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Head of Compliance for City based Life Insurer My City based client is currently looking for a dynamic and commercially focused Head of Compliance to... focused Head of Compliance to join their... change and technical compliance including structuring of... of Risk & Compliance in providing assurance... change, commercial advice, compliance monitoring; Compliance training & to... from a Life Insurance, Pensions & Investments...
This major City based International Bank are currently looking to recruit an experienced individual who has acquired in depth Compliance (policy / risk and regulatory affairs) work experience within a banking environment, Ideally professionally qualified, applicants must have a sound understanding of UKFSA handbook and UKFSA regulatory regime, as well as the ability to draft policy, handle regulatory reporting and...
A unique oppurtunity within one of the worlds preeminent asset management firms Key Responsibilities: Job Purpose: To support the EMEA Legal and Compliance COO, with the... EMEA Legal and Compliance Department Coordinating all... and supporting the Compliance Leadership Team Co-ordinating and supporting the Legal Leadership Team Facilitating Internal Communications Establish and implement an internal department communications policy and process Manage...
Compliance Advisory Manager London City Up to £65,000 + Benefits + Bonus + Pension An exciting new permanent job opportunity has arisen for a Compliance... arisen for a Compliance Advisory Manager within... management firm. A Compliance Advisory Manager within... business. A successful Compliance Advisory Manager must have asset management advisory experience, specifically that of distribution. You must have regulatory knowledge...
We are currently recruiting for a top five bank based in the City of London, they currently have an opening for a Compliance Monitoring Manager sitting... key locations. Responsibilities: Compliance Monitoring Monitoring reviews Report production Advice Training and Development Technical requirements: Detailed knowledge of the FSA regulations including CASS, COLL, SYSC and COB Experience of working in of with a...
A Top Tier Investment Bank requires an experienced Compliance Officer to join its central London based team to provide advice to its Sales, Credit &... and developing new Compliance policies resulting from... line manager. Providing Compliance Training to other... ensuring all relevant compliance guidance or policies are kept up to date and in line with business and regulatory developments. Suitable...
A unique oppurtunity within one of the worlds preeminent asset management firms Key Responsibilities: Job Purpose: To support the EMEA Legal and Compliance COO, with the... EMEA Legal and Compliance Department Coordinating all... and supporting the Compliance Leadership Team Co-ordinating and supporting the Legal Leadership Team Facilitating Internal Communications Establish and implement an internal department communications policy and process Manage...
Candidates need a minumum of 5 years relevant experience and have the initiative and self confidence to play an important role within the business Responsibilities... breaches to the Compliance or Legal departments, as appropriate, immediately on discovery. Monitor, document and report business risks and internal controls of the function managed, alerting Senior Management immediately of any significant changes. Hays Specialist...
Information Technology Auditor London £70,000 Pro-Finance is looking to recruit for Information Technology Auditors to work for a large retail bank in London. This is... theory and in compliance with the department's... complete audits in compliance with the Corporate Audit Department and Institute of Internal Auditor standards The candidate requires good analytical, interpersonal, time management, research and communications skills This...
Business Analyst to support primarily Front Office Systems and associated interfaces/applications and other applications for which the whole department is responsible. Liaise with line management... Investment, Trading and Compliance functions. * Significant experience in a financial Front Office environment (minimum of 3 years of professional experience with a business exposure is required) The successful Business Analyst will experience fantastic career...
Business Analyst to support primarily Front Office Systems and associated interfaces/applications and other applications for which the whole department is responsible. Liaise with line management... Investment, Trading and Compliance functions. * Significant experience in a financial Front Office environment (minimum of 3 years of professional experience with a business exposure is required) The successful Busienss Analyst will experience fantastic career...
A leading Top Tier Investment bank is looking to recruit a SVP level Compliance & Regulatory Auditor with strong working knowledge of AML, KYC, Sanctions and... have a strong Compliance Audit background specifically with AML expertise and regulatory audit experience. Ideally, you will have worked in a Top Tier Bank working across various business lines.
The Company Robert Half International is currently recruiting for a Technical Client Administrator for an Investment Management company. The Role Through the completion of allocated... from Legal and Compliance teams and external... and clients detailing account and fund activity *Assist manager in ensuring periodic reports to client and/or third parties are despatched in a timely manner, for example, the annual...
A leading trade settlement organisation seek to appoint a Senior Finance Manager to lead the finance team and work closely with the analysts to help... budget Oversee Group compliance with Transfer Pricing... reviewed and properly accounted for Produce those... legal, risk and compliance functions Assist in... monitoring, Treasury, Tax, Insurance and Travel Deputise... of Multi- Company accounting involving foreign currencies...
The Company Our client is a process and technology services provider and integrator. Listed on the London Stock Exchange they specialise in Insurance, Financial Services, Technology... contract ensuring robust compliance with regulatory (CASS... our regulatory and compliance responsibilities in place... up to date compliance and regulatory knowledge... understanding of the Insurance network and how the Broker fits into that network...