Compliance Jobs in City of London

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Head of Compliance

Salary:
£80k - £90k pa + Benefits
Location:
City Of London
Job Type:
Permanent
Date Posted:
16-May-2012 11:04Add to My Shortlist

Head of Compliance for City based Life Insurer My City based client is currently looking for a dynamic and commercially focused Head of Compliance to... focused Head of Compliance to join their... change and technical compliance including structuring of... of Risk & Compliance in providing assurance... change, commercial advice, compliance monitoring; Compliance training & to... from a Life Insurance, Pensions & Investments...

Assistant Manager - Compliance

Salary:
TO £65,000
Location:
City Of London
Job Type:
Permanent
Date Posted:
18-May-2012 00:00Add to My Shortlist

This major City based International Bank are currently looking to recruit an experienced individual who has acquired in depth Compliance (policy / risk and regulatory affairs) work experience within a banking environment, Ideally professionally qualified, applicants must have a sound understanding of UKFSA handbook and UKFSA regulatory regime, as well as the ability to draft policy, handle regulatory reporting and...

Compliance : Business Management Associate

Salary:
£55k.00 - £60k.00 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
18-May-2012 10:09Add to My Shortlist

A unique oppurtunity within one of the worlds preeminent asset management firms Key Responsibilities: Job Purpose: To support the EMEA Legal and Compliance COO, with the... EMEA Legal and Compliance Department Coordinating all... and supporting the Compliance Leadership Team Co-ordinating and supporting the Legal Leadership Team Facilitating Internal Communications Establish and implement an internal department communications policy and process Manage...

Compliance Monitoring Manager

Salary:
£60k - £65k pa
Location:
City Of London
Job Type:
Contract/Temp
Date Posted:
17-May-2012 15:18Add to My Shortlist

We are currently recruiting for a top five bank based in the City of London, they currently have an opening for a Compliance Monitoring Manager sitting... key locations. Responsibilities: Compliance Monitoring Monitoring reviews Report production Advice Training and Development Technical requirements: Detailed knowledge of the FSA regulations including CASS, COLL, SYSC and COB Experience of working in of with a...

Compliance Advisory Officer

Salary:
£400 - £600 p/day
Location:
City Of London
Job Type:
Contract/Temp
Date Posted:
16-May-2012 12:33Add to My Shortlist

A Top Tier Investment Bank requires an experienced Compliance Officer to join its central London based team to provide advice to its Sales, Credit &... and developing new Compliance policies resulting from... line manager. Providing Compliance Training to other... ensuring all relevant compliance guidance or policies are kept up to date and in line with business and regulatory developments. Suitable...

Compliance Business Management

Salary:
Neg
Location:
City Of London
Job Type:
Permanent
Date Posted:
18-May-2012 13:53Add to My Shortlist

A unique oppurtunity within one of the worlds preeminent asset management firms Key Responsibilities: Job Purpose: To support the EMEA Legal and Compliance COO, with the... EMEA Legal and Compliance Department Coordinating all... and supporting the Compliance Leadership Team Co-ordinating and supporting the Legal Leadership Team Facilitating Internal Communications Establish and implement an internal department communications policy and process Manage...

Deputy Compliance Officer

Salary:
£40k - £45k pa + Excellent Benefits
Location:
City Of London
Job Type:
Permanent
Date Posted:
17-May-2012 09:02Add to My Shortlist

London Market client seeking Deputy Compliance Officer My London Market client is currently looking to recruit a Deputy Compliance Officer to identify, manage, monitor and... recruit a Deputy Compliance Officer to identify, ... monitor and report compliance with relevant FSA, ... EU and overseas insurance regulatory obligations in... direction of the Compliance Assistant, and assist the Compliance Officer in the... of an effective compliance function across the...

