Asset Management Jobs - Legal Compliance Jobs in London
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Compliance Monitoring Executive
- Salary:
- £40k - £60k pa
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 02-Dec-2008 09:39Add to My Shortlist
One of the most renowned and prestigious wealth managers in the world requires a monitoring and oversight executive manager. The monitoring and oversight executive manager... all aspects of compliance regulation covered by... You will identify legal and regulatory requirements... broad base of compliance knowledge or the... (KYC/AML) *Sales/suitability *Investment product/asset management *Operations and outsourcing Audit/compliance experience is necessary, ... in audit or compliance monitoring) is also...
Compliance Analyst - Discretionary Fund Manager
- Salary:
- £40k - £45k pa
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 28-Nov-2008 08:49Add to My Shortlist
Our client is a leading independent discretionary fund manager . The Compliance team is growing and an opportunity has arisen for an Analyst who wishes... Reporting to the Compliance Manager, the primary... will be the Asset Management arm of the... office function; Ensure compliance with Client Assets, ... of working with compliance issues relating to 'dealing & managing' investments for retail clients, ...
Compliance Associate Director
- Salary:
- £80k - £10k0 pa + benefit
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 27-Nov-2008 10:45Add to My Shortlist
Our client is a highly renowned global Investment Manager who is looking to recruit an Associate Director of Investment Compliance. The ideal candidate will have... will have senior compliance experience from a... business and push compliance forward. Reporting to... Head of London Compliance you will be... running of the compliance monitoring team. Key... regulatory bodies *Providing compliance advice and support...
Compliance Associate Director
- Salary:
- £80k - £10k0 pa + benefit
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Permanent
- Date Posted:
- 27-Nov-2008 10:45Add to My Shortlist
Our client is a highly renowned global Investment Manager who is looking to recruit an Associate Director of Investment Compliance. The ideal candidate will have... will have senior compliance experience from a... business and push compliance forward. Reporting to... Head of London Compliance you will be... running of the compliance monitoring team. Key... regulatory bodies *Providing compliance advice and support...
Compliance/ Audit Officer - Junior VP/ Senior Associate
- Salary:
- Up to £312 per day
- Location:
- The City
- Job Type:
- Temporary/Fixed Term
- Date Posted:
- 02-Dec-2008 12:39Add to My Shortlist
An experienced auditor is required to join the Compliance Testing Group of a leading global investment banking, securities and investment management firm. This is an... control, audit and accounting, compliance and regulatory skills. The Compliance Testing Group is... Management, Research, and Asset Management. The successful candidate... programs to assess compliance with regulations and... deadlines to evaluate compliance with rules and... is preferred: - Compliance background or good...
Compliance Manager
- Salary:
- Neg
- Location:
- City Of London, The City, London
- Job Type:
- Permanent
- Date Posted:
- 03-Dec-2008 00:00Add to My Shortlist
Schroders is a FTSE 100, global asset Management Company with £114.7 billion under management. Asset management is our only business and our goals are completely aligned with... billion under management. Asset management is our only... 1. To provide compliance advice to and... and updating our compliance manual and procedures.... and develop a Compliance Specialist whose role... complaints log and compliance administration. 7. To...
Compliance Officer - Boutique Firm
- Salary:
- c£100k
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 28-Nov-2008 13:19Add to My Shortlist
Compliance Officer - Boutique Firm c£mkt rate Our client, a boutique and entrepreneurial Financial Institution is looking for a dynamic individual to ensure the Companys... applicable regulatory and legal requirements, in line... day to day compliance activities including developing... and maintaining corporate compliance policies and procedures, ... will also undertake compliance monitoring, AML responsibilities, ... deep pool of compliance experience ideally gained...
Compliance Officer asset management
- Salary:
- £45k
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 28-Nov-2008 10:28Add to My Shortlist
Compliance Officer asset management c£45k This is an excellent opportunity to join one of the top Fund Management companies to undertake a broad based role. You This is... to the portfolio compliance function to ensure compliance with UK, European... and separately managed accounts to ensure compliance procedures are being... filings to ensure compliance with UK, European... fund and client account activity to detect...
Compliance Manager- Real Estate
- Salary:
- £45k - £65k pa + Bonus +
- Location:
- City Of London
- Job Type:
- Permanent
- Date Posted:
- 27-Nov-2008 10:46Add to My Shortlist
Leading financial institution seeks Compliance Manager to join highly successful team. A fantastic opportunity has arisen for a Real Estate Compliance Manager to join one... a Real Estate Compliance Manager to join... City's most successful Asset Management institutions. The primary... to *Provide sound compliance advice into the... fully aware of compliance issues and are... for the Senior Compliance Manager- real Estate...
Compliance Manager for Risk Monitoring
- Salary:
- Highly Competitive
- Location:
- City Of London
- Job Type:
- Permanent
- Date Posted:
- 01-Dec-2008 11:36Add to My Shortlist
A leading Asset Management house that covers a broad spectrum of clients has a vacancy as a compliance manager within its risk monitoring team. The role, ... vacancy as a compliance manager within its... robust risk based compliance monitoring program -... and addressing the compliance monitoring implications of... business activities for compliance with applicable regulation... experience within an asset management business. They must...
Trading Systems Account Manager - AIM
- Salary:
- Competitive
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 29-Nov-2008 00:00Add to My Shortlist
The Role: AIM is Bloomberg¿s Order Management Solution for both traditional buy-side asset management firms and hedge funds, offering a complete global solution for real-time position... P&L, portfolio modeling, compliance and risk management.... looking for experienced Account Managers and Implementation... will be managing accounts and providing solutions to our clients. You will have daily interaction with clients, supporting our global users...
compliance monitoring officer - asset management
- Salary:
- mkt
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 28-Nov-2008 10:22Add to My Shortlist
Compliance Monitoring Officer asset management £mkt rate This is an excellent opportunity to join one of the top Fund Management companies to provide pre and post £mkt rate This... and post trade compliance monitoring. The firms... team within the Compliance Department, you will... and post trade compliance and monitoring institutional... basis to ensure compliance with guidelines. This... who has general compliance experience ideally gained...
Trading Systems Support Representative - AIM
- Salary:
- Competitive
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 29-Nov-2008 00:00Add to My Shortlist
Role: AIM is Bloomberg¿s Order Management Solution for both traditional buy-side asset management firms and hedge funds, offering a complete global solution for real-time position management, ... P&L, portfolio modeling, compliance and risk management.... organizations, financial and legal professionals and individuals around the world.
Head of Operations
- Salary:
- £60,000 to £80,000
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 02-Dec-2008 00:00Add to My Shortlist
My client is an awarding winning Pensions and Investment consultancy, with 5bn in assets under management and 20bn in assets under advice. Their existing work... Work along side compliance to ensure that... * Financial Services/ Asset Management (desirable)
Compliance Officer/ Portfolio Monitoring
- Salary:
- Circa £50,000
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 26-Nov-2008 17:28Add to My Shortlist
An exciting opportunity has arisen within a growing Asset Management firm in central London to join this busy Compliance department. The monitoring of institutional portfolios on... join this busy Compliance department. The monitoring... basis to ensure compliance with guidelines. Post... review of your accounts to ensure compliance with client guidelines... for any portfolio compliance issues that arise. Completing compliance certifications for accounts...