Legal Compliance Jobs in London

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Compliance : Business Management Associate

Salary:
£55k.00 - £60k.00 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
18-May-2012 10:09Add to My Shortlist

A unique oppurtunity within one of the worlds preeminent asset management firms Key Responsibilities: Job Purpose: To support the EMEA Legal and Compliance COO, with the... support the EMEA Legal and Compliance COO, with the... services to EMEA Legal and Compliance Department Coordinating all... and supporting the Compliance Leadership Team Co-ordinating... and supporting the Legal Leadership Team Facilitating Internal Communications Establish...

Regulatory Engagement - VP Role At Premier Organisation

Salary:
£60k.00 - £80k.00 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
16-May-2012 17:04Add to My Shortlist

Our client is one of the worlds preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, ... is within the Compliance as part of... with the wider compliance team. The role... suit an experienced compliance professional with broad... Liaison with wider Compliance team regarding communications... work on other compliance projects and initiatives....

Compliance Business Management

Salary:
Neg
Location:
City Of London
Job Type:
Permanent
Date Posted:
18-May-2012 13:53Add to My Shortlist

A unique oppurtunity within one of the worlds preeminent asset management firms Key Responsibilities: Job Purpose: To support the EMEA Legal and Compliance COO, with the... support the EMEA Legal and Compliance COO, with the... services to EMEA Legal and Compliance Department Coordinating all... and supporting the Compliance Leadership Team Co-ordinating... and supporting the Legal Leadership Team Facilitating Internal Communications Establish...

Senior Fund Controller - Real Estate

Salary:
To 90k plus benefits
Location:
London
Job Type:
Permanent
Date Posted:
14-May-2012 16:46Add to My Shortlist

THE COMPANY Our client is an Investment Management company dedicated to to designing and executing Real Estate investment strategies that preserve capital and maximise return... & local tax compliance requirements -Performance monitoring... closely with the asset management team -Tax structuring... closely with the asset management teams -Co-ordinating delivery... service and covenant compliance -Fund capital/ cash... years property fund accounting experience -Excellent knowledge...

Quantitative Risk Consultant

Salary:
£ Competitive
Location:
London
Job Type:
Permanent
Date Posted:
16-May-2012 00:00Add to My Shortlist

Role Overview Capco is currently recruiting for all levels within its Finance, Risk and Compliance (FRC) practice in the UK. The FRC practice is undergoing... commercial bank or asset management firm; * Masters' degree or PhD in a quantitative discipline such as Financial Engineering, Computational Finance, Mathematical Economics, Econometrics, Physics, Engineering or Statistics; * Risk or quantitative finance professional qualifications such...

Internal Audit - ENO/ AVP

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
18-May-2012 00:00Add to My Shortlist

Internal Audit - ENO Provide a foundation for sound decisions At Credit Suisse, our Internal Audit Team provides an excellent way to learn about the... controls to ensure compliance with significant laws, ... private banking and asset management services worldwide. Founded in 1856, Credit Suisse has a long tradition of meeting the complex financial needs of a wide range of clients, offering...

Compliance Analyst

Salary:
£60,000 - £65,000
Location:
London
Job Type:
Permanent
Date Posted:
19-May-2012 17:09Add to My Shortlist

An excellent opportunity has arisen for an experienced Compliance Analyst to join the Asset Management arm of one of the world's largest financial institutions. The key the Asset Management arm of one... * Take into account operational risk considerations... with a strong compliance background and ideally experience using Charles River as a monitoring tool. Only those with relevant INVESTMENT MANAGEMENT experience will...

Fund Product Manager

Salary:
£400 - £450 p/day
Location:
Docklands
Job Type:
Contract/Temp
Date Posted:
15-May-2012 13:22Add to My Shortlist

An Asset Management company with a global footprint requires a Fund Product Manager to join them on an ongoing interim basis. You will be a member... team, investment team, legal, compliance, operations, client service, ... simplified prospectuses and legal agreements. - Proactively... address constantly evolving legal, regulatory, tax and industry developments. - Document Fund procedures and maintain the fund files - Co-ordinate materials...

Compliance Monitoring Manager

Salary:
45000-50000 Per Annum
Location:
London London
Job Type:
Permanent
Date Posted:
18-May-2012 18:06Add to My Shortlist

Compliance Monitoring Manager Compliance Monitoring Manager - Venn Group seek an experienced compliance monitoring manager for an established Asset Management firm based in the City of Monitoring Manager -... seek an experienced compliance monitoring manager for an established Asset Management firm based in... all types of compliance monitoring, including both... you must have compliance monitoring experience, within an Asset Management firm. In addition, ...

Regulatory Compliance Consultant(RETAIL FUNDS)

Salary:
£50k.00 - £60k.00 pa
Location:
City Of London, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
15-May-2012 08:43Add to My Shortlist

Job Board Advert Regulatory Compliance Consultant(RETAIL FUNDS) Our client is a professional financial services group for the asset management and securities industry . Its service offering... group for the asset management and securities industry... offering is regulatory compliance consultancy services Alongside... permissions, due diligence, compliance training, risk management... recruitment. Its Regulatory Compliance Consulting business is... dedicated to providing compliance advisory services to...

Compliance Analyst

Salary:
£350 - £400 p/day
Location:
City Of London
Job Type:
Contract/Temp
Date Posted:
18-May-2012 14:08Add to My Shortlist

A prominent global Asset Management company is currently looking for a compliance analyst to join their compliance department. This position offers you the chance to work... looking for a compliance analyst to join their compliance department. This position... develop into a compliance specialist. As a compliance analyst you will be providing compliance advice to the... solid background in compliance and regulations. You...

Compliance Analyst

Salary:
£50,000 + Benefits
Location:
City Of London
Job Type:
Permanent
Date Posted:
18-May-2012 10:01Add to My Shortlist

Compiance Monitoring Analyst - Asset management. (£50,000) City of London Undertaking Monitoring as required by the annual and quarterly Compliance Plans Where required, assist senior management and staff responsible for the UK regulated companies to implement controls and procedures to ensure compliance with all relevant regulations, laws and codes Providing advice and guidance to staff in relation to enquiries regarding regulatory...

Fund Accountant - German

Salary:
£20 - £27 p hour
Location:
City Of London
Job Type:
Contract/Temp
Date Posted:
14-May-2012 08:04Add to My Shortlist

Fund Accountant with German An exciting new opportunity for a Fund Accountant has arisen to work at an extremely reputable global asset management business in the... quarterly Fund consolidated accounts * Participating in... of new reporting, compliance and control processes... Real Estate fund accounting and reporting. Must have the ability to write and speak fluent German and English. If you are...

Lead Investment Writer - Retail

Salary:
Competitive total package
Location:
City Of London, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
16-May-2012 18:28Add to My Shortlist

Our client, a large global investment manager, is looking for a lead investment writer with management responsibilities to join their London office. Responsibilities: Take responsibility... writing role within asset management essential Excellent writing... produce content, including compliance, in-house design teams, sales and marketing Experience of directly or indirectly managing colleagues within a team Strong editing skills and the ability to steer...

Product Manager-Asset Management

Salary:
£460 per day
Location:
London, United Kingdom
Job Type:
Contract/Temp
Date Posted:
15-May-2012 20:30Add to My Shortlist

Our client a major player within the Asset Management Sector is looking for a product manager to join their product management team. The team has broad... team, investment team, legal, compliance, operations, client service, ... simplified prospectuses and legal agreements. Experience required -Current/recent experience working for an Asset Manager -Good understanding of UK and EIRE authorised funds including VCC's, unit trusts and CCFs....

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