Compliance Jobs in London

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Compliance Assistant

Salary:
£30k - £40k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
07-Feb-2012 08:22Add to My Shortlist

The Company Robert Half are currently representing a successful investment manager who are looking for a Compliance Assistant to join its expanding Legal & Compliance... expanding Legal & Compliance Team. This role... involve assisting the Compliance Manager with the... have 2-3 years compliance experience within the... Handbook; *Experience of compliance, a good working... responsibilities: *Assisting the Compliance Manager with a...

Business Unit Compliance Officer

Salary:
£60k pa + pension, medical cover, bonus.
Location:
City Of London
Job Type:
Permanent
Date Posted:
03-Feb-2012 08:45Add to My Shortlist

A fantastic opportunity has arisen for an experienced Business Unit Compliance Officer, to partner with the highly successful division at a reputable insurance firm based... at a reputable insurance firm based in... ownership for all Compliance matters - applicable... provide advice on compliance issues as required.... appropriately implemented. Monitor compliance to policies, procedures... management to ensure compliance is given the...

Compliance Analyst

Salary:
£70k - £71k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
07-Feb-2012 17:15Add to My Shortlist

The Company A well established Asset Manager based in the City have an exciting opportunity for a Compliance Analyst to join their organisation The Role... the Head of Compliance you will be... all aspects of Compliance relating to the... all aspects of Compliance including both policy... back-up for the Compliance function as and... working within the Compliance department of an...

Compliance Officer

Salary:
£50,000 - £60,000
Location:
London
Job Type:
Permanent
Date Posted:
08-Feb-2012 00:00Add to My Shortlist

My client a leading international Brokers are looking to recruit a Compliance Officer for their London City office. The Compliance and Business Risk department provide... City office. The Compliance and Business Risk... entities involved in Insurance and Reinsurance Broking.... Your role as Compliance Officer will be... to risk and compliance, with responsibilities to... in any required compliance monitoring, advise on...

Listed Derivatives Compliance Advisory Officer

Salary:
£50k - £65k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
03-Feb-2012 11:22Add to My Shortlist

The Role You will be working as a Compliance Officer providing front office regulatory advice and guidance relating to internal policies and regulations in regards... and address any compliance, regulatory and reputation... the Legal & Compliance Department; both within... European; specifically UK compliance issues and relevant law and regulation To discuss please do get in touch on 0207 310 8656

Liquidity Risk internal audit/ compliance

Salary:
to 700 per day
Location:
London
Job Type:
Contract/Interim
Date Posted:
07-Feb-2012 15:44Add to My Shortlist

We have several requirements with leading banks for contractors with experience in capital markets and internal audit. Please contact me as we have many roles in this area and compliance for example we are looking for people who can help with - Leading/participating in audits of Treasury Liquidity Risk Management coupled with a strong working knowledge of the related control...

Chief Compliance Officer

Salary:
£50k - £70k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
08-Feb-2012 18:18Add to My Shortlist

Main Responsibilities: *Help to improve procedures for the provision of compliance services, reflect these in the compliance manuals and provide technical advice and training as in the compliance manuals and provide... so that the compliance team is able... and changes within Compliance as appropriate. *Act... within a core compliance function and have been involved in some kind of monitoring programme...

Compliance Officer

Salary:
£60k - £65k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
07-Feb-2012 08:12Add to My Shortlist

The Company Robert Half are currently representing an investment management company who are looking to bring on a compliance specialist to continue there current success... activities are in compliance with the principles, ... development of the compliance monitoring programme, the... the provision of compliance services, reflect these in the compliance manuals and provide... so that the compliance team is able... and changes within Compliance as appropriate. *Act...

Compliance Core Team Analyst

Salary:
GBP - GBP pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
06-Feb-2012 09:56Add to My Shortlist

Our client, a leading multinational investment management company, currently seeks a Compliance Core Team Analyst, to be based in London The Compliance Core Team Analyst... in London The Compliance Core Team Analyst... the Legal & Compliance team, and will... and colleagues within Compliance and Legal to co-ordinate Core Compliance activities - Work... such, the successful Compliance Core Team Analyst... Management and within Compliance or other control...

Associate - Compliance Advisory

Salary:
GBP - GBP pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
06-Feb-2012 09:59Add to My Shortlist

Our client, a leading multinational investment management company, currently seeks an Associate to join their Compliance Advisory team, to be based in London The Associate... The Associate in Compliance Advisory will be... the Legal & Compliance team, and will... and colleagues within Compliance and Legal to co-ordinate Compliance activities relating to... such, the successful Compliance Advisory Associate will... Management and within Compliance or other control...

Ireland Compliance Officer

Salary:
GBP - GBP pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
06-Feb-2012 10:03Add to My Shortlist

Our client, a leading multinational investment management company, currently seeks an Compliance Advisory Officer, to be based in Ireland The Compliance Advisory Officer will be... in Ireland The Compliance Advisory Officer will... the Legal & Compliance team, and will... member of EMEA Compliance team, with additional... such, the successful Compliance Officer will have... - An experienced compliance professional with an...

Compliance Officer

Salary:
£40k - £55k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
07-Feb-2012 10:29Add to My Shortlist

A Lloyds broker has a role for an individual to provide risk management and compliance advice to their UK regulated entities involved in Insurance and... entities involved in Insurance and Reinsurance Broking.... Accountabilities: As a Compliance Officer your main... in any required compliance monitoring; - advise... on procedures and compliance issues; - assisting... legal) to direct compliance issues to appropriate...

Compliance Officer

Salary:
£40k - £55k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
07-Feb-2012 10:29Add to My Shortlist

A Lloyds broker has a role for an individual to provide risk management and compliance advice to their UK regulated entities involved in Insurance and... entities involved in Insurance and Reinsurance Broking.... Accountabilities: As a Compliance Officer your main... in any required compliance monitoring; - advise... on procedures and compliance issues; - assisting... legal) to direct compliance issues to appropriate...

Compliance Monitoring

Salary:
£25k - £30k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
07-Feb-2012 18:25Add to My Shortlist

The Company Robert Half Financial Services are currently recruiting for a Compliance Assistant to work for a small yet growing Asset Manager based in the City. The Role The role will be working in a team of 4 reporting into the Compliance Manager. The ideal candidate will have a minimum of 6 months experience within Compliance in an Asset Manager...

DCM Compliance Advisory

Salary:
£400.00 - £650.00 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
08-Feb-2012 08:52Add to My Shortlist

My client a wholesale bank are recruiting for an experienced private side Debt Capital Markets Compliance Advisory officer on a contract basis. The contract will... buy in to compliance. Key product knowledge... experience in a Compliance advisory role for some of the product areas above. Excellent knowledge of FSA rules, and their practical application, with particular strengths on sales practices, ...

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