Accounting & Finance - Compliance Jobs

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Compliance and Risk Analyst

Salary:
GBP35 - GBP45 pa
Location:
City Of London
Job Type:
Contract/Temporary
Date Posted:
11-Mar-2010 18:02Add to My Shortlist

My Client is a large Investment management compnay who are looking to expand their Compliance and Risk Assurance team and recruit a Compliance Monitoring Analyst... and recruit a Compliance Monitoring Analyst Risk... The role of Compliance Monitoring Analyst will... undertaking the risk-based compliance monitoring programme but... monitoring and general compliance tasks as required.... The responsibilities of Compliance monitoring analyst will...

Compliance Analyst

Salary:
GBP13 - GBP16 p/h
Location:
City Of London
Job Type:
Contract/Temporary
Date Posted:
11-Mar-2010 17:50Add to My Shortlist

My Client, a leading Investment Bank is looking to expand their Compliance team by hiring a Compliance nalyst. The core function of Compliance Analyst is a Compliance nalyst. The core function of Compliance Analyst is to... all areas of Compliance and maintain accurate... keeping - ensuring compliance with Know Your... requirements. As a Compliance Analyst, general responsibilities... Internal Control and Compliance Unit as a...

Support to Compliance Project Manager

Salary:
£100-150per day
Location:
London
Job Type:
Contract
Date Posted:
12-Mar-2010 17:07Add to My Shortlist

JOB SUMMARY: A project management role within the regulatory/compliance area. The project is focused on ensuring clients/third parties have relevant new agreement-related documentation in place.... is of a regulatory/compliance nature and involved contact with all areas of the firm; Experience within a professional environment where work standards are high - preferably a stock broking or finance-related firm; Excellent communicative skills...

Compliance Manager

Salary:
£65k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
12-Mar-2010 12:42Add to My Shortlist

COMPLIANCE MANAGER LONDON UP TO £65,000 Our client, a leading international law firm, is looking for a Compliance Manager to manage a small compliance team... looking for a Compliance Manager to manage a small compliance team of three people. The Compliance Manager requires the... The role as Compliance Manager requires applicants... and in a compliance capacity. The responsibilities... risk, AML and compliance policies, both to...

Compliance Adviser, General Insurance (Berkshire)

Salary:
to£50,000 + bens
Location:
Berkshire
Job Type:
Permanent
Date Posted:
09-Mar-2010 16:14Add to My Shortlist

Our client are a General Insurer based in Berkshire who now require a Compliance Adviser To assist the Head of Compliance with the development and... the Head of Compliance with the development... European Risk and Compliance Management function within... of all operational compliance and risk management... the Head of Compliance. Key focus will... conducting risk and compliance assessments and monitoring...

Compliance Analyst

Salary:
£50k pa
Location:
London
Job Type:
Permanent
Date Posted:
11-Mar-2010 11:22Add to My Shortlist

The Company A well established Asset Management Company has an exciting role for a Compliance Analyst to join their London based team. Reporting to the... to the Senior Compliance Manager you will... of this booming Compliance team. The Role... the Charles River Compliance system for regulatory... experience within a Compliance role of an... include employee benefits, compliance, pensions, group risk, ...

Risk and Compliance Advisor

Salary:
£50k - £55k pa + excellen
Location:
Maidenhead
Job Type:
Permanent
Date Posted:
12-Mar-2010 16:43Add to My Shortlist

Leading Insurer is building its European Risk & Compliance management function. The post holder will be responsible for advising management regulatory and operational risk issues... of all operational compliance and risk management... undertaking risk and compliance assessments and monitoring... regulators. Experience of compliance and operational risk... services (ideally general insurance) coupled with extensive knowledge of FSA rules and UK and...

Big Ticket Investment Banking Compliance Assistant

Salary:
£50k - £60k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
11-Mar-2010 19:06Add to My Shortlist

My client is currently recruiting for an individual who will form part of the Compliance department, reporting to the Director of compliance, with primary responsibility... the Director of compliance, with primary responsibility... of the Banks compliance monitoring programme and... day to day compliance matters. Main Duties/Responsibilities... the adherence of compliance procedures, through the... tothe Head of Compliance and, where relevant, ...

Desk Based Review Compliance

Salary:
£45k - £65k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
09-Mar-2010 19:57Add to My Shortlist

Leading Investment Bank seeks a Compliance professional to join their Monitoring function. The main focus of this role will be: * Performing risk assessments to... and rolling out compliance review work based... reviews * Validating compliance against established policies... impact on regulatory compliance risk and on... * Strong regulatory compliance, investigation or audit experience gained within a financial services, legal...

Legal and Compliance Officer (Fund Management)

Salary:
£0
Location:
Singapore
Job Type:
Permanent
Date Posted:
12-Mar-2010 16:10Add to My Shortlist

Our client a huge financial services house in Asia is looking to appoint a legal and compliance officer to join their existing strong team. As... successful legal and compliance officer you will... to the group compliance director. As the... following: - Conducting compliance risk reviews - Providing compliance oversight to the... regulations and conducting compliance reviews As the... Strong experience in Compliance, Internal Audit, Risk...

Compliance Analyst

Salary:
GBP40 - GBP45 pa
Location:
City Of London
Job Type:
Contract/Temporary
Date Posted:
11-Mar-2010 17:42Add to My Shortlist

My company, a global asset management company are looking to bring on in a temporary capacity, a Compliance Analyst within their Investment Guideline Monitoring team.... developing and implementing Compliance Monitoring Programmes. The... responsibilities of a Compliance Analyst will be... including Charles River Compliance system (CRD). -Investigate... ideal candidate for Compliance Analyst will be... the role of Compliance Analyst have a...

Compliance Assistant

Salary:
GBP140 - GBP150 p/day
Location:
City Of London
Job Type:
Contract/Temporary
Date Posted:
11-Mar-2010 17:44Add to My Shortlist

My Client, a leading Investment Bank is looking to expand their Compliance team by hiring a Compliance Assistant. My Client is a leading financial services a Compliance Assistant. My Client... markets. As a Compliance Assistant, general responsibilities... The position of Compliance Assistant will require... the role of Compliance Assistant, then please apply via the website. Joslin Rowe - Winner of...

Desk Compliance Officer - Operations

Salary:
£70k - £90k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
09-Mar-2010 20:00Add to My Shortlist

Ever expanding Investment Bank seeks a Desk based compliance officer to interact with their operations division. You will have a detailed knowledge of UK regulatory... regards to operational compliance matters), be able... judgement to operations-related compliance issues, keep abreast... a front facing compliance role. Interested applicants should contact aaron.bolton@badenochandclark.com on 02073671961 [URL removed] - Let's find the career that connects...

Compliance Manager

Salary:
£50,000 per annum
Location:
London
Job Type:
Temporary/Fixed Term
Date Posted:
12-Mar-2010 00:00Add to My Shortlist

A Top UK Investment House require an experienced Compliance Manager for a 6 month short term role. The role will be based in London with... include; provision of compliance and risk advice... the head of Compliance and Operational Risk, translating Global Compliance policies into local... the Head of Compliance and Risk Management in facilitating the conduct of inspection visits by...

Financial Services Regulatory Compliance Manager

Salary:
£50,000 + package
Location:
Bristol
Job Type:
Permanent
Date Posted:
12-Mar-2010 09:48Add to My Shortlist

FS Regulatory Compliance Manager Bristol Up to £50k + car, pension, health ect plus bonus At least 4 years experience within FS regulatory compliance focusing on issues surrounding COB's compliance. My client is looking for a number of people at the manager grade and is open to the specific industry; retail banking, investment banking and GI are just a few....

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