Compliance Jobs in London

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Head of Compliance

Salary:
£80k - £90k pa + Benefits
Location:
City Of London
Job Type:
Permanent
Date Posted:
16-May-2012 11:04Add to My Shortlist

Head of Compliance for City based Life Insurer My City based client is currently looking for a dynamic and commercially focused Head of Compliance to... focused Head of Compliance to join their... change and technical compliance including structuring of... of Risk & Compliance in providing assurance... change, commercial advice, compliance monitoring; Compliance training & to... from a Life Insurance, Pensions & Investments...

Assistant Manager - Compliance

Salary:
TO £65,000
Location:
City Of London
Job Type:
Permanent
Date Posted:
18-May-2012 00:00Add to My Shortlist

This major City based International Bank are currently looking to recruit an experienced individual who has acquired in depth Compliance (policy / risk and regulatory affairs) work experience within a banking environment, Ideally professionally qualified, applicants must have a sound understanding of UKFSA handbook and UKFSA regulatory regime, as well as the ability to draft policy, handle regulatory reporting and...

Legal & Compliance Manager (Investments)

Salary:
86, 000
Location:
London
Job Type:
Contract/Interim
Date Posted:
22-May-2012 00:00Add to My Shortlist

A leading insurance group and FTSE250 listed company with around 1,500 employees, the business is a global business with a broad range of clients and... a Legal & Compliance Manager to join... The Legal & Compliance Manager needs to... the company's assets Compliance/Regulation * Interpretation of... the Legal and Compliance function. Legal and Compliance * The team... agreements * Bank account openings * KYC...

Compliance : Business Management Associate

Salary:
£55k.00 - £60k.00 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
18-May-2012 10:09Add to My Shortlist

A unique oppurtunity within one of the worlds preeminent asset management firms Key Responsibilities: Job Purpose: To support the EMEA Legal and Compliance COO, with the... EMEA Legal and Compliance Department Coordinating all... and supporting the Compliance Leadership Team Co-ordinating and supporting the Legal Leadership Team Facilitating Internal Communications Establish and implement an internal department communications policy and process Manage...

Compliance Analyst, Investment Regulations

Salary:
£50,000 - £55,000
Location:
London
Job Type:
Permanent
Date Posted:
22-May-2012 00:00Add to My Shortlist

Our client, a leading insurance and reinsurance group is looking for a Compliance Analyst. If you're a highly motivated Compliance Analyst with a good understanding... looking for a Compliance Analyst. If you're... a highly motivated Compliance Analyst with a... company. A leading insurance group and FTSE250... funds under management, Compliance Analyst be responsible... As Group Investments Compliance Analyst you'll need:...

Compliance Consultant - Dodd Frank

Salary:
£600 - £800 p/day
Location:
Docklands
Job Type:
Contract/Temp
Date Posted:
22-May-2012 13:44Add to My Shortlist

A top tier investment bank has approached Advantage Professional to provide them with a Compliance Consultant to take ownership of their Dodd Frank/US Volcker implementation... to ensure ongoing Compliance with the requirements.... other aspects of Compliance work providing product... in Fixed Income Compliance - Track record of delivery on high profile projects involving regulatory change (i.e. MiFID) - Strong knowledge...

Compliance Officer (Deputy MLRO) - Corporate / Retail Banking

Salary:
£65, 000
Location:
London
Job Type:
Permanent
Date Posted:
19-May-2012 00:00Add to My Shortlist

A leading Financial Services provider is looking for a Compliance Officer (Deputy MLRO) to join its growing team. The ideal candidate will have come from... of Regulation and Compliance / MLRO to ensure compliance and corporate governance... Global Head of Compliance’s most senior report... complex and demanding Compliance projects and activities.... in particular. Conduct compliance monitoring reviews and... advice on best compliance practice within critical...

