Accounting & Finance - Compliance Jobs in London
Find Accounting & Finance - Compliance jobs in London from top employers and recruitment agencies on CityJobs. Search and apply now.
You are here: Jobs > Accounting & Finance > London > Compliance
Sort by:
Compliance Monitoring Manager
- Salary:
- £Negotiable
- Location:
- City Of London, Docklands, East London, North London, North West London, South East London, South West London, West End, West London, London
- Job Type:
- Contract/Temporary
- Date Posted:
- 28-Aug-2008 13:47Add to My Shortlist
Leading international house seeks high calibre individual with significant compliance monitoring experience, ideally gained from a fund administration or global custody environment. This is an... support to the compliance manager. The role... introduction of annual compliance monitoring programmes and... to risk based compliance monitoring. Experience will be gained from an investment management or global custody environment and applicants will demonstrate...
Compliance Manager
- Salary:
- £45, 000-55, 000
- Location:
- City Of London
- Job Type:
- Permanent
- Date Posted:
- 29-Aug-2008 14:27Add to My Shortlist
Our client is a leading outsourcing solutions provider of integrated execution, clearing, settlement and custody services to financial organisations worldwide. To support business growth our... for a talented Compliance Team Manager. The Compliance Advisory Team undertakes various Compliance duties on a... and other general compliance duties. The Compliance Advisory Team is... responding to specific Compliance queries. * Maintaining... regulatory and in-house Compliance procedures, compliance tools...
Hedge Fund Compliance Officer, London
- Salary:
- £50,000 to £75,000 Base
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 26-Aug-2008 13:03Add to My Shortlist
THE COMPANY: The top tier well established Hedge Fund with significant asset under management and an impressive track record is looking to expand its Compliance team with the... directly alongside the Compliance Manager THE ROLE:... be responsible for: Compliance monitoring of business... functions to ensure compliance with both regulations... Assist with day-to-day compliance issues arising from... of new brokerage accounts and local markets....
Senior Analyst Mandate Compliance Investment Management
- Salary:
- £45k - £50k pa + Bonus +
- Location:
- City Of London
- Job Type:
- Permanent
- Date Posted:
- 29-Aug-2008 10:04Add to My Shortlist
- This role will involve providing an Overview for Mandate Compliance - Interaction with the front office, operational risk and compliance - A major European... operational risk and compliance - A major... for an experienced Compliance Analyst within Mandate Compliance. The primary purpose... coding issues ensuring compliance with relevant mandates.... working within Mandate Compliance. You will have a good understanding...
Compliance Monitoring Anlayst
- Salary:
- To£45,000+ Bonus+ Bens
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 28-Aug-2008 14:02Add to My Shortlist
My client is a successful, award winning institutional fund manager with more than £50billion of funds under management. The company has a new requirement for a Compliance Monitoring Analyst in... activities and the compliance team advises and... business for FSA compliance across all its... the Head of Compliance the jobholder will... * Assisting the Compliance Officer with the... reviews to ensure compliance with internal procedures...
AML Surveillance Analyst - Banking Compliance
- Salary:
- £40k - £45k pa + pro rata
- Location:
- City Of London
- Job Type:
- Permanent
- Date Posted:
- 22-Aug-2008 14:14Add to My Shortlist
- AML and KYC review for front office and trading. - Two positions - three-month and six-month fixed term contract. - Excellent opportunity within a well recognised institution. A position has arisen in a large banking institution in London for a AML Surveillance Analyst to view and identify any unusual or suspicious activity. The role will involve reviewing anti-money laundering...
Compliance Administrator
- Salary:
- £40k pa
- Location:
- City Of London
- Job Type:
- Permanent
- Date Posted:
- 22-Aug-2008 17:20Add to My Shortlist
MAIN PURPOSE OF JOB: To assist with monitoring and provide administrative assistance to the Compliance team KEY RESPONSIBILITIES: Investment guideline and restriction monitoring Complete monitoring... by Head of Compliance Maintain restricted lists... support to the compliance function and generally... by Head of Compliance WORK EXPERIENCE: Knowledge... to a positive compliance culture.; Clear and complete record-keeping essential KEY REQUIREMENTS:EDUCATION & QUALIFICATIONS:...