Compliance analyst

Salary:
Market + bens +bonus
Location:
The City
Job Type:
Permanent
Date Posted:
17-May-2012 16:17Add to My Shortlist

Compliance analyst within high performing Investment team of dynamic London market insurance underwriters. This is an ideal role in which to build your compliance career, and offers all round exposure and ongoing development. You will Understand Investment regs in all juristictions and will moniter changes in regulatory framework in all Countries. Maintain the investment manual. Advise if strategic and tactical...

Compliance Assistant

Salary:
£30k.00 - £45k.00 pa + benefits + bonus
Location:
City Of London
Job Type:
Permanent
Date Posted:
16-May-2012 10:04Add to My Shortlist

Our client is one of the city's most up and coming and best regarded private client investment manager. Although relatively new our client has already... is within the Compliance team, which has... maintaining a strong compliance culture within the... business on any compliance issues and advising... size of the compliance team the role... a truly generalist compliance role with the...

Compliance Advisory FI & Cash Advisory . Leading Asset Manager

Salary:
£50k pa + pension, bonus
Location:
City Of London
Job Type:
Permanent
Date Posted:
16-May-2012 17:44Add to My Shortlist

Compliance Advisory FI & Cash Advisory . Leading Asset Manager Our client is a leader in investment management, risk management and advisory services for institutional... is within the Compliance Advisory function. The Compliance Advisory function is... for providing qualitative compliance advice to the... Income and Cash Compliance team which is... responsible for providing compliance support to Fixed... to provide qualitative compliance advice and support...

Risk Review Compliance

Salary:
£50k - £80k pa
Location:
City Of London, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
18-May-2012 11:45Add to My Shortlist

Top Tier Global Investment Bank seeks Risk Review Compliance professional. Role Details: * Work as part of the team responsible for risk-based compliance testing across... responsible for risk-based compliance testing across corporate... the execution of compliance reviews according to... regions. * Validating compliance against established policies... Working with business compliance officers and management... quality value added compliance risk reviews. *...

Compliance Analyst

Salary:
£350 - £400 p/day
Location:
City Of London
Job Type:
Contract/Temp
Date Posted:
18-May-2012 14:08Add to My Shortlist

A prominent global Asset Management company is currently looking for a compliance analyst to join their compliance department. This position offers you the chance to their compliance department. This position... develop into a compliance specialist. As a compliance analyst you will be providing compliance advice to the... solid background in compliance and regulations. You... step in your compliance career please apply

Compliance Analyst

Salary:
£50,000 + Benefits
Location:
City Of London
Job Type:
Permanent
Date Posted:
18-May-2012 10:01Add to My Shortlist

Compiance Monitoring Analyst - Asset management. (£50,000) City of London Undertaking Monitoring as required by the annual and quarterly Compliance Plans Where required, assist senior management and staff responsible for the UK regulated companies to implement controls and procedures to ensure compliance with all relevant regulations, laws and codes Providing advice and guidance to staff in relation to enquiries regarding...

Compliance Data Privacy Expert

Salary:
£600.00 - £800.00 p/day
Location:
City Of London, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Contract/Temp
Date Posted:
14-May-2012 17:20Add to My Shortlist

Compliance / HR Data Privacy Specialist Interim one year contract Rate £600 £800 per day Job Purpose To implement a data privacy framework which is... candidates and ensure compliance within our Global... ensure that all compliance requirements are met... ensure data protection compliance is seen as... data to ensure compliance Manage engagement with... Controls, Risk and Compliance Regional / Country...

Debt Capital Markets Compliance Officer

Salary:
£60k - £85k pa
Location:
City Of London, East London, North London, North West London, South East London, South West London, West End, West London, London
Job Type:
Permanent
Date Posted:
15-May-2012 19:04Add to My Shortlist

Core Responsibility To assist in all tasks in the compliance advisory function, including day to day tasks and project tasks. To maintain an effective compliance... maintain an effective compliance culture within the... Responsibilities * Provide Compliance coverage to Capital... possible areas of compliance risk and develop... employees are in compliance with the rules... Directing / Escalating compliance issues to appropriate...

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