Senior Compliance Manager

Salary:
£70,000 + cash allowances
Location:
London
Job Type:
Permanent
Date Posted:
22-May-2012 17:07Add to My Shortlist

Allemby Hunt is assisting a global banking institution recruit for a senior compliance manager to work at group level, ensuring the business units are creating... developing a leading compliance function. This role will give you a chance to raise your profile quite considerably across the group and with regulators, enabling you to build valuable relationships in the bank and extend...

Compliance Advisory Manager

Salary:
£50k - £70k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
22-May-2012 12:24Add to My Shortlist

Compliance Advisory Manager London City Up to £65,000 + Benefits + Bonus + Pension An exciting new permanent job opportunity has arisen for a Compliance... arisen for a Compliance Advisory Manager within... management firm. A Compliance Advisory Manager within... business. A successful Compliance Advisory Manager must have asset management advisory experience, specifically that of distribution. You must have regulatory knowledge...

Compliance Monitoring Manager

Salary:
£60k - £65k pa
Location:
City Of London
Job Type:
Contract/Temp
Date Posted:
17-May-2012 15:18Add to My Shortlist

We are currently recruiting for a top five bank based in the City of London, they currently have an opening for a Compliance Monitoring Manager sitting... key locations. Responsibilities: Compliance Monitoring Monitoring reviews Report production Advice Training and Development Technical requirements: Detailed knowledge of the FSA regulations including CASS, COLL, SYSC and COB Experience of working in of with a...

Compliance Manager

Salary:
£40,000 - 45,000pa
Location:
London
Job Type:
Permanent
Date Posted:
22-May-2012 17:22Add to My Shortlist

My clients, an established Lloyds Broker are looking to recruit a Compliance Manager. Based in the City, London, as the sole compliance provider your role... as the sole compliance provider your role... the company is compliance with all business... maintain the companies compliance policies, procedures, systems... areas of non compliance. * To assist... change where non compliance is reported. For...

Senior Compliance Officer

Salary:
£35,000 - £38,000
Location:
London
Job Type:
Permanent
Date Posted:
16-May-2012 18:36Add to My Shortlist

Highly respected West End International Bank is keen to speak with dynamic Senior Compliance Officers to assist the MLRO in all compliance matters. Ideal candidates... MLRO in all compliance matters. Ideal candidates... have exposure to Account Opening, KYC, Audit... prep and reports. *Compliance / FSA Regs, ... *Preparation of various compliance based internal reports... *Preparation of external compliance reports (to FSA...

Head of Compliance Development

Salary:
£90,000 plus benefits
Location:
London
Job Type:
Permanent
Date Posted:
19-May-2012 00:00Add to My Shortlist

A fast-growing specialist Life Insurer with a genuine niche and burgeoning market share have engaged Austin Andrew to search for a Head of Compliance Development position. This... for leading the Compliance team and providing... changes and technical compliance issues. You will... be supporting the Compliance Director by providing... developments and monitoring compliance activities. You will... of achievement in Compliance leadership within the...

Compliance Manager

Salary:
up to £ 60k +BENS
Location:
London
Job Type:
Permanent
Date Posted:
15-May-2012 10:58Add to My Shortlist

Skills- Solid evidence of full compliance policies & procedures, SOCA for money laundering, management / and exposure to FSA ARROW visits, licencing requirements, compliance of... visits, licencing requirements, compliance of London Market ( (re)insurance brokers or underwriters... members. London Market Insurance Company is looking... to recruit a Compliance Manager to provide... and monitoring full compliance policies & procedures... a London Market Insurance Broker or Underwriter...

Finance and Compliance Manager

Salary:
£60k - £70k pa + 100% bonus
Location:
West End
Job Type:
Permanent
Date Posted:
15-May-2012 16:06Add to My Shortlist

Responsibilities will include but not be limited to: Accounting for a group of four companies including production of financial statements, corporation tax, VAT returns, FSA... production of management accounts and production of all ad-hoc accounting requests as required.... (National Futures Association) compliance and Anti-Money Laundering... and maintaining Payroll, accounts payable, including calculation... performance fees, and accounts receivable functions. Responsible... for all fund accounting including monthly NAVs...

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