Legal Compliance Jobs in Asset Management Jobs

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Deputy Head of Operations (Asset Management)

Salary:
£80, 000-£100, 000
Location:
London
Job Type:
Permanent
Date Posted:
08-Feb-2012 14:24Add to My Shortlist

Role Purpose: To assist the Head of Operations ensuring a continual cycle of enhanced processes raised standards and improved quality. Assist in project management of... and knowledge of Regulatory/Compliance requirements Qualifications * Professional qualification required

Compliance Core Team Analyst

Salary:
GBP - GBP pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
06-Feb-2012 09:56Add to My Shortlist

Our client, a leading multinational investment management company, currently seeks a Compliance Core Team Analyst, to be based in London The Compliance Core Team Analyst... in London The Compliance Core Team Analyst... part of the Legal & Compliance team, and will... and colleagues within Compliance and Legal to co-ordinate Core Compliance activities - Work... such, the successful Compliance Core Team Analyst... financial services, ideally Asset Management and within Compliance...

Retail & Fundamental Advisory

Salary:
GBP - GBP pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
06-Feb-2012 10:08Add to My Shortlist

Our client, a leading multinational investment management company, currently seeks an experienced compliance professional from a Retail & Fundamental Equity Advisory background, to be based... part of the Legal & Compliance team, and will... within the Funds Compliance team, which has compliance oversight for investment... - An experienced compliance professional with a... candidate would have compliance experience. - Previous... financial services, ideally Asset Management and within Compliance...

Associate - Compliance Advisory

Salary:
GBP - GBP pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
06-Feb-2012 09:59Add to My Shortlist

Our client, a leading multinational investment management company, currently seeks an Associate to join their Compliance Advisory team, to be based in London The Associate... The Associate in Compliance Advisory will be... part of the Legal & Compliance team, and will... and colleagues within Compliance and Legal to co-ordinate Compliance activities relating to... such, the successful Compliance Advisory Associate will... financial services, ideally Asset Management and within Compliance...

Analyst - AML Financial Crime

Salary:
GBP - GBP pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
06-Feb-2012 09:57Add to My Shortlist

Our client, a leading multi-national investment management company, currently seeks a Analyst AML Financial Crime, to be based in London The Analyst AML Financial Crime... part of the Legal & Compliance team, and will... of the AML legal and regulatory framework... work on other compliance projects and initiatives.... high risk client accounts and maintain processes... quality check of account opening documents and...

Ireland Compliance Officer

Salary:
GBP - GBP pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
06-Feb-2012 10:03Add to My Shortlist

Our client, a leading multinational investment management company, currently seeks an Compliance Advisory Officer, to be based in Ireland The Compliance Advisory Officer will be... in Ireland The Compliance Advisory Officer will... part of the Legal & Compliance team, and will... member of EMEA Compliance team, with additional... such, the successful Compliance Officer will have... - An experienced compliance professional with an...

Head of Monitoring

Salary:
GBP - GBP pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
06-Feb-2012 10:05Add to My Shortlist

Our client, a leading multinational investment management company, currently seeks Head of Monitoring, to be based in London The Head of Monitoring will be part of the Legal & Compliance team, and will... within the Regulatory Compliance Group - Design, ... implementation of the compliance monitoring programme for... a team of compliance professionals based in... to his/her Regulatory Compliance colleagues within EMEA... experience: - Solid asset management, consulting or regulatory...

COO - Head of Operations

Salary:
75-100K
Location:
London
Job Type:
Permanent
Date Posted:
08-Feb-2012 19:06Add to My Shortlist

West end based Asset Management firm are currently looking for a COO to streamline the companies trading operations, working closely with the Partners, Fund Managers and... - vigilant FSA compliance 2. day-to-day management... knowledge of FSA compliance regulations & experience in implementing compliance procedures - must be an action focused leader

Hedge Fund Operations Analyst

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
06-Feb-2012 15:26Add to My Shortlist

A London based Hedge Fund is looking to secure the services of an Operations Analyst in their team. This person will be required to take... management for segregated accounts * Monitor corporate... broker and segregated account set ups * Assist with compliance and legal issues * Troubleshoot... on trading and accounting systems * Handle... experience gained from Asset Management or Hedge Fund...

Quantitative Risk Consultant

Salary:
£ Competitive
Location:
London
Job Type:
Permanent
Date Posted:
03-Feb-2012 00:00Add to My Shortlist

Role Overview Capco is currently recruiting for all levels within its Finance, Risk and Compliance (FRC) practice in the UK. The FRC practice is undergoing... commercial bank or asset management firm; * Masters' degree or PhD in a quantitative discipline such as Financial Engineering, Computational Finance, Mathematical Economics, Econometrics, Physics, Engineering or Statistics; * Risk or quantitative finance professional qualifications such...

Fund Accountant

Salary:
£45k - £55k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
07-Feb-2012 14:53Add to My Shortlist

The Company A dynamic and expanding alternative asset management firm is looking for a qualified fund accountant to join the finance team. This individual must be... be familiar with asset management and can work... as well as compliance and tracking obligations of the structure, cashflow management and maintenance of the custody and liquidity database. This is a west end based firm, who...

Compliance Officer

Salary:
£40k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
08-Feb-2012 00:00Add to My Shortlist

A growing asset management house is seeking a dynamic new addition to its compliance department. Duties will cover: - assisting the compliance manager with a range of monitoring - FSA forms and applications - keeping up to date with regulatory changes - AML due diligence Your experience must include: - Proven relevant compliance experience gained within an investment management or brokerage...

Compliance Monitoring Officer

Salary:
£35k - £40k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
08-Feb-2012 16:05Add to My Shortlist

The Role To support the Head of Compliance in regards to various monitoring activities both desk based and also branch based. Although you would be... be from an Asset Management or Wealth background... involved in providing Compliance review for the firms Portfolios and Clients.

Head of Compliance - CF10 - CF11 - Asset Management

Salary:
90 - 120K
Location:
London
Job Type:
Permanent
Date Posted:
06-Feb-2012 18:03Add to My Shortlist

Great opportunity for a Head of Compliance to come into a boutique asset manager, implementing their own business ideas to the compliance structure and making... ideas to the compliance structure and making... distribution, finance and legal. The candidate be... leading and developing compliance / risk / legal functions as well... build a structured compliance department. At least... Investment company structure (asset management, investment management) Strong...

Funds & Indirect Real Estate Lawyer - London

Salary:
Market Rate
Location:
London, Greater London
Job Type:
Permanent
Date Posted:
03-Feb-2012 00:09Add to My Shortlist

FUNDS AND INDIRECT REAL ESTATE ASSOCIATE - LONDON Our client is a Legal 100 firm with over 800 employees in the UK, offering a wide... join our clients' Legal 500 rated Funds... agreements; investment management, asset management, fund management and... APPLICATION. Law Staff Legal Recruitment Limited [URL... with Law Staff Legal Recruitment is recorded... by us for compliance and training. "...

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