Banking - Compliance Jobs

Find Banking - Compliance jobs from top employers and recruitment agencies on CityJobs. Search and apply now.

Freelance City Trainers

Salary:: Competitive
Location:: City Of London
Job Type:: Permanent
Date Posted:: 27-Jul-2010 00:00Add to My Shortlist

Trade Finance Regulation and Compliance Risk Management Financial Modelling Derivatives Product Trading Shipping and Aviation Finance Wealth Management If you are interested please click the "Apply Now" button below or Call Ross Tanner on 020 7067 2806 to find out more.

Head of Operations

Salary:: c. Ł80-Ł100,000
Location:: London
Job Type:: Permanent
Date Posted:: 29-Jul-2010 00:00Add to My Shortlist

Our client is a London-based specialist investment management firm with a strong reputation in the private client, charities and institutional marketplaces. They are looking to... derivatives operations, pooled accounting and post-trade compliance. Further key responsibilities... front office and accounting systems * The continual program of process and system improvements, the goal being that staff should be able to function as...

Tax Research and Development Specialist

Salary:: Competitive
Location:: London
Job Type:: Permanent
Date Posted:: 29-Jul-2010 00:00Add to My Shortlist

Support the research and development manager in the oversight of our Global Client Tax Service offering and associated client deliverables. This includes the analysis and... strategies for emerging compliance issues; *providing Technical Support / Consultancy for partner groups in London and Chicago.

Alternatives Team Leader

Salary:: Competetive
Location:: Luxembourg
Job Type:: Permanent
Date Posted:: 29-Jul-2010 00:00Add to My Shortlist

Lead the management and delivery of client servicing. * Ensure a consistent quality of service delivery to client groups, whether through direct team management and/or... regulatory, legal, and compliance environment * Respond... regulatory, legal, and compliance environment New Business... * Ensure departmental compliance with all internal... external legislation/ regulation Compliance * Ensure client... relevant AML/KYC and Compliance legislation/guidelines Management Meetings...

Compliance Monitoring Analyst

Salary:: Ł40k - Ł50k pa
Location:: City Of London
Job Type:: Permanent
Date Posted:: 28-Jul-2010 14:40Add to My Shortlist

Our client is responsible for the asset management of a wide range of client funds including; retail, institutional, life and pensions for the UK and... to strengthen the compliance control Assisting in... fostering a supportive compliance culture within the... challenging role in Compliance. The individual should preferably have: An Audit background A strong desire to build a good understanding of...

STMF Middle Office Manager

Salary:: Ł competitive + benefits
Location:: London
Job Type:: Permanent
Date Posted:: 29-Jul-2010 00:00Add to My Shortlist

STMF Middle Office provides a full and dedicated support to the Short Term and Financial Markets (STMF) business. The nature of this of support requires... CSA Knowledge in Accounting, able to easily... Legal, Tax and Compliance Strong IT system skills, highly proficient in Excel Control Function * Business focus is on improved controls at every level * Ensure timely validation...

Internal Auditor

Salary:: Ł40K - Ł50K + bonus
Location:: London
Job Type:: Permanent
Date Posted:: 27-Jul-2010 15:53Add to My Shortlist

A leading international specialty insurer and reinsurer with excellent financial security have created an excellent opportunity within its Internal Audit function. The main purpose of... on Solvency II compliance. It will include... a professional qualification (accounting, audit or insurance related) with sound... skills. Knowledge of insurance regulatory requirements and in particular Solvency II / risk based capital regimes would be

Operational Accountant

Salary:: Competitive + Benefits
Location:: London
Job Type:: Permanent
Date Posted:: 28-Jul-2010 00:00Add to My Shortlist

"Building the Best Clearing and Execution Services Firm in the World" Penson Financial Services Limited (PFSL) is part of the Penson Worldwide Group. Headquartered in... efficiently monitor the accounting output for commercial... Balance and other accounting information produced. To... the HR Department, Compliance, Internal Control and Operational departments wherever necessary and required. To liaise with the other members of the...

Index Portfolio Manager

Salary:: Competitive
Location:: London
Job Type:: Permanent
Date Posted:: 29-Jul-2010 00:00Add to My Shortlist

The Equity Portfolio Manager on the Quantitative Management team manages equity index portfolios to achieve client investment goals. Ensures that securities held in funds and... activities are in compliance with applicable laws, codes, and regulations. Major Duties 1. Manages equity index funds and/or client portfolios with limited risk 2. Uses systems to rebalance funds as needed, to invest cash and...

Senior Auditor

Salary:: Ł52K - Ł57K + bonus
Location:: London
Job Type:: Permanent
Date Posted:: 29-Jul-2010 15:58Add to My Shortlist

A major US owned insurance company is looking to recruit a Senior Auditor to strengthen its International Corporate Audit department. The key functions of this... and Solvency II compliance reviews of various... GAAP and statutory accounting principles, and generally accepted accounting and auditing standards.... integrity, operational effectiveness, compliance with rules and... assessment techniques, and accounting principles. Act as... have a professional accounting, auditing, or insurance...

Business Continuity / Disaster Recovery Analyst

Salary:: Ł Competitve
Location:: Dublin
Job Type:: Permanent
Date Posted:: 27-Jul-2010 00:00Add to My Shortlist

Job Description: Coordinates the Business Continuity (BC) and Disaster Recovery (DR) planning and implementation processes for Northern Trust's EMEA offices . Consults with individual areas... to ensure plan compliance. Negotiation and organisational... awareness of current legal/compliance requirements for BC/DR... principles to maintain compliance.

EMEA Head of Financial Institutions

Salary:: Excellent + bens & bonus
Location:: London
Job Type:: Permanent
Date Posted:: 24-Jul-2010 00:00Add to My Shortlist

Reporting to the Global Head of Financial Institutions (FI) Trade Products, this great opportunity will see you take full responsibility for FI Product Management, Development... technologic developments * Compliance with regard to regulatory and credit / operational cost. * Deliver the Financial Institutions budget Responsibilities * Drive F.I. Trade product development * Strategic positioning of the FI Trade products *...

Compliance Consultant Monitoring & Testing

Salary:: Ł Competitive
Location:: London
Job Type:: Permanent
Date Posted:: 29-Jul-2010 00:00Add to My Shortlist

Job Description: This role involves working with the Regional Monitoring and Testing Manager to develop the Corporate Monitoring and Testing Program. You will be responsible... Risk Management and Compliance staff as needed.... Unit and Global Compliance partners and from... reviews to assess compliance with and adherence... management of potential compliance issues and recommends changes and/or enhancements to improve efficiencies in...

Client Service Delivery Manager

Salary:: Competitive
Location:: London
Job Type:: Permanent
Date Posted:: 28-Jul-2010 00:00Add to My Shortlist

Responsible for overall client service for one or multiple clients by facilitating efforts of the service team and other internal stakeholders, coordinating resources to ensure... asset management and accounting usually acquired through... review meetings/calls and compliance visits; preparation for... product areas Fund Accounting, Transfer Agency, Middle Office & IMLG. Ensures timely completion and publication of monthly reporting including calculating Key...

Compliance Test Manager

Salary:: Competitive
Location:: Chester
Job Type:: Permanent
Date Posted:: 29-Jul-2010 15:37Add to My Shortlist

This position is for a Compliance & Operational Risk Testing Senior Manager who will have responsibility for leading Compliance Testing over high risk regulations and... responsibility for leading Compliance Testing over high... operational risk and compliance testing (including: Data... operational risk and compliance testing programs and delivery of high quality, risk focussed management reports · Excellent verbal and written communication...