Compliance Administrator - London
- Salary:
- £28k - £33k pa
- Location:
- City Of London
- Job Type:
- Permanent
- Date Posted:
- 22-Aug-2008 08:52Add to My Shortlist
Our client is a pre-eminent global fund manager MAIN PURPOSE OF JOB: To assist with monitoring and provide administrative assistance to the Compliance team KEY RESPONSIBILITIES:... by Head of Compliance Maintain restricted lists... support to the compliance function and generally... by Head of Compliance KEY REQUIREMENTS: EDUCATION... Please contact our compliance team Joslin Rowe - Winner of 4 UK Recruiter...
Compliance Administrator - London
- Salary:
- £28k - £33k pa
- Location:
- City Of London
- Job Type:
- Permanent
- Date Posted:
- 29-Aug-2008 08:53Add to My Shortlist
Our client is a pre-eminent global fund manager MAIN PURPOSE OF JOB: To assist with monitoring and provide administrative assistance to the Compliance team KEY RESPONSIBILITIES:... by Head of Compliance Maintain restricted lists... support to the compliance function and generally... by Head of Compliance KEY REQUIREMENTS: EDUCATION... Please contact our compliance team Joslin Rowe - Winner of 4 UK Recruiter...
Compliance Manager
- Salary:
- up to £85k+Bonus+Bens
- Location:
- London
- Job Type:
- Permanent
- Date Posted:
- 27-Aug-2008 16:27Add to My Shortlist
The Company/ Department: Our client is a leading financial services house with both institutional and private clients. The role reports directly into the Director, Compliance. The Compliance Advisory Team undertakes various Compliance duties on a... and other general compliance duties. The Compliance Advisory Team is... time direct reports. Compliance Responsibilities: □ Responding to specific Compliance queries from internal... rules; □ Providing Compliance input for new...
Senior Compliance Assistant
- Salary:
- £45k - £65k pa
- Location:
- City Of London
- Job Type:
- Permanent
- Date Posted:
- 29-Aug-2008 14:24Add to My Shortlist
Working as the No.2 within the Compliance Division of a successful Lloyds Broker, you will be assisting in all aspects of the compliance function and... aspects of the compliance function and be... degree for the Compliance Officer. Responsibilities are... reporting on significant compliance matters to the... London market General Insurance and underlying legal principles, good knowledge of market practice and...
Senior Compliance Assistant
- Salary:
- £45k - £65k pa
- Location:
- City Of London
- Job Type:
- Permanent
- Date Posted:
- 22-Aug-2008 09:26Add to My Shortlist
Working as the No.2 within the Compliance Division of a successful Lloyds Broker, you will be assisting in all aspects of the compliance function and... aspects of the compliance function and be... degree for the Compliance Officer. Responsibilities are... reporting on significant compliance matters to the... London market General Insurance and underlying legal principles, good knowledge of market practice and...
Compliance Administrator
- Salary:
- £40, 000
- Location:
- London, The City
- Job Type:
- Permanent
- Date Posted:
- 22-Aug-2008 16:44Add to My Shortlist
MAIN PURPOSE OF JOB: To assist with monitoring and provide administrative assistance to the Compliance team KEY RESPONSIBILITIES: - Investment guideline and restriction monitoring -... by Head of Compliance - Maintain restricted... support to the compliance function and generally... by Head of Compliance WORK EXPERIENCE: -... to a positive compliance culture.; - Clear and complete record-keeping essential EY REQUIREMENTS: EDUCATION...
Head of Compliance
- Salary:
- Depending on Experience
- Location:
- City Of London
- Job Type:
- Permanent
- Date Posted:
- 28-Aug-2008 16:50Add to My Shortlist
Our client is a rapidly growing stockbroking firm established in 2007 with more than 2000 clients. I am looking to recruit a suitably experienced individual... day to day compliance monitoring for its... who fulfils the Compliance Oversight role. Furthermore, ... utilise an external compliance consultancy firm for... with CEO and compliance consultants to establish... members of the compliance team (there is...
Compliance Officer
- Salary:
- £N/A - £N/A pa
- Location:
- City Of London
- Job Type:
- Permanent
- Date Posted:
- 28-Aug-2008 09:45Add to My Shortlist
A Compliance Officer is sought by a leading specialist investment management company. Based in London, the position is for a highly experienced compliance professional to... a highly experienced compliance professional to work... operational risk and compliance) the jobholder will provide compliance advice and ongoing... within an established compliance team. It requires... support staff. Solid compliance experience in an investment management...