholesale banking products; * Strong understanding of statistical and numerical techniques such as Monte-Carlo simulation, stochastic processes or econometric modelling; * Experience in...

Liquidity Risk internal audit/ compliance

Salary:
to 700 per day
Location:
London
Job Type:
Contract/Interim
Date Posted:
07-Feb-2012 15:44Add to My Shortlist

We have several requirements with leading banks for contractors with experience in capital markets and internal audit. Please contact me as we have many roles in this area and compliance for example we are looking for people who can help with - Leading/participating in audits of Treasury Liquidity Risk Management coupled with a strong working knowledge of the related control framework...

Payments and Transaction Banking Consultants

Salary:
Competitive
Location:
London, The City
Job Type:
Permanent
Date Posted:
02-Feb-2012 13:58Add to My Shortlist

Capco are looking for experienced Payments and Transaction Banking consultants to join their Payments practice team. Applicants will have payments knowledge with experience of building... solutions in banking, capital markets, wealth and investment... finance, risk and compliance. Our deep industry involvement provides, through to successful delivery, we remain proud that, with our clients, we are forming the future of finance. Travel...

Retail Banking Consultant

Salary:
Competitive
Location:
London, The City
Job Type:
Permanent
Date Posted:
02-Feb-2012 11:57Add to My Shortlist

Capco are looking for experienced Banking Consultants with experience of Retail banking and Operational change. Successful applicants will have experience of: implementing business strategy through... in banking or insurance, or as a... solutions in banking, capital markets, wealth and investment... finance, risk and compliance. Our deep industry involvement provides, through to successful delivery, we remain proud that, with our clients, we...

AML Analyst / Consultant

Salary:
Competitive
Location:
London, The City
Job Type:
Contract/Interim
Date Posted:
08-Feb-2012 12:22Add to My Shortlist

Capco are looking to build a strong AML team to work on site with a tier 1 investment bank. We are looking for candidates with... Management and within Compliance or other control... solutions in banking, capital markets, wealth and investment... finance, risk and compliance. Our deep industry involvement provides, through to successful delivery, we remain proud that, with our clients, we...

Senior Auditor

Salary:
£50000 to £60000
Location:
London, Greater London
Job Type:
Permanent
Date Posted:
02-Feb-2012 04:04Add to My Shortlist

Our client is looking for an auditor with a significant amount of experience in auditing banking activities and preferably with some experience in managing individuals... about financial and capital market, compliance, risk management, accounting, banking products and... will take into account overseas equivalents. Michael Page International is a world leading recruitment consultancy.

Risk Consultant

Salary:
£ Competitive
Location:
London
Job Type:
Permanent
Date Posted:
02-Feb-2012 11:23Add to My Shortlist

Capco is a Management Consultancy dedicated to the Financial Services industry. We deliver innovative solutions in banking, capital markets, wealth and investment management and finance. The... Operational Risk within Capital Markets, Banking or Investment... (Finance, Risk & Compliance) practice within our London office consistent with the approach to market across Europe and North America. The intent is to continue to build the...

Business and Corporate Banking Consultants

Salary:
Competitive
Location:
London, The City
Job Type:
Permanent
Date Posted:
02-Feb-2012 14:41Add to My Shortlist

Business and Corporate Banking Capco are looking for experienced Business and Corporate Banking Consultants, who will have experience of working in the Financial Services industry... solutions in banking, capital markets, wealth and investment... finance, risk and compliance. Our deep industry involvement provides, through to successful delivery, we remain proud that, with our clients, we are forming the future of finance. Travel...

Contractors-financial markets/ Insurance inc audit/ IT/ Risk/ Compliance

Salary:
to £750 per day
Location:
London
Job Type:
Contract/Interim
Date Posted:
07-Feb-2012 15:44Add to My Shortlist

Our client is a global consultancy. They want contractors for audit across capital markets and insurance, technology. rates-flexible per day. You will undertake reviews across a range of business areas including, Global/Capital Markets (including trading in the full range of financial instruments - both interest rate, credit and equity products, debt issuance, securitisation); Banking (including forfaiting, trade finance and various specialised finance...

Senior Internal Auditor, London

Salary:
Market
Location:
Canary Wharf
Job Type:
Permanent
Date Posted:
01-Feb-2012 13:29Add to My Shortlist

Our client is a major financial institution. Job Summary: * The Senior Audit oversees audit staff during audits and control consulting engagements that evaluate corporate... audit theory and compliance with the department's... are completed in compliance with the Corporate... degree required - Accounting, Finance, and Business... experience / public accounting /internal audit *... preferred in public accounting or internal audit, ...

Risk Operations - Risk & Control

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
02-Feb-2012 15:52Add to My Shortlist

UBS Investment Bank is a global investment banking and securities firm, providing securities and other financial products in equities, fixed income, rates, foreign exchange and... to the world's capital markets for corporate and... organization internally (Audit, Legal and Compliance) and externally (External Regulators and Audit) as a senior level executive for Risk Operations. * Is self-motivated and able to work with...

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