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A fantastic opportunity has arisen for an experienced Business Unit Compliance Officer, to partner with the highly successful division at a reputable insurance firm based... at a reputable insurance firm based in... ownership for all Compliance matters - applicable... provide advice on compliance issues as required.... appropriately implemented. Monitor compliance to policies, procedures... management to ensure compliance is given the...
My client a leading international Brokers are looking to recruit a Compliance Officer for their London City office. The Compliance and Business Risk department provide... City office. The Compliance and Business Risk... entities involved in Insurance and Reinsurance Broking.... Your role as Compliance Officer will be... to risk and compliance, with responsibilities to... in any required compliance monitoring, advise on...
The Company A well established Asset Manager based in the City have an exciting opportunity for a Compliance Analyst to join their organisation The Role... the Head of Compliance you will be... all aspects of Compliance relating to the... all aspects of Compliance including both policy... back-up for the Compliance function as and... working within the Compliance department of an...
The Role You will be working as a Compliance Officer providing front office regulatory advice and guidance relating to internal policies and regulations in regards... and address any compliance, regulatory and reputation... the Legal & Compliance Department; both within... European; specifically UK compliance issues and relevant law and regulation To discuss please do get in touch on 0207 310 8656
The Company Robert Half are currently representing a successful investment manager who are looking for a Compliance Assistant to join its expanding Legal & Compliance... expanding Legal & Compliance Team. This role... involve assisting the Compliance Manager with the... have 2-3 years compliance experience within the... Handbook; *Experience of compliance, a good working... responsibilities: *Assisting the Compliance Manager with a...
We have several requirements with leading banks for contractors with experience in capital markets and internal audit. Please contact me as we have many roles in this area and compliance for example we are looking for people who can help with - Leading/participating in audits of Treasury Liquidity Risk Management coupled with a strong working knowledge of the related control...
The Company Robert Half are currently representing an investment management company who are looking to bring on a compliance specialist to continue there current success... activities are in compliance with the principles, ... development of the compliance monitoring programme, the... the provision of compliance services, reflect these in the compliance manuals and provide... so that the compliance team is able... and changes within Compliance as appropriate. *Act...
Main Responsibilities: *Help to improve procedures for the provision of compliance services, reflect these in the compliance manuals and provide technical advice and training as in the compliance manuals and provide... so that the compliance team is able... and changes within Compliance as appropriate. *Act... within a core compliance function and have been involved in some kind of monitoring programme...
Our client, a leading multinational investment management company, currently seeks a Compliance Core Team Analyst, to be based in London The Compliance Core Team Analyst... in London The Compliance Core Team Analyst... the Legal & Compliance team, and will... and colleagues within Compliance and Legal to co-ordinate Core Compliance activities - Work... such, the successful Compliance Core Team Analyst... Management and within Compliance or other control...
Our client, a leading multinational investment management company, currently seeks an Associate to join their Compliance Advisory team, to be based in London The Associate... The Associate in Compliance Advisory will be... the Legal & Compliance team, and will... and colleagues within Compliance and Legal to co-ordinate Compliance activities relating to... such, the successful Compliance Advisory Associate will... Management and within Compliance or other control...
Our client, a leading multinational investment management company, currently seeks an Compliance Advisory Officer, to be based in Ireland The Compliance Advisory Officer will be... in Ireland The Compliance Advisory Officer will... the Legal & Compliance team, and will... member of EMEA Compliance team, with additional... such, the successful Compliance Officer will have... - An experienced compliance professional with an...
The Company Robert Half Financial Services are currently recruiting for a Compliance Assistant to work for a small yet growing Asset Manager based in the City. The Role The role will be working in a team of 4 reporting into the Compliance Manager. The ideal candidate will have a minimum of 6 months experience within Compliance in an Asset Manager...
A Lloyds broker has a role for an individual to provide risk management and compliance advice to their UK regulated entities involved in Insurance and... entities involved in Insurance and Reinsurance Broking.... Accountabilities: As a Compliance Officer your main... in any required compliance monitoring; - advise... on procedures and compliance issues; - assisting... legal) to direct compliance issues to appropriate...
A Lloyds broker has a role for an individual to provide risk management and compliance advice to their UK regulated entities involved in Insurance and... entities involved in Insurance and Reinsurance Broking.... Accountabilities: As a Compliance Officer your main... in any required compliance monitoring; - advise... on procedures and compliance issues; - assisting... legal) to direct compliance issues to appropriate...
We are looking for a highly corporate, professional & business savvy candidate to work in this fast paced Private Equity firm in the very trendy... both HR & Compliance expertise, personable &... * Assisting the Compliance Officer/ MLRO (CF10;11)... * Ensure that compliance documentation and procedures... Entertainment registers, Personal Account dealing and T&C * Responsible for maintaining all records and...