Compliance Jobs in Banking

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Business Unit Compliance Officer

Salary:
£60k pa + pension, medical cover, bonus.
Location:
City Of London
Job Type:
Permanent
Date Posted:
31-Jan-2012 08:35Add to My Shortlist

A fantastic opportunity has arisen for an experienced Business Unit Compliance Officer, to partner with the highly successful division at a reputable insurance firm based... at a reputable insurance firm based in... ownership for all Compliance matters - applicable... provide advice on compliance issues as required.... appropriately implemented. Monitor compliance to policies, procedures... management to ensure compliance is given the...

Business Unit Compliance Officer

Salary:
£60k pa + pension, medical cover, bonus.
Location:
City Of London
Job Type:
Permanent
Date Posted:
03-Feb-2012 08:45Add to My Shortlist

A fantastic opportunity has arisen for an experienced Business Unit Compliance Officer, to partner with the highly successful division at a reputable insurance firm based... at a reputable insurance firm based in... ownership for all Compliance matters - applicable... provide advice on compliance issues as required.... appropriately implemented. Monitor compliance to policies, procedures... management to ensure compliance is given the...

Compliance Officer

Salary:
£50,000 - £60,000
Location:
London
Job Type:
Permanent
Date Posted:
01-Feb-2012 00:00Add to My Shortlist

My client a leading international Brokers are looking to recruit a Compliance Officer for their London City office. The Compliance and Business Risk department provide... City office. The Compliance and Business Risk... entities involved in Insurance and Reinsurance Broking.... Your role as Compliance Officer will be... to risk and compliance, with responsibilities to... in any required compliance monitoring, advise on...

Listed Derivatives Compliance Advisory Officer

Salary:
£50k - £65k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
03-Feb-2012 11:22Add to My Shortlist

The Role You will be working as a Compliance Officer providing front office regulatory advice and guidance relating to internal policies and regulations in regards... and address any compliance, regulatory and reputation... the Legal & Compliance Department; both within... European; specifically UK compliance issues and relevant law and regulation To discuss please do get in touch on 0207 310 8656

Senior Manager - Compliance

Salary:
£500 - £600 p/day
Location:
City Of London
Job Type:
Contract/Temp
Date Posted:
03-Feb-2012 14:06Add to My Shortlist

Our client is a global asset management company who is currently looking to recruit an interim senior manager - Compliance, UK Distribution. The successful candidate... UK Distribution, Group Compliance and Internal Audit... assurance of Distributions compliance with its regulatory... management on any compliance issues that may... the Head of Compliance Infrastructure the process... matters, review local Compliance manuals to ensure...

AVP Compliance Officer

Salary:
£45k - £50k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
30-Jan-2012 18:07Add to My Shortlist

Responsibilities * Maintain a current awareness and understanding of UK regulations, including the FSA Handbook, AML, CTF, Sanctions, JMLSG Guidance Notes, MiFID, PSD, CCA, TCF... of the internal Compliance, Prevention of Money... the Legal and Compliance Department at meetings, ... particular attention to compliance, AML, fraud, regulatory... the Legal and Compliance Department. * Assist... broad focus across Compliance Please do get...

Head of Compliance

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
04-Feb-2012 23:58Add to My Shortlist

Head of Compliance Our Client, an FX broker, is looking to hire a Head of Compliance. Purpose of Role To provide oversight in relation to... a Head of Compliance. Purpose of Role... Management Information regarding Compliance issues. Responsibilities *... * Set the Compliance strategy and objectives... * Manage a Compliance function that will... business functions on compliance issues * To...

Assistant Compliance Manager

Salary:
GBP - GBP pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
31-Jan-2012 16:21Add to My Shortlist

Our client, a leading financial services company, currently seeks a Compliance Professional, to be based in London The Assistant Compliance Manager will be part of... London The Assistant Compliance Manager will be... contribute on all compliance matters and particularly... a risk based compliance monitoring approach across... implementation of the compliance monitoring oversight programme... Support the Senior Compliance Manager and the...

ASAP Start - HR / Compliance Assistant - WE Based - up to £45K - Perm

Salary:
up to £45,000
Location:
London
Job Type:
Permanent
Date Posted:
04-Feb-2012 00:00Add to My Shortlist

We are looking for a highly corporate, professional & business savvy candidate to work in this fast paced Private Equity firm in the very trendy... both HR & Compliance expertise, personable &... * Assisting the Compliance Officer/ MLRO (CF10;11)... * Ensure that compliance documentation and procedures... Entertainment registers, Personal Account dealing and T&C * Responsible for maintaining all records and...

Compliance Monitoring Assistant (Insurance)

Salary:
£38k - £40k pa
Location:
Essex
Job Type:
Permanent
Date Posted:
03-Feb-2012 16:32Add to My Shortlist

Working with a highly rated Lloyd's Managing Agent, an opportunity has arisen for a Compliance Monitoring Assistant to join and contribute to a successful set-up. We are looking for a strong Wholesale Insurance and Compliance background, any experience at another Lloyd's company would be ideal. Reporting to the Head of Compliance (UK), you will assist in delivery of the Compliance...

Equities Compliance Advisory

Salary:
£10k0 - £110k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
03-Feb-2012 11:02Add to My Shortlist

You will advise on and monitor all aspects of the Global Markets (GM) Equities businesses, but with specific responsibility to Equity Derivatives, in order that... practice. Global Markets Compliance Equities provides compliance coverage to Cash... focus on the compliance requirements of Equity... management in resolving compliance problems which arise... units. * Provide compliance input into the... necessary to achieve compliance. * To provide...

Assistant Compliance Officer

Salary:
£35-45k + benefits & bonus
Location:
Central London
Job Type:
Permanent
Date Posted:
30-Jan-2012 15:28Add to My Shortlist

I have an urgent requirement for an Assistant Compliance Manager within a global Asset Management company. This is a fantastic opportunity to be part of a well-respected brand within their Compliance Oversight function - a team that has a strong history of internal promotions and keeping good talent. In this position you will be working within the Sales and Marketing...

Compliance Administrator

Salary:
Up To £25,000pa
Location:
London
Job Type:
Permanent
Date Posted:
01-Feb-2012 00:00Add to My Shortlist

Due to further expansion my client a leading Brokers based in the City are looking to recruit an Administrator to work within their Risk and Compliance department. As the Risk and Compliance Administrator, you will... the Risk and Compliance teams, including travel... worked within a compliance role, with proven administrative skills including good IT skills MS Word, Excel and PowerPoint....

Compliance Manager

Salary:
GBP - GBP pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
31-Jan-2012 15:54Add to My Shortlist

Based in London (City) our client is a global asset manager who seek an experienced Compliance Manager to ensure compliance oversight & monitoring of the compliance oversight & monitoring... Ideally an experience compliance professional probably with... 5 years' relevant compliance experience gained either... the delivery of compliance monitoring activities Familiarity with the UK regulatory regime, especially the activities and supervisory...

Compliance Officer

Salary:
£40k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
01-Feb-2012 00:00Add to My Shortlist

A growing asset management house is seeking a dynamic new addition to its compliance department. Duties will cover: - assisting the compliance manager with a range of monitoring - FSA forms and applications - keeping up to date with regulatory changes - AML due diligence Your experience must include: - Proven relevant compliance experience gained within an investment management or...

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